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Prudential Financial Inc. 
 NJ
  SEC # 1137774

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5,263  SEC Filings
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  from  4/9/01  to  3/22/24  (6 Days Ago)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘3’ — Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 — for 3/15/24 — Filed re:  Issuer / Subject Company — Filed by:  Frias Yanela 
 
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involving  Prudential Financial Inc. 

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Forms
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, Documents
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& Exhibits
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 in  2,759 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
3/18/24 New Document this Past Month!4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  New Document this Past Month! 44
3/11/24 New Document this Past Month!8-KUpdate:  Current Reports — Form 8-K  New Document this Past Month!  — Press Releases
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& Conference Calls
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 — Financial Reports
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454

8-K Items: 
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5/23/23
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01 — ‘EX-10’
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15
11/22/10 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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2
4/4/22 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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2
2/6/24"Results of Operations and Financial Condition — Item 2.02 — Financial Reports
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99
5/23/23"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03 — ‘EX-10’
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37
6/6/07 OLD"Cost Associated with Exit or Disposal Activities — Item 2.05  OLD  — ‘EX-2’
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3
3/29/10 OLD"Material Impairments — Item 2.06  OLD  — ‘EX-2’
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3
9/5/19 OLD
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  Securities & Trading: 
Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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9
1/2/15 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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1
1/13/14 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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5
2/6/06 OLD"Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD 1
2/15/24
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers
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50
9/13/23"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 — ‘EX-3’
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12
9/14/05 OLD"Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05  OLD 1
5/9/23"Submission of Matters to a Vote of Security Holders — Item 5.0714
2/6/24
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  Disclosures: 
Regulation FD Disclosure — Item 7.01 — ‘EX-99’
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189
3/11/24 New Document this Past Month!
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  Events: 
Other Events — Item 8.01  New Document this Past Month! 123
3/11/24 New Document this Past Month!
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  Financials: 
Financial Statements and Exhibits — Item 9.01  New Document this Past Month!  — Financial Reports
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283

3/7/24 New Document this Past Month!424B2Registration:  Prospectuses – Primary Offerings and Shelf Securities  New Document this Past Month! 100
3/6/24 New Document this Past Month!FWPRegistration:  Prospectuses – Free Writing  New Document this Past Month! 56
3/1/24 New Document this Past Month!S-3ASRRegistration:  Automatic Shelf Registration Statements by Well-Known Issuers — Form S-3  New Document this Past Month! 7
2/21/2410-KUpdate:  Annual Reports — Form 10-K — Financial Reports
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25
2/15/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G1,250
2/13/2413F-HROwnership:  Quarterly Holdings and Combination Reports by Money Managers — Form 13F — Assets Under Management
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105
12/6/233Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 316
12/4/23SC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D8
11/2/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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70
6/21/2311-KUpdate:  Annual Reports by Employee Stock Purchase, Savings and Similar Plans — Form 11-K23
3/23/23 OLDARSUpdate:  Annual Reports to Security Holders  OLD 6
3/23/23 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD  — Financial Reports
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25
8/18/22 OLDCERTTrading:  Certifications by Securities Exchanges Approving Listings — Form CERT  OLD 3
8/17/22 OLD8-A12BRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 9
9/10/21 OLDS-8 POSRegistration:  Post-Effective Amendments of Form S-8 Registrations  OLD 8
8/31/21 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 17
4/19/21 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 22
9/27/19 OLDDRegistration:  Notice of an Exempt Offering of Securities — Form D  OLD 1
4/6/18 OLDEFFECTSEC:  SEC Notice of Effectiveness  OLD 1
4/5/18 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 418
4/3/18 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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26
4/3/18 OLDS-4Registration:  Registration Statements – Securities for Mergers — Form S-4  OLD 2
1/7/16 OLDNO ACTSEC:  SEC No-Action Letters re: Shareholder Proposals  OLD 14
3/20/13 OLDCERTNYSTrading:  Certifications by the NYSE Approving Listings — Form CERT  OLD 4
3/16/12 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 3
11/16/10 OLD424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD 7
10/8/08 OLD424B7Registration:  Prospectuses – Selling Security Holders – Info Previously Omitted  OLD 14
9/5/08 OLD40-APPRegistration:  Application for an Exemption Order or Other Relief by an Investment Company  OLD 1
3/10/05 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 3
11/19/04 OLD25Trading:  Notice by an Issuer of the Removal from Listing and Registration on a Securities Exchange of Matured, Redeemed or Retired Securities — Form 25  OLD 1
7/29/04 OLD305B2Registration:  Statement of Eligibility to Act as a Trustee by a Corporation — Form T-1  OLD 1
4/24/03 OLDDEFR14AProxy:  Definitive Revised Proxy Soliciting Materials — Schedule 14A  OLD 2
3/26/02 OLD10-K405Update:  Annual Report — Reg. S-K – Item 405 — Form 10-K  OLD 1
12/13/01 OLD424B1Registration:  Prospectuses – Info Previously Omitted  OLD 2
12/13/01 OLDS-1MEFRegistration:  Registration Statement to Add Securities to a Prior Form S-1 Registration  OLD 1
12/12/01 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD 13

