SEC Info  
    Home      Search      My Interests      Help      Sign In      Please Sign In

Spendsmart Networks, Inc. 
 CA
  SEC # 1062273

    Click to view...      Registrant      About    
  Filings  
    Files      Relationships      Names      Topics      Web       

530  SEC Filings
Filing emoji
  from  8/26/99  to  8/14/20  (None in the Past Year)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘REVOKED’ — SEC Order Revoking a Registration — Filed as:  Filer / Offerer 
 
New-Filing E-Mail:    
 Send me
E-Mail emoji
notifications of all
New! emoji
Filings
involving  Spendsmart Networks, Inc. 

Find Words in Filings emoji
 
  in    Show  and   Hints


Forms
Form emoji
, Documents
Document emoji
& Exhibits
Exhibit emoji
 in  387 Filings
Filing emoji
 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
8/14/20 OLDREVOKEDSEC:  SEC Order Revoking a Registration  OLD 1
12/19/18 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
Press Release emoji
& Conference Calls
Conference Call emoji
145

8-K Items: 
Item emoji
2/1/18 OLD
Keycap - 1 emoji
  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
Exhibit emoji
62
1/30/15 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
Exhibit emoji
1
2/1/18 OLD
Keycap - 2 emoji
  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
Exhibit emoji
5
8/14/15 OLD"Results of Operations and Financial Condition — Item 2.02  OLD 2
8/14/17 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
Exhibit emoji
11
11/28/14 OLD"Cost Associated with Exit or Disposal Activities — Item 2.05  OLD  — ‘EX-2’
Exhibit emoji
1
8/14/17 OLD
Keycap - 3 emoji
  Securities & Trading: 
Unregistered Sales of Equity Securities — Item 3.02  OLD 42
9/21/05 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
Exhibit emoji
1
3/8/13 OLD
Keycap - 4 emoji
  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
Exhibit emoji
6
8/22/13 OLD"Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD 2
10/22/07 OLD
Keycap - 5 emoji
  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD  — ‘EX-9’
Exhibit emoji
2
12/19/18 OLD"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
Directors & Officers emoji
46
8/29/14 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
Exhibit emoji
13
11/9/05 OLD"Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05  OLD  — ‘EX-14’
Exhibit emoji
1
10/22/07 OLD"Change in Shell Company Status — Item 5.06  OLD 1
12/26/17 OLD"Submission of Matters to a Vote of Security Holders — Item 5.07  OLD 5
5/5/16 OLD
Keycap - 7 emoji
  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
Exhibit emoji
7
8/16/16 OLD
Keycap - 8 emoji
  Events: 
Other Events — Item 8.01  OLD 20
2/1/18 OLD
Keycap - 9 emoji
  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD 77

12/5/17 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 9
11/28/17 OLDPRER14AProxy:  Preliminary Revised Proxy Soliciting Materials — Schedule 14A  OLD 4
11/28/17 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
Correspondence emoji
22
10/11/17 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 10
8/14/17 OLDNT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD 19
6/2/17 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD  — Financial Reports
Report emoji
40
5/16/17 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD  — Financial Reports
Report emoji
16
3/31/17 OLDNT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD 12
2/9/16 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 8
11/14/14 OLD10-KTUpdate:  Annual-Transition Report — Form 10-K  OLD  — Financial Reports
Report emoji
1
5/2/14 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Material — Schedule 14A  OLD 1
3/18/14 OLDDRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 17
4/26/13 OLDCT ORDERSEC:  SEC Confidential Treatment Order  OLD 1
9/14/11 OLDRWRegistration:  Registration Withdrawal Request  OLD 1
9/13/11 OLDRW WDRegistration:  Withdrawals of Registration Withdrawal Requests  OLD 2
8/10/11 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 10
7/28/11 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD 8
7/2/09 OLDEFFECTSEC:  SEC Notice of Effectiveness  OLD 1
1/12/09 OLDREGDEXRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 5
8/14/08 OLD10QSBUpdate:  Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD 40
1/16/08 OLDSB-2Registration:  Registration Statements by Small-Business Issuers (Optional Form) — Form SB-2  OLD 2
9/21/07 OLDDEFM14AProxy:  Definitive Proxy Statements – Mergers & Acquisitions — Schedule 14A  OLD 4
9/11/07 OLDPREM14AProxy:  Preliminary Proxy Statements – Mergers & Acquisitions — Schedule 14A  OLD 6
1/3/07 OLD10KSBUpdate:  Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB  OLD 18
10/19/05 OLDS-8 POSRegistration:  Post-Effective Amendment of a Form S-8 Registration  OLD 1
9/26/05 OLDS-8Registration:  Registration Statement – Securities for an Employee Benefit Plan — Form S-8  OLD 1
7/13/05 OLDDEFR14AProxy:  Definitive Revised Proxy Soliciting Materials — Schedule 14A  OLD 6
3/14/01 OLD10SB12GRegistration:  Registration Statements by Small-Business Issuers — Form 10-SB  OLD 8
5/26/00 OLDNTN 10QUpdate:  Notice of a Late Filing of a Form 10-Q Quarterly Report (Late Notice) — Form 12b-25  OLD 1

