Principal Financial Services Inc. 

IA

  SEC # 1094589

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144  SEC Filings   from  10/17/00  to  2/6/24  (3 Months Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘13F-NT’ — Quarterly Holdings Notice by a Money Manager — Form 13F — for 12/31/23 — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Principal Financial Services Inc.

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Forms , Documents & Exhibits  in  142 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
2/6/24			13F-NT		Ownership:		Quarterly Holdings Notices by Money Managers — Form 13F — Assets Under Management	89
3/7/23	OLD		424B5		Registration:		Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD	22
2/27/23	OLD		S-3ASR		Registration:		Automatic Shelf Registration Statements by Well-Known Issuers — Form S-3  OLD	6
8/3/20	OLD		FWP		Registration:		Prospectuses – Free Writing  OLD	8
12/10/19	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	2
5/7/15	OLD		424B3		Registration:		Prospectuses – New Facts or Events  OLD	3
4/11/11	OLD		4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD	9
6/24/04	OLD		S-3		Registration:		Registration Statements – Securities for Transactions — Form S-3  OLD	2
10/17/00	OLD		SC 13D		Ownership:		Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D  OLD	1
					General Exhibits:
3/7/23	OLD		EX-FILING FEES		Filing Fees  OLD			2
2/27/23	OLD		EX-23		Consents of Experts and Counsel  OLD			8
2/27/23	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			17
2/27/23	OLD		EX-5		Opinions of Counsel re: Legality  OLD			16
2/27/23	OLD		EX-24		Powers of Attorney  OLD			12
2/27/23	OLD		EX-25		Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2  OLD			63
					Additional Exhibits:
4/11/11	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			4
					Financials:
6/24/04	OLD		EX-12		Statements re: Computations of Ratios  OLD			2
					Graphics:
3/7/23	OLD		GRAPHIC		Photos, Images and Graphs  OLD			37

History as a Money Manager:  Assets Under Management  ·  Related Money Managers

As Of			Quarter (Ended)		Holdings Form 13F				Assets (Millions)		Reporting Manager Manager with whom Investment Discretion is Shared
2/7/24			12/31/23		4,325	of	4,741		$153,465,576		IA	Principal Financial Group Inc.
2/13/14			12/31/13		49	of	1,230		$613		PA	Turner Investments LLC [ formerly Turner Investments, L.P. ]

Forms , Documents & Exhibits  in  10 Filings  Filed re:  Issuer / Subject Company

        

        

Latest Filing			Type		Category	Description		Documents
3/6/23	OLD		FWP		Registration:		Prospectuses – Free Writing  OLD	10
					Graphics:
3/6/23	OLD		GRAPHIC		Photos, Images and Graphs  OLD			10

        

Filings History

Year		# of Filings
2024		1
2023		8
2022		4
2021		4
2020		11
2019		8
2018		4
2017		5
2016		7
2015		11
2014		5
2013		4
2012		10
2011		6
2010		4
2009		7
2008		5
2007		5
2006		10
2005		6
2004		9
2003		5
2002		4
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2000		1