Gaia, Inc. 

CO

  SEC # 1089872

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998  SEC Filings   from  7/20/99  to  4/23/24  (Yesterday)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘4’ — Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — for 4/20/24 — Filed re:  Issuer / Subject Company — Filed by:  Colquhoun James
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Forms , Documents & Exhibits  in  377 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
4/19/24			PRE 14A		Proxy:		Preliminary Proxy Statements — Schedule 14A	2
4/2/24			8-K		Update:		Current Reports — Form 8-K    — Press Releases & Conference Calls  — Financial Reports	149
					8-K Items:
10/4/23			Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01 — ↓‘EX-10’	19
9/10/20	OLD		"			•	Termination of a Material Definitive Agreement — Item 1.02  OLD  — ↓‘EX-10’	4
12/23/21	OLD		Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ↓‘EX-2’	8
4/2/24			"			•	Results of Operations and Financial Condition — Item 2.02    — Financial Reports	83
8/26/22	OLD		"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ↓‘EX-10’	5
5/10/16	OLD		"			•	Cost Associated with Exit or Disposal Activities — Item 2.05  OLD  — ↓‘EX-2’	1
12/23/21	OLD		Securities & Trading:			•	Unregistered Sales of Equity Securities — Item 3.02  OLD  — ↓‘EX-1’	5
11/9/23			Accountants & Accounting:			•	Changes in Registrant’s Certifying Accountant — Item 4.01 — ↓‘EX-16’	5
3/27/24			"			•	Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02	1
12/4/23			Governance & Management:			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers	15
4/25/23			"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 — ↓‘EX-3’	3
4/25/23			"			•	Submission of Matters to a Vote of Security Holders — Item 5.07	14
10/4/23			Disclosures:			•	Regulation FD Disclosure — Item 7.01 — ↓‘EX-99’	4
11/3/23			Events:			•	Other Events — Item 8.01	12
3/27/24			Financials:			•	Financial Statements and Exhibits — Item 9.01    — Financial Reports	118
3/29/24			10-K		Update:		Annual Reports — Form 10-K    — Financial Reports	28
10/30/23			10-Q		Update:		Quarterly Reports — Form 10-Q — Financial Reports	76
10/4/23			424B5		Registration:		Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events	4
3/7/23	OLD		ARS		Update:		Annual Reports to Security Holders  OLD	7
3/7/23	OLD		DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD	17
3/7/23	OLD		DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A  OLD  — Financial Reports	25
5/26/21	OLD		EFFECT		SEC:		SEC Notices of Effectiveness  OLD	5
5/21/21	OLD		S-3		Registration:		Registration Statements – Securities for Transactions — Form S-3  OLD	9
5/21/21	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	10
4/29/19	OLD		S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD	4
7/8/16	OLD		SC TO-I		Ownership:		Tender-Offer Statements by Issuers — Schedule TO  OLD	3
6/10/16	OLD		DEFM14C		Proxy:		Definitive Proxy Info Statement – Merger or Acquisition — Schedule 14C  OLD	1
6/3/16	OLD		PRER14C		Proxy:		Preliminary Revised Proxy Info Statement — Schedule 14C  OLD	1
5/17/16	OLD		PREM14C		Proxy:		Preliminary Proxy Info Statement – Merger or Acquisition — Schedule 14C  OLD	1
5/10/16	OLD		SC TO-C		Ownership:		Tender-Offer Communications by Issuers and Third Parties — Schedule TO  OLD	2
3/17/14	OLD		NT 10-K		Update:		Notice of a Late Filing of a Form 10-K Annual Report — Form 12b-25  OLD	1
2/14/14	OLD		SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD	3
10/1/13	OLD		4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD	6
7/19/12	OLD		CT ORDER		SEC:		SEC Confidential Treatment Order  OLD	1
5/7/08	OLD		3		Ownership:		Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3  OLD	1
2/27/08	OLD		424B2		Registration:		Prospectuses – Primary Offerings and Shelf Securities  OLD	3
5/19/06	OLD		S-3MEF		Registration:		Registration Statement to Add Securities to a Prior Form S-3 Registration  OLD	1
7/26/05	OLD		REGDEX		Registration:		Notice of an Exempt Offering of Securities — Form D  OLD	1
8/1/01	OLD		424B1		Registration:		Prospectuses – Info Previously Omitted  OLD	2
7/24/01	OLD		S-1		Registration:		Registration Statements (General Form) — Form S-1  OLD	10
12/6/00	OLD		S-4		Registration:		Registration Statements – Securities for Mergers — Form S-4  OLD	2
10/16/00	OLD		425		Registration:		Prospectus or Communication – Merger  OLD	1
10/1/99	OLD		8-A12G		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
					General Exhibits:
3/29/24			EX-97		Clawback Policy re: Recovery of Erroneously Awarded Compensation			1
3/29/24			EX-23		Consents of Experts and Counsel			79
3/29/24			EX-21		Subsidiaries Lists			26
10/4/23			EX-5		Opinions of Counsel re: Legality			17
10/4/23			EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)			8
4/25/23			EX-3		Articles of Incorporation/Organization and Bylaws			13
8/26/22	OLD		EX-10		Material Contracts  OLD			58
12/23/21	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			10
2/24/20	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			4
					Additional Exhibits:
4/2/24			EX-99		Miscellaneous Exhibits, such as Press Releases    — Press Releases & Conference Calls			152
					Financials:
4/2/24			XML  &  R#		IDEA Financial Reports Info    — Financial Reports			2,221
4/2/24			EXCEL		IDEA Workbooks of Financial Reports Info    — Workbooks of Financial Reports			91
4/2/24			EX-101.*		XBRL Data  (XBRL Files)			384
4/2/24			JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)			49
4/2/24			ZIP		XBRL Zipped Folders   (Folders of XBRL Files)			84
3/29/24			EX-31		Certifications — §302 – SOA’02			176
3/29/24			EX-32		Certifications — §906 – SOA’02			171
11/9/23			EX-16		Letters re: Changes in Accountants			5
11/14/00	OLD		EX-27		Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports			7
					Graphics:
4/19/24			GRAPHIC		Photos, Images and Graphs			459

