Hanmi Financial Corp. 

CA

  SEC # 1109242

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1,191  SEC Filings   from  3/17/00  to  4/19/24  (Today)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘EFFECT’ — SEC Notice of Effectiveness — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Hanmi Financial Corp.

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Forms , Documents & Exhibits  in  588 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
4/19/24			EFFECT		SEC:		SEC Notices of Effectiveness	5
4/17/24			POS AM		Registration:		Post-Effective Amendments of Registration Statements	3
4/12/24			ARS		Update:		Annual Reports to Security Holders	6
4/12/24			DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A	17
4/12/24			DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A    — Financial Reports	24
3/18/24			8-K		Update:		Current Reports — Form 8-K — Press Releases & Conference Calls  — Financial Reports	332
					8-K Items:
8/19/21	OLD		Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01  OLD  — ↓‘EX-10’	18
9/27/18	OLD		"			•	Termination of a Material Definitive Agreement — Item 1.02  OLD  — ↓‘EX-10’	2
9/2/14	OLD		Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ↓‘EX-2’	1
3/18/24			"			•	Results of Operations and Financial Condition — Item 2.02 — Financial Reports	86
8/20/21	OLD		"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ↓‘EX-10’	2
8/22/19	OLD		Securities & Trading:			•	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD	1
6/27/11	OLD		"			•	Unregistered Sales of Equity Securities — Item 3.02  OLD  — ↓‘EX-1’	6
7/2/19	OLD		Accountants & Accounting:			•	Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ↓‘EX-16’	2
8/6/09	OLD		"			•	Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD	1
5/28/10	OLD		Governance & Management:			•	Changes in Control of Registrant — Item 5.01  OLD	1
1/25/24			"			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — ↓‘EX-17’  — List of Directors & Officers	67
10/2/17	OLD		"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ↓‘EX-3’	8
5/25/23			"			•	Submission of Matters to a Vote of Security Holders — Item 5.07	15
2/26/24			Disclosures:			•	Regulation FD Disclosure — Item 7.01 — ↓‘EX-99’	39
10/12/23			Events:			•	Other Events — Item 8.01	92
3/18/24			Financials:			•	Financial Statements and Exhibits — Item 9.01 — Financial Reports	254
2/29/24			10-K		Update:		Annual Reports — Form 10-K — Financial Reports	31
2/29/24			POSASR		Registration:		Post-Effective Amendment of an Automatic Shelf Registration Statement — Form S-3/F-3ASR	1
11/8/23			10-Q		Update:		Quarterly Reports — Form 10-Q — Financial Reports	74
3/24/23	OLD		S-3ASR		Registration:		Automatic Shelf Registration Statements by Well-Known Issuers — Form S-3  OLD	2
1/4/23	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	11
8/19/21	OLD		424B5		Registration:		Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD	6
8/18/21	OLD		FWP		Registration:		Prospectuses – Free Writing  OLD	9
8/18/21	OLD		S-3MEF		Registration:		Registration Statements to Add Securities to Prior Form S-3 Registrations  OLD	2
7/23/21	OLD		S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD	7
12/16/20	OLD		S-3		Registration:		Registration Statements – Securities for Transactions — Form S-3  OLD	6
8/12/19	OLD		NT 10-Q		Update:		Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD	4
8/20/18	OLD		425		Registration:		Prospectuses and Communications – Mergers  OLD	14
7/18/18	OLD		424B3		Registration:		Prospectuses – New Facts or Events  OLD	11
7/11/18	OLD		S-4		Registration:		Registration Statements – Securities for Mergers — Form S-4  OLD	8
7/25/13	OLD		DEFR14A		Proxy:		Definitive Revised Proxy Soliciting Materials — Schedule 14A  OLD	5
6/17/11	OLD		PRE 14A		Proxy:		Preliminary Proxy Statements — Schedule 14A  OLD	3
9/17/09	OLD		D		Registration:		Notice of an Exempt Offering of Securities — Form D  OLD	1
3/21/08	OLD		S-8 POS		Registration:		Post-Effective Amendment of a Form S-8 Registration  OLD	1
9/14/04	OLD		RW		Registration:		Registration Withdrawal Request  OLD	1
9/14/04	OLD		AW WD		Registration:		Amendment Withdrawal Request – Withdraw Duplicate  OLD	1
8/30/04	OLD		AW		Registration:		Amendment Withdrawal Request  OLD	1
5/27/04	OLD		REGDEX		Registration:		Notice of an Exempt Offering of Securities — Form D  OLD	1
3/30/01	OLD		10-K405		Update:		Annual Report — Reg. S-K – Item 405 — Form 10-K  OLD	1
4/21/00	OLD		8-A12G		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
					General Exhibits:
4/17/24			EX-23		Consents of Experts and Counsel			81
2/29/24			EX-97		Clawback Policy re: Recovery of Erroneously Awarded Compensation			1
2/29/24			EX-21		Subsidiaries Lists			10
2/29/24			EX-FILING FEES		Filing Fees			2
2/29/24			EX-5		Opinions of Counsel re: Legality			25
3/24/23	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			24
8/9/22	OLD		EX-10		Material Contracts  OLD			70
8/19/21	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			4
12/16/20	OLD		EX-25		Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2  OLD			4
8/20/18	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			8
7/11/18	OLD		EX-8		Opinions of Counsel re: Tax Matters  OLD			10
10/2/17	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			21
10/2/09	OLD		EX-17		Correspondence re: Departures of Directors  OLD			6
3/16/05	OLD		EX-14		Code of Ethics  OLD			1
					Additional Exhibits:
3/18/24			EX-99		Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls			316
					Financials:
4/12/24			XML  &  R#		IDEA Financial Reports Info    — Financial Reports			4,736
4/12/24			EX-101.*		XBRL Data  (XBRL Files)			504
4/12/24			JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)			81
4/12/24			ZIP		XBRL Zipped Folders   (Folders of XBRL Files)			113
3/18/24			EXCEL		IDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports			119
2/29/24			EX-31		Certifications — §302 – SOA’02			186
2/29/24			EX-32		Certifications — §906 – SOA’02			174
7/2/19	OLD		EX-16		Letters re: Changes in Accountants  OLD			4
3/13/17	OLD		EX-12		Statements re: Computations of Ratios  OLD			2
11/14/00	OLD		EX-27		Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports			4
					Graphics:
4/17/24			GRAPHIC		Photos, Images and Graphs			1,828

