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Acer Therapeutics Inc. 
 MA
  SEC # 1069308

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1,254  SEC Filings
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  from  3/8/99  to  11/30/23  (5 Months Ago)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘15-12G’ — Certification of a Termination of Registration of a Class of Securities — Form 15 — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Acer Therapeutics Inc. 

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Forms
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, Documents
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& Exhibits
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 in  796 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
11/30/2315-12GRegistration:  Certification of a Termination of Registration of a Class of Securities — Form 151
11/27/23EFFECTSEC:  SEC Notices of Effectiveness30
11/20/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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51
11/20/23S-8 POSRegistration:  Post-Effective Amendments of Form S-8 Registrations12
11/20/23POS AMRegistration:  Post-Effective Amendments of Registration Statements20
11/20/238-KUpdate:  Current Reports — Form 8-K — Press Releases
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& Conference Calls
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 — Financial Reports
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344

8-K Items: 
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11/2/23
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01 — ‘EX-10’
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45
8/31/23"Termination of a Material Definitive Agreement — Item 1.02 — ‘EX-10’
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9
11/20/23
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01 — ‘EX-2’
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3
8/14/23"Results of Operations and Financial Condition — Item 2.02 — Financial Reports
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73
8/31/23"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03 — ‘EX-10’
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8
6/3/10 OLD"Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement — Item 2.04  OLD  — ‘EX-10’
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1
7/5/19 OLD"Cost Associated with Exit or Disposal Activities — Item 2.05  OLD  — ‘EX-2’
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5
2/1/17 OLD"Material Impairments — Item 2.06  OLD  — ‘EX-2’
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1
11/2/23
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.0118
3/22/23 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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23
11/20/23"Material Modifications to Rights of Security Holders — Item 3.03 — ‘EX-4’
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8
3/7/19 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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2
11/14/22 OLD"Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD 4
11/20/23
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  Governance & Management: 
Changes in Control of Registrant — Item 5.013
11/20/23"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — ‘EX-17’
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 — List of Directors & Officers
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41
11/20/23"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 — ‘EX-3’
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9
11/8/23"Submission of Matters to a Vote of Security Holders — Item 5.0716
6/26/23
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  Disclosures: 
Regulation FD Disclosure — Item 7.01 — ‘EX-99’
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64
11/8/23
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  Events: 
Other Events — Item 8.01147
11/20/23
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  Financials: 
Financial Statements and Exhibits — Item 9.01 — Financial Reports
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289

11/14/23NT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-2514
11/8/23425Registration:  Prospectuses and Communications – Mergers4
11/2/23DEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A6
10/10/23DEFM14AProxy:  Definitive Proxy Statement – Merger or Acquisition — Schedule 14A1
4/27/23424B2Registration:  Prospectuses – Primary Offerings and Shelf Securities9
4/14/23 OLDARSUpdate:  Annual Reports to Security Holders  OLD 7
4/14/23 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 20
3/27/23 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 12
3/27/23 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD  — Financial Reports
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17
3/23/23 OLD424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD 16
12/2/22 OLDDRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 7
5/3/22 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 32
4/28/22 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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39
4/28/22 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 19
9/16/21 OLDCT ORDERSEC:  SEC Confidential Treatment Orders  OLD 6
3/3/21 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD  — Financial Reports
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12
5/15/18 OLD8-A12BRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 5
3/30/18 OLDPRER14AProxy:  Preliminary Revised Proxy Soliciting Materials — Schedule 14A  OLD 4
3/12/18 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 7
8/8/17 OLDS-4Registration:  Registration Statements – Securities for Mergers — Form S-4  OLD  — Financial Reports
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2
4/15/15 OLDCERTNASTrading:  Certifications by the Nasdaq Stock Market Approving Listings — Form CERT  OLD 3
2/25/15 OLD424B4Registration:  Prospectuses – Info Previously Omitted & New Facts or Events  OLD 2
1/28/15 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 5
8/8/13 OLDPOS EXRegistration:  Post-Effective Amendment of a Registration Statement – Additional Exhibits  OLD 1
8/7/13 OLDS-1MEFRegistration:  Registration Statement to Add Securities to a Prior Form S-1 Registration  OLD 1
3/4/13 OLD15-15DUpdate:  Notice of a Suspension of Duty to File Reports — Form 15  OLD 1
9/14/10 OLDRWRegistration:  Registration Withdrawal Requests  OLD 2
3/30/09 OLDNT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD 5
8/26/08 OLDREGDEXRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 8
1/25/08 OLDSB-2Registration:  Registration Statements by Small-Business Issuers (Optional Form) — Form SB-2  OLD 11
1/23/08 OLD424ARegistration:  Prospectus – Info Substantively Changed or Added  OLD 1
11/30/07 OLD10QSBUpdate:  Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD 34
11/30/07 OLD10KSBUpdate:  Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB  OLD 15
11/7/07 OLDDEL AMRegistration:  Registration Effectiveness-Delaying Amendment  OLD 1
5/4/06 OLDSC 14F1Ownership:  Statement re: a Change in the Majority of Directors — Schedule 14F-1  OLD 1
6/29/04 OLDDEF 14CProxy:  Definitive Proxy Info Statements — Schedule 14C  OLD 2
6/18/04 OLDPRE 14CProxy:  Preliminary Proxy Info Statements — Schedule 14C  OLD 2
3/24/04 OLDDEFR14CProxy:  Definitive Revised Proxy Info Statement — Schedule 14C  OLD 1
4/17/00 OLDDEFS14AProxy:  Definitive Proxy Statement – Special Meeting — Schedule 14A  OLD 1
12/30/99 OLDNTN 10KUpdate:  Notice of a Late Filing of a Form 10-K Annual Report (Late Notice) — Form 12b-25  OLD 1
8/12/99 OLD10SB12GRegistration:  Registration Statements by Small-Business Issuers — Form 10-SB  OLD 3