Form-Specific Documents: 
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2/13/24INFO-TABLEPortfolio Securities Holdings – Info Tables — Form 13F — Assets Under Management
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57

General Exhibits: 
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3/11/24 New Exhibit this Past Month!EX-4Instruments, Including Indentures, Defining the Rights of Security Holders  New Exhibit this Past Month! 106
3/11/24 New Exhibit this Past Month!EX-5Opinions of Counsel re: Legality  New Exhibit this Past Month! 77
3/11/24 New Exhibit this Past Month!EX-8Opinions of Counsel re: Tax Matters  New Exhibit this Past Month! 25
3/11/24 New Exhibit this Past Month!EX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  New Exhibit this Past Month! 50
3/7/24 New Exhibit this Past Month!EX-FILING FEESFiling Fees  New Exhibit this Past Month! 6
3/1/24 New Exhibit this Past Month!EX-23Consents of Experts and Counsel  New Exhibit this Past Month! 126
3/1/24 New Exhibit this Past Month!EX-24Powers of Attorney  New Exhibit this Past Month! 54
3/1/24 New Exhibit this Past Month!EX-25Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2  New Exhibit this Past Month! 50
2/21/24EX-10Material Contracts203
2/21/24EX-21Subsidiaries Lists24
12/4/23EX-3Articles of Incorporation/Organization and Bylaws20
12/4/23EX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions8

Additional Exhibits: 
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2/6/24EX-99Miscellaneous Exhibits, such as Press Releases — Press Releases
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& Conference Calls
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440

Financials: 
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3/11/24 New Report this Past Month!XML  &  R#IDEA Financial Reports Info  New Report this Past Month!  — Financial Reports
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7,806
3/11/24 New Workbook this Past Month!EXCELIDEA Workbooks of Financial Reports Info  New Workbook this Past Month!  — Workbooks of Financial Reports
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150
3/11/24 New Exhibit this Past Month!EX-101.*XBRL Data  (XBRL Files)  New Exhibit this Past Month! 689
3/11/24 New Exhibit this Past Month!JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  New Exhibit this Past Month! 105
3/11/24 New Folder this Past Month!ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  New Folder this Past Month! 
141
2/21/24EX-31Certifications — §302 – SOA’02178
2/21/24EX-32Certifications — §906 – SOA’02174
8/3/18 OLDEX-12Statements re: Computations of Ratios  OLD 65
5/4/18 OLDEX-18Letters re: Changes in Accounting Principles and Practices  OLD 3
6/25/13 OLDEX-16Letters re: Changes in Accountants  OLD 3

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3/11/24 New Graphic this Past Month!GRAPHICPhotos, Images and Graphs  New Graphic this Past Month! 5,817

History as a Money Manager:  Assets Under Management
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 ·  Related Money Managers


1 Related Manager who also Reported Holdings for this Manager

As Of
  
 
Quarter
(Ended)
  Holdings
Form 13F
  Assets
(Millions)
  Reporting Manager
Manager with whom Investment Discretion is Shared
2/1/2412/31/23  590 of 802  $130,171,373  
 NY
 
Jennison Associates LLC


Forms
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, Documents
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& Exhibits
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 in  2,315 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 744320
 

        
Latest Filing  Type    Category    Description        Documents
     
3/22/24 New Document this Past Month!3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  New Document this Past Month! 39
3/18/24 New Document this Past Month!4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  New Document this Past Month! 2,131
3/12/24 New Document this Past Month!144Ownership:  Notices of Proposed Sales of Securities by Insiders — Form 144  New Document this Past Month! 17
3/6/24 New Document this Past Month!FWPRegistration:  Prospectuses – Free Writing  New Document this Past Month! 56
2/13/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G35
9/23/20 OLD25-NSETrading:  Notices by Securities Exchanges of the Removals from Listing and Registration of Matured, Redeemed and Retired Securities — Form 25  OLD 4
5/11/20 OLDPX14A6GProxy:  Notice of an Exempt Non-Management Proxy Solicitation  OLD 1
2/11/19 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 8

Letters: 
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5/14/15 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC24

General Exhibits: 
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3/22/24 New Exhibit this Past Month!EX-24Powers of Attorney  New Exhibit this Past Month! 141

Additional Exhibits: 
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9/23/20 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 4

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3/6/24 New Graphic this Past Month!GRAPHICPhotos, Images and Graphs  New Graphic this Past Month! 57


        

Filings History

Year    # of Filings
In descending order
2024 97
2023 176
2022 211
2021 212
2020 203
2019 188
2018 211
2017 222
2016 258
2015 278
2014 289
2013 316
2012 246
2011 201
2010 211
2009 200
2008 303
2007 332
2006 293
2005 233
2004 236
2003 211
2002 114
2001 22

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