Forms , Documents & Exhibits  in  625 Filings  Filed re:  Issuer / Subject Company

        

List all Money Managers that own this Security Issuer:  CUSIP 410495

        

Latest Filing			Type		Category	Description		Documents
4/15/24			4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4	444
2/13/24			SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G	85
1/26/24			3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3	50
8/18/21	OLD		FWP		Registration:		Prospectuses – Free Writing  OLD	9
8/20/18	OLD		425		Registration:		Prospectuses and Communications – Mergers  OLD	13
3/3/17	OLD		5		Ownership:		Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD	6
6/22/10	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	7
					Letters:
1/13/23	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			11
1/13/23	OLD		TEXT-EXTRACT		Comment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD			3
					General Exhibits:
8/20/18	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			2
4/4/18	OLD		EX-24		Powers of Attorney  OLD			40
					Additional Exhibits:
8/20/18	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			10
					Graphics:
8/18/21	OLD		GRAPHIC		Photos, Images and Graphs  OLD			145

        

Filings History

Year		# of Filings
2024		46
2023		52
2022		58
2021		68
2020		69
2019		43
2018		60
2017		62
2016		45
2015		51
2014		53
2013		46
2012		45
2011		52
2010		73
2009		57
2008		38
2007		40
2006		48
2005		38
2004		78
2003		32
2002		17
2001		9
2000		11