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SPDR Series Trust 
 MA
  SEC # 1064642

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5,110  SEC Filings
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  from  6/26/98  to  3/25/24  (3 Days Ago)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘24F-2NT’ — Annual Notice of Securities Sold by an Investment Company — Form 24F-2 — for 12/31/23 — Filed as:  Filer / Offerer 
 
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Forms
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, Documents
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& Exhibits
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 in  4,688 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
3/25/24 New Document this Past Month!24F-2NTUpdate:  Annual Notices of Securities Sold by Investment Companies — Form 24F-2  New Document this Past Month! 28
3/12/24 New Document this Past Month!N-CENUpdate:  Annual Reports by Investment Companies — Form N-CEN  New Document this Past Month! 14
3/12/24 New Document this Past Month!497Registration:  Definitive Materials  New Document this Past Month!  — Financial Reports
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380
3/7/24 New Document this Past Month!N-CSRUpdate:  Annual Certified Shareholder Reports by Investment Companies — Form N-CSR  New Document this Past Month! 28
3/6/24 New Document this Past Month!N-CSRSUpdate:  Semi-Annual Certified Shareholder Reports by Investment Companies — Form N-CSR  New Document this Past Month! 23
3/1/24 New Document this Past Month!485APOSRegistration:  Post-Effective Amendments of Form N-1 and N-1A Registrations  New Document this Past Month! 82
2/28/24 New Document this Past Month!NPORT-PUpdate:  Monthly Portfolio Investments Reports (Released Quarterly) by Investment Companies — Form N-PORT  New Document this Past Month! 1,499
2/20/2440-17F2Update:  Certificates of Accounting of Securities in the Custody of Investment Companies — Form N-17f-271
12/15/23497KRegistration:  Prospectuses – Certain Open-End Investment Companies – Summary1,870
12/1/2340-17GUpdate:  Fidelity Bonds for Investment Companies23
11/30/23N-PXProxy:  Annual Proxy Voting Reports by Investment Companies — Form N-PX23
11/28/23NPORT-EXUpdate:  Portfolio Holdings Schedules by Investment Companies — Form N-PORT831
11/1/23497JRegistration:  Certifications of No Change in Definitive Materials60
10/26/23485BPOSRegistration:  Post-Effective Amendments of Form N-1 and N-1A Registrations — Financial Reports
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116
10/24/23CORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ] — All Correspondence with the SEC
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43
9/11/23CERTTrading:  Certifications by Securities Exchanges Approving Listings — Form CERT10
9/11/238-A12BRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A58
8/21/23485BXTRegistration:  Post-Effective Amendments of Form N-1 and N-1A Registrations to Designate New Effective Dates115
6/26/23POS EXRegistration:  Post-Effective Amendment of a Registration Statement – Additional Exhibits1
3/22/23 OLDAW WDRegistration:  Amendment Withdrawal Request – Withdraw Duplicate  OLD 1
3/21/23 OLDAWRegistration:  Amendment Withdrawal Requests  OLD 6
3/8/23 OLDN-14Registration:  Registration Statement by an Open-End Investment Company or Business Development Company (BDC) – Securities for a Merger — Form N-14  OLD 1
8/8/22 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 21
7/27/22 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 4
11/27/18 OLDN-QUpdate:  Quarterly Portfolio Holdings Schedules by Investment Companies — Form N-Q  OLD 29
3/1/18 OLDNSAR-AUpdate:  Semi-Annual Reports by Investment Companies — Form N-SAR  OLD 19
1/23/18 OLDCERTNASTrading:  Certification by the Nasdaq Stock Market Approving a Listing — Form CERT  OLD 1
1/23/18 OLDCERTARCATrading:  Certifications by the NYSE Archipelago Approving Listings — Form CERT  OLD 9
8/28/17 OLDNSAR-BUpdate:  Annual Reports by Investment Companies — Form N-SAR  OLD 17
11/24/15 OLDAPP ORDRSEC:  Application for an SEC Exemption Order – ‘40-APP’ SEC Order  OLD 1
10/28/15 OLDAPP NTCSEC:  Application for an SEC Exemption Order – ‘40-APP’ SEC Notice  OLD 1
10/27/15 OLD40-APPRegistration:  Applications for Exemption Orders and Other Relief by Investment Companies  OLD 24
8/20/14 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 3
11/8/13 OLDCERTNYSTrading:  Certification by the NYSE Approving a Listing — Form CERT  OLD 1
1/28/13 OLDCERTPACTrading:  Certifications by the Pacific Coast Stock Exchange Approving Listings — Form CERT  OLD 10
3/13/12 OLDAPP WDRegistration:  Withdrawal of an Application for an Exemption Order or Other Relief  OLD 1
10/29/08 OLD25Trading:  Notices by Issuers of the Removals from Listing and Registration on Securities Exchanges of Matured, Redeemed and Retired Securities — Form 25  OLD 3
3/11/08 OLDCERTAMXTrading:  Certifications by the American Stock Exchange Approving Listings — Form CERT  OLD 10
9/11/07 OLDEFFECTSEC:  SEC Notice of Effectiveness  OLD 1
4/30/07 OLD40-6CRegistration:  Applications for Exemptions and Other Relief by Investment Companies  OLD 6
3/3/03 OLDN-30DUpdate:  Annual and Semi-Annual Reports Mailed to Shareholders by Investment Companies  OLD 5
9/25/00 OLDN-1ARegistration:  Registration Statements by Open-End Investment Companies — Form N-1A  OLD 4
6/26/98 OLDN-8ARegistration:  Notice of Registration by an Investment Company — Form N-8A  OLD 1