Forms , Documents & Exhibits  in  627 Filings  Filed re:  Issuer / Subject Company

        

List all Money Managers that own this Security Issuer:  CUSIP 36269P

        

Latest Filing			Type		Category	Description		Documents
4/23/24			4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4	380
4/18/24			SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G	162
6/26/23			3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3	32
5/25/22	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	15
2/11/21	OLD		5		Ownership:		Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD	17
7/8/16	OLD		SC TO-I		Ownership:		Tender-Offer Statements by Issuers — Schedule TO  OLD	3
5/10/16	OLD		SC TO-C		Ownership:		Tender-Offer Communications by Issuers and Third Parties — Schedule TO  OLD	2
10/16/00	OLD		425		Registration:		Prospectus or Communication – Merger  OLD	1
					Letters:
5/11/21	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			17
5/11/21	OLD		TEXT-EXTRACT		Comment or Other Letter from the SEC – PDF’s Text  [ a.k.a. LETTER ]  OLD			1
					General Exhibits:
11/6/20	OLD		EX-24		Powers of Attorney  OLD			30
5/10/16	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			2
3/21/13	OLD		EX-3		Articles of Incorporation/Organization or Bylaws  OLD			1
3/21/13	OLD		EX-1		Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD			1
8/15/05	OLD		EX-10		Material Contracts  OLD			3
					Additional Exhibits:
2/14/24			EX-99		Miscellaneous Exhibits, such as Press Releases			43
					Graphics:
5/20/16	OLD		GRAPHIC		Photos, Images and Graphs  OLD			10

        

Filings History

Year		# of Filings
2024		14
2023		52
2022		26
2021		39
2020		47
2019		43
2018		38
2017		26
2016		69
2015		37
2014		47
2013		57
2012		53
2011		43
2010		42
2009		44
2008		53
2007		45
2006		73
2005		41
2004		31
2003		18
2002		11
2001		19
2000		19
1999		11