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Rudolph Technologies Inc. 
 MA
  SEC # 1094392

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1,541  SEC Filings
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  from  9/9/99  to  1/5/22  (None in the Past Year)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘4’ — Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — Filed re:  Issuer / Subject Company — Filed by:  Koch Robert Alan 
 
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notifications of all
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Filings
involving  Rudolph Technologies Inc. 

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Forms
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, Documents
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& Exhibits
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 in  396 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
11/8/19 OLD15-12BRegistration:  Certification of a Termination of Registration of a Class of Securities — Form 15  OLD 1
11/7/19 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD  — Financial Reports
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64
11/5/19 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 3
11/4/19 OLDS-8 POSRegistration:  Post-Effective Amendments of Form S-8 Registrations  OLD 10
11/4/19 OLDPOS AMRegistration:  Post-Effective Amendments of Registration Statements  OLD 2
10/30/19 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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 — Financial Reports
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167

8-K Items: 
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6/24/19 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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6
10/28/19 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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3
7/30/19 OLD"Results of Operations and Financial Condition — Item 2.02  OLD  — Financial Reports
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58
7/25/11 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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1
11/18/14 OLD"Cost Associated with Exit or Disposal Activities — Item 2.05  OLD  — ‘EX-2’
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1
12/23/08 OLD"Material Impairments — Item 2.06  OLD  — ‘EX-2’
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1
10/28/19 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 2
7/25/11 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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2
10/28/19 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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2
3/24/08 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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1
10/28/19 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 1
10/28/19 OLD"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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30
10/28/19 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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6
10/30/19 OLD"Submission of Matters to a Vote of Security Holders — Item 5.07  OLD 11
9/14/17 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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11
10/11/19 OLD
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  Events: 
Other Events — Item 8.01  OLD 43
10/28/19 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD  — Financial Reports
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109

10/15/19 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 37
9/10/19 OLDDEFM14AProxy:  Definitive Proxy Statement – Merger or Acquisition — Schedule 14A  OLD 1
5/31/19 OLDSDUpdate:  Specialized Disclosure Reports re: Uses of Conflict Minerals — Form SD  OLD 6
4/2/19 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 2
4/2/19 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 20
2/15/19 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD  — Financial Reports
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22
5/16/18 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 8
8/23/17 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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13
5/13/15 OLDARSUpdate:  Annual Reports to Security Holders  OLD 14
10/31/14 OLD4Ownership:  Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4  OLD 1
12/13/13 OLD25Trading:  Notice by an Issuer of the Removal from Listing and Registration on a Securities Exchange of Matured, Redeemed or Retired Securities — Form 25  OLD 1
12/10/13 OLDCERTNYSTrading:  Certification by the NYSE Approving a Listing — Form CERT  OLD 1
12/6/13 OLD8-A12BRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
4/5/13 OLDPRE 14AProxy:  Preliminary Proxy Statement — Schedule 14A  OLD 1
5/8/09 OLDDEFR14AProxy:  Definitive Revised Proxy Soliciting Materials — Schedule 14A  OLD 2
6/6/08 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 2
3/13/08 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 3
1/17/06 OLDS-4Registration:  Registration Statements – Securities for Mergers — Form S-4  OLD 6
7/7/05 OLDSC 13DOwnership:  Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D  OLD 1
6/28/05 OLD8-A12GRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 2
2/16/01 OLD424B4Registration:  Prospectuses – Info Previously Omitted & New Facts or Events  OLD 2
11/10/99 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD 6

Letters: 
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12/29/05 OLDCOVERComment-Response or Cover Letter to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC1

General Exhibits: 
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10/28/19 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 14
6/24/19 OLDEX-10Material Contracts  OLD 41
6/24/19 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 4
5/31/19 OLDEX-1Underwriting Agreements and Conflict Minerals Reports  (and mislabeled “1st Exhibits”)  OLD 10
2/15/19 OLDEX-23Consents of Experts and Counsel  OLD 43
2/15/19 OLDEX-21Subsidiaries Lists  OLD 19
5/16/18 OLDEX-5Opinions of Counsel re: Legality  OLD 14
7/25/11 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 3
3/15/06 OLDEX-14Codes of Ethics  OLD 2
1/13/06 OLDEX-8Opinions of Counsel re: Tax Matters  OLD 6

Additional Exhibits: 
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7/30/19 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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108

Financials: 
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11/7/19 OLDEX-31Certifications — §302 – SOA’02  OLD 88
11/7/19 OLDEX-32Certifications — §906 – SOA’02  OLD 88
11/7/19 OLDXML  &  R#IDEA Financial Reports Info  OLD  — Financial Reports
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2,168
11/7/19 OLDEXCELIDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports
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45
11/7/19 OLDEX-101.*XBRL Data  (XBRL Files)  OLD 216
11/7/19 OLDJSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  OLD 6
11/7/19 OLDZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  OLD 
38
3/3/08 OLDEX-18Letter re: a Change in Accounting Principles or Practices  OLD 1
5/18/01 OLDEX-16Letters re: Changes in Accountants  OLD 2
11/3/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
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10

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9/10/19 OLDGRAPHICPhotos, Images and Graphs  OLD 685


Forms
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, Documents
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& Exhibits
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 in  1,152 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
1/5/22 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 961
10/28/19 OLD25-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD 1
10/15/19 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 10
7/30/19 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 43
2/12/19 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 112
2/14/13 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 5
7/7/05 OLDSC 13DOwnership:  Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D  OLD 1

Letters: 
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9/5/17 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC19

General Exhibits: 
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6/24/19 OLDEX-3Articles of Incorporation/Organization or Bylaws  OLD 1
6/24/19 OLDEX-10Material Contract  OLD 1
6/24/19 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 2
10/26/18 OLDEX-24Powers of Attorney  OLD 37
7/7/05 OLDEX-1Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD 1

Additional Exhibits: 
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10/28/19 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 10

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10/11/19 OLDGRAPHICPhotos, Images and Graphs  OLD 31


        

Filings History

Year    # of Filings
In descending order
2022 1
2020 1
2019 115
2018 112
2017 97
2016 106
2015 113
2014 84
2013 95
2012 78
2011 98
2010 72
2009 70
2008 85
2007 62
2006 130
2005 84
2004 48
2003 45
2002 15
2001 12
2000 9
1999 9

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