Letters: 
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8/25/21 OLDCOVERComment-Response and Cover Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC46

Form-Specific Documents: 
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11/28/23NPORT-EXPortfolio Holdings Schedules — Form N-PORT831

General Exhibits: 
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1/25/06 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 2
4/14/05 OLDEX-23Consents of Experts and Counsel  OLD 5

Additional Exhibits: 
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3/7/24 New Exhibit this Past Month!EX-99  &  EX-99.*Miscellaneous Exhibits, such as Press Releases  New Exhibit this Past Month! EX-99.*  Form-Specific Exhibits...  Form N-14:  1 Voting Trust Agreement — Form N-CSR:  78 Certifications — §302 – SOA’02;  47 Certifications — §906 – SOA’02;  19 Codes of Ethics — Form N-SAR:  9 Accountants’ Reports re: Internal Controls;  1 Certification — §302 – SOA’02;  2 Legal Proceedings;  3 Matters Submitted to Votes of Security Holders;  1 Other Disclosure  (161 total)718

Investment Company Exhibits: 
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3/12/24 New Exhibit this Past Month!INTERNAL CONTROL RPTAccountants’ Reports re: Internal Controls  New Exhibit this Past Month! 16
7/14/21 OLDOTHER REQUIRED INFOOther Info  OLD 4
4/12/19 OLDFINANCIAL SUPPORTProvisions of Financial Support  OLD 2

Financials: 
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12/15/23XML  &  R#IDEA Financial Reports Info — Financial Reports
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3,318
12/15/23EX-101.*XBRL Data  (XBRL Files)923
12/15/23JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)54
12/15/23ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)
172
1/10/22 OLDEXCELIDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports
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125

Graphics: 
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3/7/24 New Graphic this Past Month!GRAPHICPhotos, Images and Graphs  New Graphic this Past Month! 8,449

Funds / Series  and their  Classes / Contracts

   As Of   Fund / Series — Filings for F/S#...
     Class / Contract — Filings for C/C#...    Symbol
 
2024: 3/12/24 SPDR Bloomberg 1-10 Year TIPS ETFS#40742
 C#126354TIPX
 3/12/24 SPDR Bloomberg 3-12 Month T-Bill ETFS#69594
 C#222017BILS
 3/12/24 SPDR Bloomberg Emerging Markets USD Bond ETFS#68660
 C#219610EMHC
 3/12/24 SPDR Bloomberg Investment Grade Floating Rate ETFS#34874
 C#107256FLRN
 3/12/24 SPDR Bloomberg SASB Corporate Bond ESG Select ETFS#67221
 C#216236RBND
 3/12/24 SPDR Bloomberg Short Term High Yield Bond ETFS#36414
 C#111386SJNK
 3/12/24 SPDR FactSet Innovative Technology ETFS#51577
 C#162275XITK
 3/12/24 SPDR MarketAxess Investment Grade 400 Corporate Bond ETFS#75434
 C#234530LQIG
 3/12/24 SPDR MSCI USA Climate Paris Aligned ETFS#76007
 C#235432NZUS
 3/12/24 SPDR MSCI USA Gender Diversity ETFS#53058
 C#166946SHE
List all Funds / Series and their Classes / Contracts


Forms
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, Documents
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& Exhibits
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 in  399 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
2/20/2440-17F2Update:  Certificates of Accounting of Securities in the Custody of Investment Companies — Form N-17f-268
2/9/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G315
1/8/2425-NSETrading:  Notices by Securities Exchanges of the Removals from Listing and Registration of Matured, Redeemed and Retired Securities — Form 2515
12/10/10 OLDSC 13DOwnership:  Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D  OLD 1

Additional Exhibits: 
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2/7/24EX-99Miscellaneous Exhibits, such as Press Releases69

Graphics: 
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2/20/24GRAPHICPhotos, Images and Graphs34


        

Filings History

Year    # of Filings
In descending order
2024 99
2023 552
2022 566
2021 512
2020 673
2019 390
2018 189
2017 198
2016 280
2015 253
2014 190
2013 214
2012 178
2011 180
2010 178
2009 142
2008 87
2007 78
2006 53
2005 28
2004 24
2003 19
2002 7
2001 13
2000 5
1998 2

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