General Exhibits: 
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11/20/23EX-3Articles of Incorporation/Organization and Bylaws20
11/2/23EX-10Material Contracts181
8/31/23EX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions15
4/27/23EX-5Opinions of Counsel re: Legality51
3/27/23 OLDEX-23Consents of Experts and Counsel  OLD 89
3/27/23 OLDEX-FILING FEESFiling Fees  OLD 3
3/22/23 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 38
11/9/18 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 11
3/7/18 OLDEX-21Subsidiaries Lists  OLD 3
7/19/17 OLDEX-8Opinions of Counsel re: Tax Matters  OLD 2
11/1/05 OLDEX-17Correspondence re: Departures of Directors  OLD 3
3/8/99 OLDEX-6Opinion of Counsel re: Discount on Capital Shares  OLD 1

Additional Exhibits: 
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11/2/23EX-99Miscellaneous Exhibits, such as Press Releases — Press Releases
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& Conference Calls
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328

Financials: 
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11/20/23EX-31Certifications — §302 – SOA’02165
11/20/23EX-32Certifications — §906 – SOA’02165
11/20/23XML  &  R#IDEA Financial Reports Info — Financial Reports
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2,264
11/20/23EXCELIDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports
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132
11/20/23EX-101.*XBRL Data  (XBRL Files)527
11/20/23JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)83
11/20/23ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)
125
3/7/19 OLDEX-16Letters re: Changes in Accountants  OLD 3
8/21/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
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5

Graphics: 
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11/20/23GRAPHICPhotos, Images and Graphs2,834


Forms
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, Documents
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& Exhibits
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 in  468 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 00444P
 

        
Latest Filing  Type    Category    Description        Documents
     
11/20/234Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4293
11/20/2325-NSETrading:  Notices by Securities Exchanges of the Removals from Listing and Registration of Matured, Redeemed and Retired Securities — Form 253
11/8/23425Registration:  Prospectuses and Communications – Mergers4
3/30/23 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 23
2/14/23 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 44
6/22/22 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 62
1/28/15 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 5
5/4/06 OLDSC 14F1Ownership:  Statement re: a Change in the Majority of Directors — Schedule 14F-1  OLD 1
10/13/05 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 4

Letters: 
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4/26/22 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC29
4/26/22 OLDTEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD 7

General Exhibits: 
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6/22/22 OLDEX-24Powers of Attorney  OLD 34
7/3/17 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 3
2/17/09 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 3

Additional Exhibits: 
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11/20/23EX-99Miscellaneous Exhibits, such as Press Releases10

Graphics: 
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11/2/23GRAPHICPhotos, Images and Graphs77


        

Filings History

Year    # of Filings
In descending order
2023 78
2022 73
2021 59
2020 53
2019 41
2018 48
2017 61
2016 48
2015 63
2014 40
2013 99
2012 59
2011 35
2010 28
2009 87
2008 86
2007 67
2006 80
2005 62
2004 37
2003 10
2002 7
2001 8
2000 11
1999 14

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