Alliancebernstein L.P. 

TN

  SEC # 1109448

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2,034  SEC Filings   from  3/28/00  to  4/9/24  (Last Week)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘8-K’ — Current Report — Form 8-K — Filed as:  Filer / Offerer
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Forms , Documents & Exhibits  in  1,787 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
4/9/24			8-K		Update:		Current Reports — Form 8-K    — Press Releases & Conference Calls  — Financial Reports	521
					8-K Items:
3/17/22	OLD		Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01  OLD  — ↓‘EX-10’	19
12/13/10	OLD		"			•	Termination of a Material Definitive Agreement — Item 1.02  OLD  — ↓‘EX-10’	1
2/6/24			Financial Info:			•	Results of Operations and Financial Condition — Item 2.02 — Financial Reports	84
10/19/21	OLD		"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ↓‘EX-10’	8
7/1/22	OLD		Securities & Trading:			•	Unregistered Sales of Equity Securities — Item 3.02  OLD	2
3/13/06	OLD		Accountants & Accounting:			•	Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ↓‘EX-16’	1
1/17/24			Governance & Management:			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers	60
2/24/06	OLD		"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ↓‘EX-3’	1
4/9/24			Disclosures:			•	Regulation FD Disclosure — Item 7.01    — ↓‘EX-99’	377
4/2/24			Events:			•	Other Events — Item 8.01	26
4/9/24			Financials:			•	Financial Statements and Exhibits — Item 9.01    — Financial Reports	411
2/28/24			3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3	2
2/14/24			SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G	994
2/14/24			13F-HR		Ownership:		Quarterly Holdings and Combination Reports by Money Managers — Form 13F — Assets Under Management	58
2/9/24			10-K		Update:		Annual Reports — Form 10-K — Financial Reports	27
12/13/23			CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ] — All Correspondence with the SEC	15
10/26/23			10-Q		Update:		Quarterly Reports — Form 10-Q — Financial Reports	75
8/4/23			40-APP		Registration:		Applications for Exemption Orders and Other Relief by Investment Companies	12
2/12/20	OLD		IRANNOTICE		Update:		Notices of Iran/Syria Disclosures in Quarterly and Annual Reports  OLD	29
5/23/16	OLD		6B ORDR		SEC:		Application for an SEC Exemption Order – ‘40-6B’ SEC Order  OLD	1
4/25/16	OLD		6B NTC		SEC:		Application for an SEC Exemption Order – ‘40-6B’ SEC Notice  OLD	1
1/28/16	OLD		40-6B		Registration:		Applications for Exemption Orders by Employees’ Investment Companies  OLD	2
10/20/14	OLD		APP WD		Registration:		Withdrawal of an Application for an Exemption Order or Other Relief  OLD	1
11/20/13	OLD		424B3		Registration:		Prospectuses – New Facts or Events  OLD	2
11/20/13	OLD		EFFECT		SEC:		SEC Notice of Effectiveness  OLD	1
11/8/13	OLD		S-4		Registration:		Registration Statements – Securities for Mergers — Form S-4  OLD  — Financial Reports	3
9/20/13	OLD		DEL AM		Registration:		Registration Effectiveness-Delaying Amendment  OLD	1
8/16/13	OLD		425		Registration:		Prospectus or Communication – Merger  OLD	1
11/12/10	OLD		13F-NT		Ownership:		Quarterly Holdings Notices by Money Managers — Form 13F  OLD  — Assets Under Management	31
11/14/03	OLD		NT 10-Q		Update:		Notice of a Late Filing of a Form 10-Q Quarterly Report — Form 12b-25  OLD	1
2/4/03	OLD		NO ACT		SEC:		SEC No-Action Letters re: Shareholder Proposals  OLD	6
8/10/01	OLD		424B2		Registration:		Prospectus – Primary Offering or Shelf Securities  OLD	1
7/11/01	OLD		S-3		Registration:		Registration Statement – Securities for a Transaction — Form S-3  OLD	1
10/3/00	OLD		S-8		Registration:		Registration Statement – Securities for an Employee Benefit Plan — Form S-8  OLD	1
					Form-Specific Documents:
2/14/24			INFO-TABLE		Portfolio Securities Holdings – Info Tables — Form 13F — Assets Under Management			44
					General Exhibits:
2/9/24			EX-97		Clawback Policy re: Recovery of Erroneously Awarded Compensation			1
2/9/24			EX-23		Consents of Experts and Counsel			32
2/9/24			EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders			10
2/9/24			EX-10		Material Contracts			287
2/9/24			EX-21		Subsidiaries Lists			25
2/10/23	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			12
10/23/13	OLD		EX-5		Opinions of Counsel re: Legality  OLD			3
10/23/13	OLD		EX-25		Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2  OLD			2
5/11/11	OLD		EX-9		Voting Trust Agreements  OLD			2
2/24/06	OLD		EX-24		Powers of Attorney  OLD			77
11/8/04	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			2
3/28/02	OLD		EX-13		Annual and Quarterly Reports to Security Holders  OLD			2
					Additional Exhibits:
4/9/24			EX-99		Miscellaneous Exhibits, such as Press Releases    — Press Releases & Conference Calls			639
					Financials:
4/9/24			XML  &  R#		IDEA Financial Reports Info    — Financial Reports			4,429
4/9/24			EXCEL		IDEA Workbooks of Financial Reports Info    — Workbooks of Financial Reports			160
4/9/24			EX-101.*		XBRL Data  (XBRL Files)			673
4/9/24			JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)			112
4/9/24			ZIP		XBRL Zipped Folders   (Folders of XBRL Files)			151
2/9/24			EX-31		Certifications — §302 – SOA’02			170
2/9/24			EX-32		Certifications — §906 – SOA’02			170
2/13/18	OLD		EX-12		Statements re: Computations of Ratios  OLD			18
10/24/12	OLD		EX-15		Letters re: Unaudited Interim Financial Info  OLD			41
3/13/06	OLD		EX-16		Letter re: a Change in Accountant  OLD			1
4/2/01	OLD		EX-11		Statements re: Computations of Earnings Per Share  OLD			2
11/7/00	OLD		EX-27		Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports			3
					Graphics:
4/9/24			GRAPHIC		Photos, Images and Graphs			3,843

