Aviva plc    SEC # 1140022

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1,327  SEC Filings   from  8/13/01  to  2/9/24  (2 Months Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘13F-NT’ — Quarterly Holdings Notice by a Money Manager — Form 13F — for 12/31/23 — Filed as:  Filing Agent — Filed by:  Aviva Investors Americas LLC
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Forms , Documents & Exhibits  in  920 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
2/9/24			13F-HR		Ownership:		Quarterly Holdings and Combination Reports by Money Managers — Form 13F — Assets Under Management	96
12/22/16	OLD		424B3		Registration:		Prospectus – New Facts or Events  OLD	1
12/22/16	OLD		15F-12B		Registration:		Certification of a Termination of Registration of a Class of Securities by a Foreign Issuer — Form 15F  OLD	1
12/20/16	OLD		6-K		Update:		Current, Quarterly and Annual Reports by Foreign Issuers — Form 6-K  OLD  — Press Releases & Conference Calls	763
12/12/16	OLD		25		Trading:		Notice by an Issuer of the Removal from Listing and Registration on a Securities Exchange of Matured, Redeemed or Retired Securities — Form 25  OLD	1
10/12/16	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	9
3/29/16	OLD		20-F		Update:		Annual and Annual-Transition Reports by Foreign Non-Canadian Issuers — Form 20-F  OLD	9
2/4/15	OLD		13F-NT		Ownership:		Quarterly Holdings Notices by Money Managers — Form 13F  OLD  — Assets Under Management	4
11/9/12	OLD		SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD	4
10/12/12	OLD		4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD	13
11/23/11	OLD		CERTNYS		Trading:		Certifications by the NYSE Approving Listings — Form CERT  OLD	2
11/22/11	OLD		8-A12B		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
11/22/11	OLD		F-N		Registration:		Appointment of a U.S. Agent for Service of Process by a Foreign Bank or Insurance Company — Form F-N  OLD	1
11/18/11	OLD		424B5		Registration:		Prospectus – Primary Offering or Shelf Securities – New Facts or Events  OLD	1
11/17/11	OLD		FWP		Registration:		Prospectus – Free Writing  OLD	1
11/16/11	OLD		424B2		Registration:		Prospectus – Primary Offering or Shelf Securities  OLD	1
11/16/11	OLD		F-3ASR		Registration:		Automatic Shelf Registration Statement by a Well-Known Foreign Issuer — Form F-3  OLD	1
1/18/11	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	3
12/18/09	OLD		D		Registration:		Notices of Exempt Offerings of Securities — Form D  OLD	3
10/19/09	OLD		EFFECT		SEC:		SEC Notice of Effectiveness  OLD	1
10/7/09	OLD		20FR12B		Registration:		Registration Statement by a Foreign Non-Canadian Issuer — Form 20-F  OLD	1
8/14/08	OLD		REGDEX		Registration:		Notices of Exempt Offerings of Securities — Form D  OLD	3
3/19/02	OLD		NO ACT		SEC:		SEC No-Action Letter re: a Shareholder Proposal  OLD	1
					Form-Specific Documents:
2/9/24			INFO-TABLE		Portfolio Securities Holdings – Info Tables — Form 13F — Assets Under Management			46
					General Exhibits:
3/29/16	OLD		EX-13		Annual and Quarterly Reports to Security Holders  OLD			16
3/29/16	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			42
3/29/16	OLD		EX-8		Opinions of Counsel re: Tax Matters  OLD			10
3/29/16	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			8
11/22/11	OLD		EX-5		Opinions of Counsel re: Legality  OLD			4
11/16/11	OLD		EX-23		Consent of Expert or Counsel  OLD			1
11/16/11	OLD		EX-25		Statement of Eligibility to Act as a Trustee  OLD			1
10/7/09	OLD		EX-14		Codes of Ethics  OLD			4
10/7/09	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			2
1/9/09	OLD		EX-24		Powers of Attorney  OLD			5
					Additional Exhibits:
1/20/15	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases & Conference Calls			3
					Financials:
3/29/16	OLD		EX-12		Statements re: Computations of Ratios  OLD			17
3/16/15	OLD		EX-11		Statements re: Computations of Earnings Per Share  OLD			5
3/21/12	OLD		EX-15		Letters re: Unaudited Interim Financial Info  OLD			2
					Graphics:
3/29/16	OLD		GRAPHIC		Photos, Images and Graphs  OLD			372

History as a Money Manager:  Assets Under Management  ·  Related Money Managers

Forms , Documents & Exhibits  in  33 Filings  Filed re:  Issuer / Subject Company

        

        

Latest Filing			Type		Category	Description		Documents
1/24/24			SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G	18
12/22/16	OLD		F-6 POS		Registration:		Post-Effective Amendment of an ‘F-6EF’ Registration — Form F-6  OLD	1
12/1/16	OLD		25-NSE		Trading:		Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD	1
11/22/11	OLD		F-N		Registration:		Appointment of a U.S. Agent for Service of Process by a Foreign Bank or Insurance Company — Form F-N  OLD	1
11/17/11	OLD		FWP		Registration:		Prospectus – Free Writing  OLD	1
10/15/09	OLD		F-6		Registration:		Registration Statement – Depositary Shares Evidenced by American Depositary Receipts (ADRs) — Form F-6  OLD	1
					Letters:
10/25/16	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			10
					Additional Exhibits:
12/22/16	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			6
					Graphics:
11/17/11	OLD		GRAPHIC		Photos, Images and Graphs  OLD			2

        

Filings History

Year		# of Filings
2024		4
2023		15
2022		16
2021		20
2020		17
2019		16
2018		21
2017		15
2016		97
2015		176
2014		132
2013		109
2012		116
2011		164
2010		122
2009		78
2008		33
2007		31
2006		24
2005		24
2004		29
2003		31
2002		26
2001		11