General Exhibits: 
Exhibit emoji
2/1/18 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 23
2/1/18 OLDEX-10Material Contracts  OLD 173
5/16/17 OLDEX-21Subsidiaries Lists  OLD 23
6/19/14 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 27
7/28/11 OLDEX-14Codes of Ethics  OLD 2
7/28/11 OLDEX-23Consents of Experts and Counsel  OLD 16
7/28/11 OLDEX-5Opinions of Counsel re: Legality  OLD 12
6/15/10 OLDEX-9Voting Trust Agreement  OLD 1
9/21/07 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 9
8/26/99 OLDEX-24Power of Attorney  OLD 1

ABS Exhibits: 
Exhibit emoji
10/25/10 OLDEX-34Attestation Report on Assessment of Compliance with Servicing Criteria  OLD 1
10/25/10 OLDEX-35Servicer Compliance Statement  OLD 1

Additional Exhibits: 
Exhibit emoji
8/16/16 OLDEX-99  &  EX-99.*Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
Press Release emoji
& Conference Calls
Conference Call emoji
EX-99.*  Form-Specific Exhibits...  Form N-14:  1 Articles of Incorporation/Organization
68

Financials: 
Financials emoji
Financials emoji
Financials emoji
6/2/17 OLDEX-31Certifications — §302 – SOA’02  OLD 156
6/2/17 OLDEX-32Certifications — §906 – SOA’02  OLD 154
6/2/17 OLDXML  &  R#IDEA Financial Reports Info  OLD  — Financial Reports
Report emoji
1,102
6/2/17 OLDEXCELIDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports
Excel Workbook emoji
40
6/2/17 OLDEX-101.*XBRL Data  (XBRL Files)  OLD 167
6/2/17 OLDZIPXBRL Zipped Folders
Zipped Folder emoji
  (Folders of XBRL Files)  OLD 
28
3/8/13 OLDEX-16Letters re: Changes in Accountants  OLD 13
2/13/01 OLDEX-11Statements re: Computations of Earnings Per Share  OLD 4
2/13/01 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
Report emoji
12

Graphics: 
JPEG emoji
GIF emoji
PNG emoji
12/5/17 OLDGRAPHICPhotos, Images and Graphs  OLD 127


Forms
Form emoji
, Documents
Document emoji
& Exhibits
Exhibit emoji
 in  151 Filings
Filing emoji
 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
1/26/18 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 2
7/20/16 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 78
7/5/16 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 27
2/9/16 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 8
9/21/15 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 9
6/26/13 OLDCORRESPComment:  Comment-Response or Other Letter to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
Correspondence emoji
1
5/17/11 OLD5Ownership:  Annual Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 5  OLD 1

Letters: 
Correspondence emoji
12/1/17 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC26

General Exhibits: 
Exhibit emoji
9/21/15 OLDEX-24Power of Attorney  OLD 1
9/21/15 OLDEX-8Opinion of Counsel re: Tax Matters  OLD 1
9/21/15 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 2

Additional Exhibits: 
Exhibit emoji
1/21/16 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 35

Financials: 
Financials emoji
Financials emoji
Financials emoji
9/21/15 OLDEX-7Correspondence from an Accountant re: Non-Reliance on a Previously Issued Audit Report or Completed Interim Review  OLD 1

Graphics: 
JPEG emoji
GIF emoji
PNG emoji
12/4/15 OLDGRAPHICPhotos, Images and Graphs  OLD 22


        

Filings History

Year    # of Filings
In descending order
2020 1
2018 4
2017 21
2016 41
2015 44
2014 62
2013 41
2012 38
2011 57
2010 24
2009 44
2008 31
2007 26
2006 9
2005 30
2004 7
2003 7
2002 5
2001 20
2000 16
1999 2

Top

Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
AboutPrivacyRedactionsHelp — Thu., Apr. 18, 7:11:13.4am ET