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Network-1 Technologies, Inc. 
 CT
  SEC # 1065078

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948  SEC Filings
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  from  7/22/98  to  3/26/24  (4 Weeks Ago)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘4’ — Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — for 3/22/24 — Filed re:  Issuer / Subject Company — Filed by:  Horowitz Corey M 
 
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involving  Network-1 Technologies, Inc. 

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Forms
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, Documents
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& Exhibits
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 in  577 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
3/13/248-KUpdate:  Current Reports — Form 8-K — Press Releases
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& Conference Calls
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 — Financial Reports
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261

8-K Items: 
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12/13/19 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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21
3/13/24
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  Financial Info: 
Results of Operations and Financial Condition — Item 2.02 — Financial Reports
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51
4/20/07 OLD
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  Securities & Trading: 
Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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3
2/7/17 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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2
10/12/22 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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4
11/15/05 OLD"Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD 1
12/22/22 OLD
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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13
9/20/23"Submission of Matters to a Vote of Security Holders — Item 5.0711
8/9/13 OLD"Shareholder Nominations Pursuant to Exchange Act Rule 14a-11 — Item 5.08  OLD 1
3/6/24
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  Events: 
Other Events — Item 8.01149
3/13/24
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  Financials: 
Financial Statements and Exhibits — Item 9.01 — Financial Reports
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215

3/8/2410-KUpdate:  Annual Reports — Form 10-K — Financial Reports
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18
11/2/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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53
7/27/23DEF 14AProxy:  Definitive Proxy Statements — Schedule 14A14
1/6/23 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 8
5/15/20 OLDNT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD 9
1/12/17 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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11
4/28/15 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 103
4/27/15 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 11
4/21/15 OLDPOS AMRegistration:  Post-Effective Amendments of Registration Statements  OLD  — Financial Reports
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12
11/17/14 OLDCERTNYSTrading:  Certification by the NYSE Approving a Listing — Form CERT  OLD 1
11/14/14 OLD8-A12BRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 2
10/15/13 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD 3
8/9/13 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 3
7/22/13 OLDCT ORDERSEC:  SEC Confidential Treatment Orders  OLD 3
3/31/10 OLDNT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD 9
4/10/08 OLD10KSBUpdate:  Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB  OLD 13
11/14/07 OLD10QSBUpdate:  Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD 31
6/13/07 OLDSB-2Registration:  Registration Statements by Small-Business Issuers (Optional Form) — Form SB-2  OLD 4
5/8/07 OLDREGDEXRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 3
11/23/05 OLDS-2Registration:  Registration Statements — Form S-2  OLD 2
6/21/05 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 5
6/26/03 OLD8-A12GRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 2
10/5/00 OLDDEFS14AProxy:  Definitive Proxy Statement – Special Meeting — Schedule 14A  OLD 1
3/21/00 OLD10KSB40Update:  Annual or Annual-Transition Report by a Small Business — Reg. S-B – Item 405 — Form 10-KSB  OLD 1

Letters: 
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11/23/05 OLDCOVERComment-Response and Cover Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC2

General Exhibits: 
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3/8/24EX-97Clawback Policy re: Recovery of Erroneously Awarded Compensation1
3/8/24EX-23Consents of Experts and Counsel60
3/8/24EX-19Report Furnished to Security Holders1
3/8/24EX-21Subsidiaries Lists9
1/6/23 OLDEX-FILING FEESFiling Fees  OLD 1
1/6/23 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 9
1/6/23 OLDEX-5Opinions of Counsel re: Legality  OLD 25
3/28/22 OLDEX-10Material Contracts  OLD 80
11/10/16 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 10
4/14/04 OLDEX-14Code of Ethics  OLD 1
10/22/98 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 4
9/16/98 OLDEX-2Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD 1

Additional Exhibits: 
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3/13/24EX-99Miscellaneous Exhibits, such as Press Releases — Press Releases
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& Conference Calls
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202

Financials: 
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3/13/24XML  &  R#IDEA Financial Reports Info — Financial Reports
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2,507
3/13/24EXCELIDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports
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98
3/13/24EX-101.*XBRL Data  (XBRL Files)412
3/13/24JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)49
3/13/24ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)
90
3/8/24EX-31Certifications — §302 – SOA’02172
3/8/24EX-32Certifications — §906 – SOA’02172
11/16/22 OLDEX-16Letters re: Changes in Accountants  OLD 4
11/14/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
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12

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9/6/23GRAPHICPhotos, Images and Graphs19


Forms
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, Documents
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& Exhibits
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 in  371 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 64121N
 

        
Latest Filing  Type    Category    Description        Documents
     
3/26/24 New Document this Past Month!4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  New Document this Past Month! 262
2/13/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G43
12/23/22 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 14
2/10/20 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 16
6/10/14 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 26
3/28/00 OLD425Registration:  Prospectus or Communication – Merger  OLD 1

Letters: 
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1/17/17 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC10

General Exhibits: 
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6/10/14 OLDEX-3Articles of Incorporation/Organization or Bylaws  OLD 1
4/14/14 OLDEX-2Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD 1
5/31/13 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 2

Additional Exhibits: 
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2/14/17 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 9

Graphics: 
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2/3/21 OLDGRAPHICPhotos, Images and Graphs  OLD 11


        

Filings History

Year    # of Filings
In descending order
2024 14
2023 28
2022 32
2021 30
2020 47
2019 40
2018 43
2017 51
2016 44
2015 40
2014 68
2013 61
2012 53
2011 42
2010 36
2009 25
2008 35
2007 38
2006 44
2005 46
2004 44
2003 22
2002 12
2001 19
2000 16
1999 10
1998 8

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