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Rudy 45 
 CA
  SEC # 1105413

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65  SEC Filings
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  from  2/11/00  to  5/7/12  (None in the Past Year)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘REVOKED’ — SEC Order Revoking a Registration — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Rudy 45 

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Forms
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, Documents
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& Exhibits
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 in  65 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
5/7/12 OLDREVOKEDSEC:  SEC Order Revoking a Registration  OLD 1
2/23/07 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD 11
10/13/06 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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16

8-K Items: 
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7/6/06 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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2
7/6/06 OLD"Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD 2
10/13/06 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD  — ‘EX-9’
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2
10/13/06 OLD"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — ‘EX-17’
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4
10/13/06 OLD
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  Events: 
Other Events — Item 8.01  OLD 6
10/13/06 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD 3

6/14/06 OLDNT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD 5
4/13/06 OLD1-ERegistration:  Notices of Exempt Offerings of Securities by Small Business Investment and Business Development Companies (SBICs and BDCs) — Form 1-E  OLD 2
2/1/06 OLD2-EUpdate:  Report of Sales of Securities by an Investment Company (SBIC or BDC) — Form 2-E  OLD 1
11/15/05 OLD10KSBUpdate:  Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB  OLD 8
11/15/05 OLD10QSBUpdate:  Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD 9
10/31/05 OLDNT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD 5
12/22/04 OLDN-54AUpdate:  Notice of Election by a Business Development Company (BDC) — Form N-54A  OLD 1
11/5/01 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 5
2/11/00 OLD10SB12GRegistration:  Registration Statement by a Small-Business Issuer — Form 10-SB  OLD 1

General Exhibits: 
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10/13/06 OLDEX-9Voting Trust Agreement  OLD 1
6/28/06 OLDEX-17Correspondence re: Departures of Directors  OLD 3
11/15/05 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 10
11/13/01 OLDEX-10Material Contract  OLD 1
5/9/01 OLDEX-2Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD 1
2/11/00 OLDEX-23Consent of Expert or Counsel  OLD 1

Additional Exhibits: 
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6/19/03 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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6

Financials: 
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2/23/07 OLDEX-31Certifications — §302 – SOA’02  OLD 15
2/23/07 OLDEX-32Certifications — §906 – SOA’02  OLD 12
7/6/06 OLDEX-16Letters re: Changes in Accountants  OLD 3
4/9/01 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD 7


Forms
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, Documents
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& Exhibits
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 in  5 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
11/5/01 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 5


        

Filings History

Year    # of Filings
In descending order
2012 1
2007 5
2006 12
2005 11
2004 1
2003 4
2002 8
2001 18
2000 5

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