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Flux Power Holdings, Inc. 
 CA
  SEC # 1083743

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686  SEC Filings
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  from  4/29/99  to  3/6/24  (3 Weeks Ago)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘4’ — Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — for 3/4/24 — Filed re:  Issuer / Subject Company — Filed by:  Royal Kevin 
 
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notifications of all
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Filings
involving  Flux Power Holdings, Inc. 

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Forms
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, Documents
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& Exhibits
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 in  464 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
3/5/24 New Document this Past Month!8-KUpdate:  Current Reports — Form 8-K  New Document this Past Month!  — Press Releases
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& Conference Calls
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 — Financial Reports
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216

8-K Items: 
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2/1/24
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01 — ‘EX-10’
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64
11/3/23"Termination of a Material Definitive Agreement — Item 1.02 — ‘EX-10’
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7
8/29/12 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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3
2/8/24"Results of Operations and Financial Condition — Item 2.02 — Financial Reports
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38
2/1/24"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03 — ‘EX-10’
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33
11/3/23
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  Securities & Trading: 
Unregistered Sales of Equity Securities — Item 3.02 — ‘EX-1’
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26
7/12/19 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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2
11/2/20 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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5
4/11/08 OLD"Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD  — ‘EX-7’
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3
8/29/12 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 3
3/5/24 New Document this Past Month!"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  New Document this Past Month!  — ‘EX-17’
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 — List of Directors & Officers
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43
7/12/19 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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8
8/29/12 OLD"Change in Shell Company Status — Item 5.06  OLD 3
4/21/23"Submission of Matters to a Vote of Security Holders — Item 5.074
2/24/21 OLD"Shareholder Nominations Pursuant to Exchange Act Rule 14a-11 — Item 5.08  OLD  — ‘EX-17’
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3
2/8/24
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  Disclosures: 
Regulation FD Disclosure — Item 7.01 — ‘EX-99’
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45
3/14/23 OLD
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  Events: 
Other Events — Item 8.01  OLD 36
2/23/24
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  Financials: 
Financial Statements and Exhibits — Item 9.01 — Financial Reports
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150

2/29/24 New Document this Past Month!DEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  New Document this Past Month! 5
2/29/24 New Document this Past Month!DEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  New Document this Past Month! 6
2/8/2410-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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50
11/14/23DRegistration:  Notices of Exempt Offerings of Securities — Form D28
10/10/23EFFECTSEC:  SEC Notices of Effectiveness3
10/2/23CORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ] — All Correspondence with the SEC
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11
9/25/23S-3Registration:  Registration Statements – Securities for Transactions — Form S-32
9/25/23S-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-814
9/21/2310-KUpdate:  Annual Reports — Form 10-K — Financial Reports
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19
9/23/21 OLD424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD 3
8/14/20 OLD424B4Registration:  Prospectus – Info Previously Omitted & New Facts or Events  OLD 1
8/11/20 OLDCERTTrading:  Certification by a Securities Exchange Approving a Listing — Form CERT  OLD 1
8/6/20 OLD8-A12BRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
7/30/20 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD  — Financial Reports
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4
8/3/18 OLDDEF 14CProxy:  Definitive Proxy Info Statements — Schedule 14C  OLD 4
7/23/18 OLDPRE 14CProxy:  Preliminary Proxy Info Statements — Schedule 14C  OLD 6
12/19/14 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 2
9/30/14 OLDNT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD 13
11/1/12 OLDCT ORDERSEC:  SEC Confidential Treatment Order  OLD 1
7/2/12 OLDSC 14F1Ownership:  Statements re: Changes in the Majority of Directors — Schedule 14F-1  OLD 3
11/15/11 OLDNT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD 23
10/3/08 OLD10KSBUpdate:  Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB  OLD 13
5/20/08 OLD10QSBUpdate:  Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD 30
12/24/02 OLD10-12BRegistration:  Registration Statement — Form 10  OLD 1
9/16/99 OLD10SB12GRegistration:  Registration Statements by Small-Business Issuers — Form 10-SB  OLD 4

General Exhibits: 
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2/23/24EX-10Material Contracts162
11/3/23EX-4Instruments, Including Indentures, Defining the Rights of Security Holders49
9/25/23EX-23Consents of Experts and Counsel27
9/25/23EX-FILING FEESFiling Fees3
9/25/23EX-5Opinions of Counsel re: Legality22
7/30/20 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 3
7/12/19 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 13
8/13/15 OLDEX-17Correspondence re: Departures of Directors  OLD 2
6/18/12 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 2
6/18/12 OLDEX-21Subsidiaries List  OLD 1
7/13/99 OLDEX-28Info from Reports Furnished to State Insurance Regulators  OLD 4

Additional Exhibits: 
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2/8/24EX-99  &  EX-99.*Miscellaneous Exhibits, such as Press Releases — Press Releases
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& Conference Calls
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EX-99.*  Form-Specific Exhibits...  Form N-CSR:  3 Certifications — §302 – SOA’02;  2 Certifications — §906 – SOA’02  (5 total)
123

Financials: 
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3/5/24 New Report this Past Month!XML  &  R#IDEA Financial Reports Info  New Report this Past Month!  — Financial Reports
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2,149
3/5/24 New Workbook this Past Month!EXCELIDEA Workbooks of Financial Reports Info  New Workbook this Past Month!  — Workbooks of Financial Reports
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99
3/5/24 New Exhibit this Past Month!EX-101.*XBRL Data  (XBRL Files)  New Exhibit this Past Month! 428
3/5/24 New Exhibit this Past Month!JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  New Exhibit this Past Month! 46
3/5/24 New Folder this Past Month!ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  New Folder this Past Month! 
91
2/8/24EX-31Certifications — §302 – SOA’02152
2/8/24EX-32Certifications — §906 – SOA’02152
11/2/20 OLDEX-16Letters re: Changes in Accountants  OLD 6
4/11/08 OLDEX-7Correspondence from an Accountant re: Non-Reliance on a Previously Issued Audit Report or Completed Interim Review  OLD 1
5/18/01 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
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11

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2/29/24 New Graphic this Past Month!GRAPHICPhotos, Images and Graphs  New Graphic this Past Month! 597


Forms
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, Documents
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& Exhibits
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 in  225 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 344057
 

        
Latest Filing  Type    Category    Description        Documents
     
3/6/24 New Document this Past Month!4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  New Document this Past Month! 136
3/6/24 New Document this Past Month!3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  New Document this Past Month! 20
2/7/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G27
11/2/23144Ownership:  Notices of Proposed Sales of Securities by Insiders — Form 1448
10/31/23SC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D17
7/2/12 OLDSC 14F1Ownership:  Statements re: Changes in the Majority of Directors — Schedule 14F-1  OLD 3

Letters: 
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9/27/23LETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ] — All Correspondence with the SEC14
9/27/23TEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]3

General Exhibits: 
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5/2/22 OLDEX-24Powers of Attorney  OLD 4

Additional Exhibits: 
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2/16/21 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 2

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9/24/18 OLDGRAPHICPhotos, Images and Graphs  OLD 3


        

Filings History

Year    # of Filings
In descending order
2024 11
2023 73
2022 46
2021 65
2020 75
2019 44
2018 33
2017 22
2016 24
2015 21
2014 39
2013 18
2012 45
2011 11
2010 7
2009 8
2008 26
2007 12
2006 11
2005 7
2004 12
2003 17
2002 20
2001 18
2000 15
1999 6

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