| Latest Filing | | Type | | Category | Description | Documents |
|---|
| | | |
| 4/17/24 |  | | 8-K | | Update: | | Current Reports — Form 8-K — Press Releases & Conference Calls — Financial Reports | 324 |
| | |
| | 8-K Items: |
| 3/8/23 | OLD | | Business & Operations: | • | Entry into a Material Definitive Agreement — Item 1.01 OLD — ↓‘EX-10’ | 23 |
| 2/12/24 | | | Financial Info: | • | Results of Operations and Financial Condition — Item 2.02 — Financial Reports | 93 |
| 3/8/23 | OLD | | " | | | • | Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03 OLD — ↓‘EX-10’ | 11 |
| 11/30/17 | OLD | | Securities & Trading: | • | Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01 OLD | 1 |
| 1/11/24 | | | Governance & Management: | • | Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers | 44 |
| 3/2/18 | OLD | | " | | | • | Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 OLD — ↓‘EX-3’ | 5 |
| 8/16/23 | | | " | | | • | Submission of Matters to a Vote of Security Holders — Item 5.07 | 17 |
| 4/17/24 | | | Disclosures: | • | Regulation FD Disclosure — Item 7.01 — ↓‘EX-99’ | 127 |
| 3/8/23 | OLD | | Events: | • | Other Events — Item 8.01 OLD | 27 |
| 2/12/24 | | | Financials: | • | Financial Statements and Exhibits — Item 9.01 — Financial Reports | 164 |
| | |
|
| 4/8/24 | | | DEFA14A | | Proxy: | | Definitive Additional Proxy Soliciting Materials — Schedule 14A | 14 |
| 4/8/24 | | | DEF 14A | | Proxy: | | Definitive Proxy Statements — Schedule 14A — Financial Reports | 23 |
| 2/20/24 | | | 10-K | | Update: | | Annual Reports — Form 10-K — Financial Reports | 23 |
| 2/15/24 | | | SC 13G | | Ownership: | | Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G | 227 |
| 2/7/24 | | | 13F-HR | | Ownership: | | Quarterly Holdings and Combination Reports by Money Managers — Form 13F — Assets Under Management | 101 |
| 11/3/23 | | | S-8 POS | | Registration: | | Post-Effective Amendment of a Form S-8 Registration | 1 |
| 11/1/23 | | | 10-Q | | Update: | | Quarterly Reports — Form 10-Q — Financial Reports | 68 |
| 6/26/23 | | | 11-K | | Update: | | Annual Reports by Employee Stock Purchase, Savings and Similar Plans — Form 11-K | 44 |
| 4/3/23 | OLD | | ARS | | Update: | | Annual Reports to Security Holders OLD | 15 |
| 3/7/23 | OLD | | 424B5 | | Registration: | | Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events OLD | 226 |
| 3/6/23 | OLD | | FWP | | Registration: | | Prospectuses – Free Writing OLD | 14 |
| 2/27/23 | OLD | | S-3ASR | | Registration: | | Automatic Shelf Registration Statements by Well-Known Issuers — Form S-3 OLD | 6 |
| 11/10/21 | OLD | | S-8 | | Registration: | | Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8 OLD | 11 |
| 11/12/19 | OLD | | 13F-NT | | Ownership: | | Quarterly Holdings Notices by Money Managers — Form 13F OLD — Assets Under Management | 5 |
| 12/15/17 | OLD | | CERT | | Trading: | | Certification by a Securities Exchange Approving a Listing — Form CERT OLD | 1 |
| 12/15/17 | OLD | | 8-A12B | | Registration: | | Registration Statements for Certain Classes of Securities — Form 8-A OLD | 4 |
| 12/11/17 | OLD | | 25 | | Trading: | | Notice by an Issuer of the Removal from Listing and Registration on a Securities Exchange of Matured, Redeemed or Retired Securities — Form 25 OLD | 1 |
| 4/28/16 | OLD | | CORRESP | | Comment: | | Comment-Response and Other Letters to the SEC [ a.k.a. COVER ] OLD — All Correspondence with the SEC | 31 |
| 5/7/15 | OLD | | 424B3 | | Registration: | | Prospectuses – New Facts or Events OLD | 12 |
