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Click to view... | Registrant | About | Filings | Files | Relationships | Names | Topics | Web | ||||||||||||||||||||||||||||||
List All Filings | or | ||
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Most-Recent Filing: | ‘13F-NT’ — Quarterly Holdings Notice by a Money Manager — Form 13F — for 12/31/23 — | ||
New-Filing E-Mail: |
Latest Filing | Type | Category | Description | Documents | |||||||
---|---|---|---|---|---|---|---|---|---|---|---|
2/9/24 | 13F-NT | Ownership: | Quarterly Holdings Notices by Money Managers — Form 13F — | 55 | |||||||
4/4/23 | OLD | MA-W | Registration: | Notice of a Withdrawal from Registration by a Municipal Advisor — Form MA-W OLD | 1 | ||||||
3/24/23 | OLD | MA-I | Registration: | Info re: Natural Persons Who Engage in Municipal Advisory Activity — Form MA-I OLD | 4 | ||||||
4/4/22 | OLD | MA-A | Registration: | Annual Updates of Registrations by Municipal Advisors — Form MA OLD | 8 | ||||||
7/14/17 | OLD | MA | Registration: | Applications for Registrations by Municipal Advisors — Form MA OLD | 3 | ||||||
3/15/17 | OLD | 40-206A | Registration: | Applications for Exemptions by Investment Advisors OLD | 2 | ||||||
6/29/12 | OLD | 40-APP | Registration: | Application for an Exemption Order or Other Relief by an Investment Company OLD | 1 | ||||||
5/13/10 | OLD | 13F-HR | Ownership: | Quarterly Holdings and Combination Reports by Money Managers — Form 13F OLD — | 43 |
As Of | | Quarter (Ended) | Holdings Form 13F | Assets (Millions) | Reporting Manager Manager with whom Investment Discretion is Shared | |||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
2/9/24 | 12/31/23 | NA | of | 7,468 | NA |
| Advisory Services Network, LLC | |||||||
2/8/24 | 12/31/23 | 1,211 | of | 2,313 | $60,452,083 |
| Brown Advisory Inc. | |||||||
1/30/24 | 12/31/23 | 34 | of | 657 | $330,526 |
| Dakota Wealth Management |
Year | # of Filings | |
---|---|---|
2024 | 1 | |
2023 | 13 | |
2022 | 5 | |
2021 | 5 | |
2020 | 5 | |
2019 | 5 | |
2018 | 5 | |
2017 | 7 | |
2016 | 7 | |
2015 | 6 | |
2014 | 6 | |
2013 | 4 | |
2012 | 5 | |
2011 | 4 | |
2010 | 4 | |
2009 | 4 | |
2008 | 4 | |
2007 | 4 | |
2006 | 5 | |
2005 | 4 | |
2004 | 4 | |
2003 | 4 | |
2002 | 5 | |
2001 | 4 | |
2000 | 3 |