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Liquidmetal Technologies Inc. 
 CA
  SEC # 1141240

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715  SEC Filings
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  from  11/20/01  to  3/28/24  (Yesterday)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘4’ — Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — for 3/12/24 — Filed re:  Issuer / Subject Company — Filed by:  Bresnick Isaac 
 
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notifications of all
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Filings
involving  Liquidmetal Technologies Inc. 

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Forms
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, Documents
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& Exhibits
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 in  401 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
3/19/24 New Document this Past Month!8-KUpdate:  Current Reports — Form 8-K  New Document this Past Month!  — Press Releases
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& Conference Calls
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 — Financial Reports
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141

8-K Items: 
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3/19/24 New Document this Past Month!
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  New Document this Past Month!  — ‘EX-10’
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39
3/14/16 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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4
2/21/17 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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2
3/17/16 OLD"Results of Operations and Financial Condition — Item 2.02  OLD  — Financial Reports
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6
2/26/15 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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12
10/6/08 OLD"Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement — Item 2.04  OLD  — ‘EX-10’
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4
7/10/19 OLD"Cost Associated with Exit or Disposal Activities — Item 2.05  OLD  — ‘EX-2’
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1
7/10/19 OLD"Material Impairments — Item 2.06  OLD  — ‘EX-2’
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1
10/27/16 OLD
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  Securities & Trading: 
Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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21
5/6/09 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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1
12/21/21 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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6
3/13/12 OLD"Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD 2
9/17/13 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 1
9/3/21 OLD"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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45
5/20/16 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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9
6/28/23"Submission of Matters to a Vote of Security Holders — Item 5.0710
1/19/22 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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29
3/17/16 OLD
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  Events: 
Other Events — Item 8.01  OLD 15
3/19/24 New Document this Past Month!
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  Financials: 
Financial Statements and Exhibits — Item 9.01  New Document this Past Month!  — Financial Reports
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60

3/12/24 New Document this Past Month!10-KUpdate:  Annual Reports — Form 10-K  New Document this Past Month!  — Financial Reports
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31
11/14/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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78
5/16/23DEF 14AProxy:  Definitive Proxy Statements — Schedule 14A13
8/12/19 OLDNT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD 18
11/1/16 OLDDRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 6
3/25/16 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 6
3/17/16 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 8
3/20/15 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 3
10/7/14 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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19
9/17/14 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 41
9/10/14 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 5
8/28/14 OLDS-3Registration:  Registration Statement – Securities for a Transaction — Form S-3  OLD 1
2/10/14 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD  — Financial Reports
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19
9/5/13 OLDDEFR14AProxy:  Definitive Revised Proxy Soliciting Material — Schedule 14A  OLD 1
8/31/12 OLDCT ORDERSEC:  SEC Confidential Treatment Orders  OLD 3
4/1/10 OLDNT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD 5
1/24/08 OLDREGDEXRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 6
5/22/02 OLD424B1Registration:  Prospectus – Info Previously Omitted  OLD 1
5/20/02 OLD8-A12BRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1

Letters: 
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8/23/12 OLDCOVERComment-Response and Cover Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC2

General Exhibits: 
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3/19/24 New Exhibit this Past Month!EX-10Material Contracts  New Exhibit this Past Month! 202
3/12/24 New Exhibit this Past Month!EX-23Consents of Experts and Counsel  New Exhibit this Past Month! 60
3/9/21 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 11
3/5/19 OLDEX-21Subsidiaries Lists  OLD 7
5/20/16 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 16
3/20/15 OLDEX-5Opinions of Counsel re: Legality  OLD 12
2/28/08 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 7
5/1/02 OLDEX-1Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD 1

Additional Exhibits: 
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1/19/22 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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73

Financials: 
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3/19/24 New Report this Past Month!XML  &  R#IDEA Financial Reports Info  New Report this Past Month!  — Financial Reports
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3,296
3/19/24 New Workbook this Past Month!EXCELIDEA Workbooks of Financial Reports Info  New Workbook this Past Month!  — Workbooks of Financial Reports
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72
3/19/24 New Exhibit this Past Month!EX-101.*XBRL Data  (XBRL Files)  New Exhibit this Past Month! 351
3/19/24 New Exhibit this Past Month!JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  New Exhibit this Past Month! 16
3/19/24 New Folder this Past Month!ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  New Folder this Past Month! 
62
3/12/24 New Exhibit this Past Month!EX-31Certifications — §302 – SOA’02  New Exhibit this Past Month! 200
3/12/24 New Exhibit this Past Month!EX-32Certifications — §906 – SOA’02  New Exhibit this Past Month! 176
12/21/21 OLDEX-16Letters re: Changes in Accountants  OLD 6
8/14/03 OLDEX-15Letters re: Unaudited Interim Financial Info  OLD 2

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3/12/24 New Graphic this Past Month!GRAPHICPhotos, Images and Graphs  New Graphic this Past Month! 286


Forms
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, Documents
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& Exhibits
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 in  314 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
3/28/24 New Document this Past Month!4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  New Document this Past Month! 157
8/14/18 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 48
3/17/16 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 19
2/5/15 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 58
2/14/13 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 13

Letters: 
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10/8/14 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC19

General Exhibits: 
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8/14/18 OLDEX-24Powers of Attorney  OLD 15

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10/28/08 OLDGRAPHICPhotos, Images and Graphs  OLD 16


        

Filings History

Year    # of Filings
In descending order
2024 3
2023 8
2022 5
2021 9
2020 6
2019 8
2018 15
2017 12
2016 42
2015 22
2014 55
2013 41
2012 45
2011 52
2010 37
2009 23
2008 47
2007 45
2006 60
2005 43
2004 54
2003 47
2002 35
2001 1

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