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CME Group Inc. 
 IL
  SEC # 1156375

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3,009  SEC Filings
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  from  8/7/01  to  3/27/24  (Yesterday)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘4’ — Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — for 3/26/24 — Filed re:  Issuer / Subject Company — Filed by:  Shepard William R 
 
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notifications of all
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Filings
involving  CME Group Inc. 

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Forms
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, Documents
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& Exhibits
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 in  870 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
3/21/24 New Document this Past Month!DEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  New Document this Past Month! 165
3/19/24 New Document this Past Month!ARSUpdate:  Annual Reports to Security Holders  New Document this Past Month! 16
3/18/24 New Document this Past Month!DEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  New Document this Past Month!  — Financial Reports
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27
3/7/24 New Document this Past Month!8-KUpdate:  Current Reports — Form 8-K  New Document this Past Month!  — Press Releases
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& Conference Calls
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 — Financial Reports
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296

8-K Items: 
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4/28/23
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01 — ‘EX-10’
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74
11/16/21 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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7
8/28/08 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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2
2/14/24"Results of Operations and Financial Condition — Item 2.02 — Financial Reports
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78
4/28/23"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03 — ‘EX-10’
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30
6/30/08 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 1
11/4/21 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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3
11/4/21 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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4
3/7/24 New Document this Past Month!
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  New Document this Past Month!  — List of Directors & Officers
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45
12/9/22 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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15
6/9/08 OLD"Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05  OLD 1
5/9/23"Submission of Matters to a Vote of Security Holders — Item 5.0718
11/29/23
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  Disclosures: 
Regulation FD Disclosure — Item 7.01 — ‘EX-99’
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10
3/2/22 OLD
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  Events: 
Other Events — Item 8.01  OLD 54
3/7/24 New Document this Past Month!
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  Financials: 
Financial Statements and Exhibits — Item 9.01  New Document this Past Month!  — Financial Reports
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197

2/28/24 New Document this Past Month!10-KUpdate:  Annual Reports — Form 10-K  New Document this Past Month!  — Financial Reports
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25
11/1/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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70
9/30/22 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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28
6/9/22 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 9
3/3/22 OLD424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD 12
3/1/22 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 7
3/1/22 OLDS-3ASRRegistration:  Automatic Shelf Registration Statements by Well-Known Issuers — Form S-3  OLD 6
8/23/18 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 6
4/6/17 OLDDEFR14AProxy:  Definitive Revised Proxy Soliciting Materials — Schedule 14A  OLD 2
1/23/15 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 3
1/20/15 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 117
12/26/14 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 5
12/23/14 OLDS-4Registration:  Registration Statements – Securities for Mergers — Form S-4  OLD 15
8/11/14 OLD3Ownership:  Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3  OLD 1
8/11/14 OLDSC 13DOwnership:  Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D  OLD 1
3/7/14 OLDNO ACTSEC:  SEC No-Action Letters re: Shareholder Proposals  OLD 10
2/28/13 OLDIRANNOTICEUpdate:  Notice of an Iran/Syria Disclosure in a Quarterly or Annual Report  OLD 1
10/4/12 OLDCT ORDERSEC:  SEC Confidential Treatment Orders  OLD 9
7/18/12 OLDS-8 POSRegistration:  Post-Effective Amendments of Form S-8 Registrations  OLD 5
2/6/09 OLD424B2Registration:  Prospectuses – Primary Offerings and Shelf Securities  OLD 2
7/11/08 OLD25Trading:  Notice by an Issuer of the Removal from Listing and Registration on a Securities Exchange of Matured, Redeemed or Retired Securities — Form 25  OLD 1
7/1/08 OLD8-A12BRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 2
9/5/07 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 6
9/4/07 OLDSC TO-TOwnership:  Tender-Offer Statements by Third Parties — Schedule TO  OLD 2
7/6/07 OLDSC TO-COwnership:  Tender-Offer Communications by Issuers and Third Parties — Schedule TO  OLD 3
10/27/05 OLD8-A12GRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 2
2/17/04 OLDPRER14AProxy:  Preliminary Revised Proxy Soliciting Material — Schedule 14A  OLD 1
11/14/03 OLD424B1Registration:  Prospectuses – Info Previously Omitted  OLD 2
11/5/03 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 6
6/19/03 OLD424B4Registration:  Prospectus – Info Previously Omitted & New Facts or Events  OLD 1
12/10/02 OLDCERTNYSTrading:  Certification by the NYSE Approving a Listing — Form CERT  OLD 1
12/5/02 OLDS-1MEFRegistration:  Registration Statement to Add Securities to a Prior Form S-1 Registration  OLD 1
12/5/02 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD 9

