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Gamco Investors, Inc. et al 
 CT
  SEC # 1060349

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1,333  SEC Filings
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  from  4/24/98  to  2/13/24  (6 Weeks Ago)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘SC 13G/A’ — Amendment to Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G — Filed re:  Issuer / Subject Company — Filed by:  Neuberger Berman Group LLC 
 
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notifications of all
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Filings
involving  Gamco Investors, Inc. et al 

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Forms
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, Documents
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& Exhibits
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 in  549 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
10/7/22 OLD15-15DUpdate:  Notice of a Suspension of Duty to File Reports — Form 15  OLD 1
10/4/22 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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 — Financial Reports
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258

8-K Items: 
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6/15/21 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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9
2/3/22 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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2
10/4/22 OLD"Results of Operations and Financial Condition — Item 2.02  OLD  — Financial Reports
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99
6/15/21 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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10
3/2/05 OLD"Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement — Item 2.04  OLD  — ‘EX-10’
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1
9/16/22 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 2
8/16/16 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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4
11/22/13 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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1
3/31/09 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD 1
9/25/07 OLD"Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD 3
8/3/22 OLD
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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42
7/20/21 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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5
6/6/22 OLD"Submission of Matters to a Vote of Security Holders — Item 5.07  OLD 14
8/16/16 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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2
9/16/22 OLD
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  Events: 
Other Events — Item 8.01  OLD 76
10/4/22 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD  — Financial Reports
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142

9/26/22 OLD25Trading:  Notices by Issuers of the Removals from Listing and Registration on Securities Exchanges of Matured, Redeemed and Retired Securities — Form 25  OLD 2
9/22/22 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 15
9/20/22 OLDS-8 POSRegistration:  Post-Effective Amendments of Form S-8 Registrations  OLD 8
9/20/22 OLDPOS AMRegistration:  Post-Effective Amendments of Registration Statements  OLD 5
8/2/22 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD  — Financial Reports
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82
4/29/22 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 26
3/9/22 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD  — Financial Reports
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28
7/23/21 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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28
7/21/21 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 18
6/21/21 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 12
5/8/20 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Material — Schedule 14A  OLD 1
3/18/20 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 13
3/9/20 OLDSC TO-COwnership:  Tender-Offer Communications by Issuers and Third Parties — Schedule TO  OLD 3
9/27/18 OLDS-4Registration:  Registration Statements – Securities for Mergers — Form S-4  OLD 6
3/12/18 OLDPREC14AProxy:  Preliminary Proxy Statement – Contested Solicitation — Schedule 14A  OLD 1
2/24/16 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 3
12/1/15 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 2
3/11/15 OLDDFAN14AProxy:  Definitive Additional Non-Management Proxy Soliciting Materials — Schedule 14A  OLD 2
11/25/13 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 4
11/25/13 OLDPOS462BRegistration:  Post-Effective Amendment of a Registration Statement – Rule 462(b)  OLD 1
11/22/13 OLD8-A12BRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 4
3/14/13 OLDPRER14AProxy:  Preliminary Revised Proxy Soliciting Materials — Schedule 14A  OLD 5
5/27/11 OLD424B2Registration:  Prospectus – Primary Offering or Shelf Securities  OLD 1
5/25/11 OLDFWPRegistration:  Prospectus – Free Writing  OLD 1
5/25/11 OLD424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD 4
4/29/11 OLDARSUpdate:  Annual Reports to Security Holders  OLD 7
6/13/07 OLD424B7Registration:  Prospectuses – Selling Security Holders – Info Previously Omitted  OLD 3
3/19/07 OLDNT 10-KUpdate:  Notice of a Late Filing of a Form 10-K Annual Report — Form 12b-25  OLD 1
11/16/04 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 2
1/30/02 OLDCERTNYSTrading:  Certification by the NYSE Approving a Listing — Form CERT  OLD 1
2/11/99 OLD424B1Registration:  Prospectus – Info Previously Omitted  OLD 1
2/10/99 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD 5

General Exhibits: 
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3/9/22 OLDEX-23Consents of Experts and Counsel  OLD 64
3/9/22 OLDEX-21Subsidiaries Lists  OLD 21
7/21/21 OLDEX-5Opinions of Counsel re: Legality  OLD 27
7/21/21 OLDEX-25Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2  OLD 20
6/15/21 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 40
2/21/20 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 13
9/17/18 OLDEX-8Opinions of Counsel re: Tax Matters  OLD 3
8/16/16 OLDEX-10Material Contracts  OLD 29
12/4/15 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 2
11/25/13 OLDEX-24Powers of Attorney  OLD 6
5/31/11 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 5

Additional Exhibits: 
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10/4/22 OLDEX-99  &  EX-99.*Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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EX-99.*  Form-Specific Exhibits...  Form N-14:  10 Articles of Incorporation/Organization
228

Financials: 
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10/4/22 OLDXML  &  R#IDEA Financial Reports Info  OLD  — Financial Reports
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2,241
10/4/22 OLDEXCELIDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports
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84
10/4/22 OLDEX-101.*XBRL Data  (XBRL Files)  OLD 360
10/4/22 OLDJSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  OLD 40
10/4/22 OLDZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  OLD 
77
8/2/22 OLDEX-31Certifications — §302 – SOA’02  OLD 185
8/2/22 OLDEX-32Certifications — §906 – SOA’02  OLD 164
9/17/18 OLDEX-12Statements re: Computations of Ratios  OLD 21
11/9/06 OLDEX-18Letter re: a Change in Accounting Principles or Practices  OLD 1
11/14/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
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12

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4/29/22 OLDGRAPHICPhotos, Images and Graphs  OLD 182


Forms
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, Documents
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& Exhibits
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 in  749 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 361438
 

        
Latest Filing  Type    Category    Description        Documents
     
2/13/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G118
12/9/22 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 488
11/9/22 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 44
6/30/22 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 27
11/24/20 OLD144Ownership:  Notices of Proposed Sales of Securities by Insiders — Form 144  OLD 25
3/18/20 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 13
3/9/20 OLDSC TO-COwnership:  Tender-Offer Communications by Issuers and Third Parties — Schedule TO  OLD 3
5/25/11 OLDFWPRegistration:  Prospectus – Free Writing  OLD 1
2/14/05 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 2

Letters: 
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7/23/21 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC28
7/23/21 OLDTEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD 2

General Exhibits: 
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2/6/19 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 6
2/6/19 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 6
2/6/19 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 6
8/25/16 OLDEX-24Powers of Attorney  OLD 3

Additional Exhibits: 
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3/18/20 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 39

Financials: 
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1/25/01 OLDEX-7Correspondence from an Accountant re: Non-Reliance on a Previously Issued Audit Report or Completed Interim Review  OLD 1

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3/18/20 OLDGRAPHICPhotos, Images and Graphs  OLD 23


        

Filings History

Year    # of Filings
In descending order
2024 2
2023 2
2022 48
2021 97
2020 46
2019 42
2018 58
2017 65
2016 64
2015 93
2014 62
2013 81
2012 80
2011 60
2010 60
2009 81
2008 54
2007 78
2006 55
2005 47
2004 40
2003 55
2002 26
2001 13
2000 11
1999 10
1998 3

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