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Rogue One, Inc. 
 DC
  SEC # 1058330

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358  SEC Filings
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  from  7/31/98  to  12/6/23  (4 Months Ago)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘REVOKED’ — SEC Order Revoking a Registration — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Rogue One, Inc. 

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Forms
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, Documents
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& Exhibits
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 in  308 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
12/6/23REVOKEDSEC:  SEC Order Revoking a Registration1
5/15/23NT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-2533
3/31/23 OLDNT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD 15
3/28/23 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD  — Financial Reports
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53
11/8/22 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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 — Financial Reports
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81

8-K Items: 
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7/7/21 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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24
8/28/18 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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1
5/19/22 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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10
9/12/07 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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1
7/7/21 OLD
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  Securities & Trading: 
Unregistered Sales of Equity Securities — Item 3.02  OLD 10
4/7/21 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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5
5/1/18 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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10
5/10/22 OLD"Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD 3
3/20/13 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 11
11/10/20 OLD"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — ‘EX-17’
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 — List of Directors & Officers
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20
10/12/21 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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8
11/9/11 OLD"Change in Shell Company Status — Item 5.06  OLD 2
11/10/20 OLD"Submission of Matters to a Vote of Security Holders — Item 5.07  OLD 2
7/7/21 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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3
11/8/22 OLD
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  Events: 
Other Events — Item 8.01  OLD 19
2/7/22 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD  — Financial Reports
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39

10/19/22 OLDDRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 7
4/21/21 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD  — Financial Reports
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14
2/13/15 OLDS-1Registration:  Registration Statement (General Form) — Form S-1  OLD  — Financial Reports
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1
12/5/14 OLDDEF 14CProxy:  Definitive Proxy Info Statements — Schedule 14C  OLD 5
11/25/14 OLDPRE 14CProxy:  Preliminary Proxy Info Statements — Schedule 14C  OLD 5
1/24/13 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 8
5/15/12 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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11
1/6/12 OLD10-12GRegistration:  Registration Statements — Form 10  OLD 3
10/24/08 OLD10KSBUpdate:  Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB  OLD 12
5/14/08 OLD10QSBUpdate:  Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD 26
3/21/08 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 4
3/20/08 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 11
10/10/01 OLD424B2Registration:  Prospectus – Primary Offering or Shelf Securities  OLD 1
10/9/01 OLD8-A12GRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
10/2/01 OLDSB-2Registration:  Registration Statements by Small-Business Issuers (Optional Form) — Form SB-2  OLD 6
6/27/01 OLDS-8 POSRegistration:  Post-Effective Amendments of Form S-8 Registrations  OLD 2
6/5/00 OLDDEF 14AProxy:  Definitive Proxy Statement — Schedule 14A  OLD 1
6/5/00 OLDPRER14AProxy:  Preliminary Revised Proxy Soliciting Material — Schedule 14A  OLD 1
5/23/00 OLDPRE 14AProxy:  Preliminary Proxy Statement — Schedule 14A  OLD 1
12/23/98 OLDRWRegistration:  Registration Withdrawal Requests  OLD 2
12/17/98 OLD10SB12GRegistration:  Registration Statements by Small-Business Issuers — Form 10-SB  OLD 3

General Exhibits: 
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2/7/22 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 26
2/16/21 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 25
1/29/16 OLDEX-17Correspondence re: Departures of Directors  OLD 2
1/29/16 OLDEX-10Material Contracts  OLD 71
2/13/15 OLDEX-23Consents of Experts and Counsel  OLD 17
1/24/13 OLDEX-5Opinions of Counsel re: Legality  OLD 9
9/14/12 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 28
1/6/12 OLDEX-13Annual and Quarterly Reports to Security Holders  OLD 9
4/15/09 OLDEX-14Code of Ethics  OLD 1
3/31/00 OLDEX-21Subsidiaries List  OLD 1

Additional Exhibits: 
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10/12/21 OLDEX-99  &  EX-99.*Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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EX-99.*  Form-Specific Exhibits...  Form N-14:  1 Acquisition Agreement
60

Financials: 
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3/28/23 OLDEX-31Certifications — §302 – SOA’02  OLD 160
3/28/23 OLDEX-32Certifications — §906 – SOA’02  OLD 143
3/28/23 OLDXML  &  R#IDEA Financial Reports Info  OLD  — Financial Reports
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1,340
3/28/23 OLDEXCELIDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports
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60
3/28/23 OLDEX-101.*XBRL Data  (XBRL Files)  OLD 276
3/28/23 OLDJSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  OLD 10
3/28/23 OLDZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  OLD 
50
7/23/13 OLDEX-16Letters re: Changes in Accountants  OLD 10
4/25/02 OLDEX-15Letter re: Unaudited Interim Financial Info  OLD 1
12/14/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
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8

Graphics: 
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3/28/23 OLDGRAPHICPhotos, Images and Graphs  OLD 288


Forms
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, Documents
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& Exhibits
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 in  64 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
12/29/21 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 10
12/29/21 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 23
7/27/20 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 7
4/23/08 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 11

Letters: 
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6/1/12 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC13

Additional Exhibits: 
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3/25/08 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 2


        

Filings History

Year    # of Filings
In descending order
2023 4
2022 11
2021 24
2020 19
2019 9
2018 13
2016 1
2015 12
2014 19
2013 18
2012 27
2011 18
2010 11
2009 19
2008 47
2007 31
2003 1
2002 23
2001 19
2000 19
1999 6
1998 7

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