Letters: 
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5/25/07 OLDCOVERComment-Response and Cover Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC3

General Exhibits: 
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3/7/24 New Exhibit this Past Month!EX-10Material Contracts  New Exhibit this Past Month! 209
2/28/24 New Exhibit this Past Month!EX-97Clawback Policy re: Recovery of Erroneously Awarded Compensation  New Exhibit this Past Month! 1
2/28/24 New Exhibit this Past Month!EX-23Consents of Experts and Counsel  New Exhibit this Past Month! 93
2/28/24 New Exhibit this Past Month!EX-21Subsidiaries Lists  New Exhibit this Past Month! 20
12/9/22 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 24
6/9/22 OLDEX-FILING FEESFiling Fees  OLD 3
6/9/22 OLDEX-5Opinions of Counsel re: Legality  OLD 38
3/8/22 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 31
3/2/22 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 12
3/1/22 OLDEX-25Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2  OLD 12
1/23/15 OLDEX-8Opinions of Counsel re: Tax Matters  OLD 23
11/10/08 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 14
3/6/06 OLDEX-13Annual and Quarterly Reports to Security Holders  OLD 6

Additional Exhibits: 
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2/14/24EX-99Miscellaneous Exhibits, such as Press Releases — Press Releases
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& Conference Calls
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262

Financials: 
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3/18/24 New Report this Past Month!XML  &  R#IDEA Financial Reports Info  New Report this Past Month!  — Financial Reports
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3,682
3/18/24 New Exhibit this Past Month!EX-101.*XBRL Data  (XBRL Files)  New Exhibit this Past Month! 519
3/18/24 New Exhibit this Past Month!JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  New Exhibit this Past Month! 71
3/18/24 New Folder this Past Month!ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  New Folder this Past Month! 
109
3/7/24 New Workbook this Past Month!EXCELIDEA Workbooks of Financial Reports Info  New Workbook this Past Month!  — Workbooks of Financial Reports
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116
2/28/24 New Exhibit this Past Month!EX-31Certifications — §302 – SOA’02  New Exhibit this Past Month! 166
2/28/24 New Exhibit this Past Month!EX-32Certifications — §906 – SOA’02  New Exhibit this Past Month! 83
6/21/18 OLDEX-12Statements re: Computations of Ratios  OLD 18
12/23/14 OLDEX-15Letters re: Unaudited Interim Financial Info  OLD 4
3/13/09 OLDEX-100.*XBRL Data {Voluntary}  (XBRL Files)  OLD 41
5/17/02 OLDEX-16Letters re: Changes in Accountants  OLD 2

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3/21/24 New Graphic this Past Month!GRAPHICPhotos, Images and Graphs  New Graphic this Past Month! 2,571


Forms
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, Documents
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& Exhibits
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 in  2,163 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 12572Q
 

        
Latest Filing  Type    Category    Description        Documents
     
3/27/24 New Document this Past Month!4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  New Document this Past Month! 1,917
3/15/24 New Document this Past Month!5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  New Document this Past Month! 34
2/13/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G57
12/12/23144Ownership:  Notices of Proposed Sales of Securities by Insiders — Form 14421
5/5/233Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 379
3/1/22 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 7
9/14/15 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 2
4/2/12 OLDPX14A6GProxy:  Notice of an Exempt Non-Management Proxy Solicitation  OLD 1
8/7/08 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 7
9/5/07 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 6
9/4/07 OLDSC TO-TOwnership:  Tender-Offer Statements by Third Parties — Schedule TO  OLD 2
7/6/07 OLDSC TO-COwnership:  Tender-Offer Communications by Issuers and Third Parties — Schedule TO  OLD 3

Letters: 
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10/25/22 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC28
10/25/22 OLDTEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD 4

General Exhibits: 
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5/5/23EX-24Powers of Attorney113
6/20/07 OLDEX-8Opinions of Counsel re: Tax Matters  OLD 2
2/1/06 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 2
2/1/06 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 2
2/1/06 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 2

Additional Exhibits: 
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2/13/20 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 27

Graphics: 
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3/1/22 OLDGRAPHICPhotos, Images and Graphs  OLD 56


        

Filings History

Year    # of Filings
In descending order
2024 27
2023 115
2022 164
2021 122
2020 112
2019 113
2018 145
2017 119
2016 144
2015 145
2014 165
2013 147
2012 126
2011 113
2010 129
2009 140
2008 181
2007 272
2006 174
2005 151
2004 79
2003 70
2002 48
2001 8

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