History as a Money Manager:  Assets Under Management  ·  Related Money Managers

As Of			Quarter (Ended)		Holdings Form 13F				Assets (Millions)		Reporting Manager Manager with whom Investment Discretion is Shared
2/21/24			12/31/23		NA	of	291		NA		KY	American Trust
2/13/24			12/31/23		37	of	511		$61,814		NJ	Personal Cfo Solutions, LLC
2/13/24			12/31/23		40	of	1,590		$273,326		MA	Integrated Wealth Concepts LLC
2/12/24			12/31/23		74	of	3,386		$2,532		SD	Dorsey & Whitney Trust Co. LLC
2/9/24			12/31/23		52	of	7,468		$2,620		GA	Advisory Services Network, LLC
11/14/22			9/30/22		NA	of	64		NA		PA	Penn Mutual Asset Management, LLC
2/9/22			12/31/21		NA	of	1,431		NA		RI	Washington Trust Co.
11/24/21			9/30/21		93	of	1,192		$17		TN	First Mercantile Trust Co.
11/15/21			9/30/21		65	of	2,527		$75			AMP Capital Investors Ltd.
10/26/18			9/30/18		5	of	11,137		$15			Russell Investments Group, Ltd.
11/9/16			9/30/16		6	of	10,960		$73			Emerald Acquisition Ltd.
4/29/16			3/31/16		7	of	11,009		$44		WA	Russell Frank Co

Forms , Documents & Exhibits  in  247 Filings  Filed re:  Issuer / Subject Company

        

        

Latest Filing			Type		Category	Description		Documents
7/14/22	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	64
5/14/21	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	27
5/14/21	OLD		4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD	135
					Letters:
12/15/23			LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ] — All Correspondence with the SEC			21
12/15/23			TEXT-EXTRACT		Comment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]			4
					General Exhibits:
1/5/16	OLD		EX-24		Powers of Attorney  OLD			3
					Additional Exhibits:
4/24/18	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			38

        

Filings History

Year		# of Filings
2024		97
2023		150
2022		120
2021		117
2020		131
2019		101
2018		83
2017		103
2016		115
2015		93
2014		101
2013		126
2012		101
2011		103
2010		37
2009		64
2008		51
2007		67
2006		37
2005		40
2004		94
2003		41
2002		31
2001		19
2000		12