| 3/12/13 | OLD | | PRE 14A | | Proxy: | | Preliminary Proxy Statements — Schedule 14A OLD | 2 |
| 4/6/12 | OLD | | SC 13D | | Ownership: | | Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D OLD | 8 |
| 4/11/11 | OLD | | 4 | | Ownership: | | Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4 OLD | 9 |
| 9/9/08 | OLD | | 424B2 | | Registration: | | Prospectuses – Primary Offerings and Shelf Securities OLD | 365 |
| 11/23/07 | OLD | | EFFECT | | SEC: | | SEC Notice of Effectiveness OLD | 1 |
| 11/20/07 | OLD | | S-3 | | Registration: | | Registration Statements – Securities for Transactions — Form S-3 OLD | 13 |
| 2/1/07 | OLD | | 144 | | Ownership: | | Notice of a Proposed Sale of Securities by an Insider — Form 144 OLD | 1 |
| 12/29/05 | OLD | | 3 | | Ownership: | | Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3 OLD | 3 |
| 6/22/05 | OLD | | CERTNYS | | Trading: | | Certification by the NYSE Approving a Listing — Form CERT OLD | 1 |
| 6/17/05 | OLD | | 8-A12G | | Registration: | | Registration Statement for a Class of Securities — Form 8-A OLD | 1 |
| 2/26/04 | OLD | | NO ACT | | SEC: | | SEC No-Action Letter re: a Shareholder Proposal OLD | 1 |
| 10/23/01 | OLD | | 424B1 | | Registration: | | Prospectus – Info Previously Omitted OLD | 1 |
| 10/22/01 | OLD | | S-1 | | Registration: | | Registration Statements (General Form) — Form S-1 OLD | 5 |
| | |
| | Form-Specific Documents: |
| 2/7/24 | | | INFO-TABLE | | Portfolio Securities Holdings – Info Tables — Form 13F — Assets Under Management | 52 |
| | |
| | General Exhibits: |
| 2/20/24 | | | EX-97 | | Clawback Policy re: Recovery of Erroneously Awarded Compensation | 1 |
| 2/20/24 | | | EX-23 | | Consents of Experts and Counsel | 72 |
| 2/20/24 | | | EX-4 | | Instruments, Including Indentures, Defining the Rights of Security Holders | 110 |
| 2/20/24 | | | EX-10 | | Material Contracts | 58 |
| 2/20/24 | | | EX-21 | | Subsidiaries Lists | 21 |
| 11/3/23 | | | EX-24 | | Powers of Attorney | 20 |
| 3/8/23 | OLD | | EX-5 | | Opinions of Counsel re: Legality OLD | 61 |
| 3/8/23 | OLD | | EX-1 | | Underwriting Agreements (and mislabeled “1st Exhibits”) OLD | 19 |
| 3/7/23 | OLD | | EX-FILING FEES | | Filing Fees OLD | 2 |
| 2/27/23 | OLD | | EX-25 | | Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2 OLD | 75 |
| 5/2/19 | OLD | | EX-2 | | Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions OLD | 9 |
| 3/2/18 | OLD | | EX-3 | | Articles of Incorporation/Organization and Bylaws OLD | 5 |
| 5/7/15 | OLD | | EX-8 | | Opinions of Counsel re: Tax Matters OLD | 6 |
| | |
| | Additional Exhibits: |
| 2/12/24 | | | EX-99 | | Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls | 131 |
| | |
| | Financials: |
| 4/17/24 | | | XML & R# | | IDEA Financial Reports Info — Financial Reports | 6,497 |
| 4/17/24 | | | EXCEL | | IDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports | 130 |
| 4/17/24 | | | EX-101.* | | XBRL Data (XBRL Files) | 532 |
| 4/17/24 | | | JSON | | XBRL Instances as JavaScript Object Notation Data (JSON Files) | 84 |
| 4/17/24 | | | ZIP | | XBRL Zipped Folders (Folders of XBRL Files) | 121 |
| 2/20/24 | | | EX-31 | | Certifications — §302 – SOA’02 | 156 |
| 2/20/24 | | | EX-32 | | Certifications — §906 – SOA’02 | 156 |
| 10/31/18 | OLD | | EX-12 | | Statements re: Computations of Ratios OLD | 63 |
| 5/2/12 | OLD | | EX-18 | | Letter re: a Change in Accounting Principles or Practices OLD | 1 |
| | |
| | Graphics: |
| 4/8/24 | | | GRAPHIC | | Photos, Images and Graphs | 3,174 |
