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Compx International Inc. 
 TX
  SEC # 1049606

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936  SEC Filings
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  from  12/18/97  to  4/11/24  (2 Weeks Ago)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘ARS’ — Annual Report to Security Holders — for 12/31/23 — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Compx International Inc. 

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Forms
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, Documents
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& Exhibits
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 in  404 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
4/11/24 New Document this Past Month!ARSUpdate:  Annual Reports to Security Holders  New Document this Past Month! 13
4/9/24 New Document this Past Month!DEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  New Document this Past Month!  — Financial Reports
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26
2/28/248-KUpdate:  Current Reports — Form 8-K — Press Releases
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& Conference Calls
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 — Financial Reports
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217

8-K Items: 
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5/26/16 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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13
1/4/13 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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2
1/4/13 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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2
2/28/24"Results of Operations and Financial Condition — Item 2.02 — Financial Reports
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77
1/17/12 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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4
12/6/10 OLD"Cost Associated with Exit or Disposal Activities — Item 2.05  OLD  — ‘EX-2’
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2
12/29/04 OLD"Material Impairments — Item 2.06  OLD  — ‘EX-2’
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1
1/13/11 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 2
10/30/07 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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1
11/1/23"Material Modifications to Rights of Security Holders — Item 3.03 — ‘EX-4’
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2
4/4/06 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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1
4/28/20 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 5
11/2/23"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers
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20
11/1/23"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 — ‘EX-3’
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4
3/6/23 OLD"Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05  OLD  — ‘EX-14’
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2
5/24/23"Submission of Matters to a Vote of Security Holders — Item 5.0714
2/28/24
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  Disclosures: 
Regulation FD Disclosure — Item 7.01 — ‘EX-99’
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134
3/9/11 OLD
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  Events: 
Other Events — Item 8.01  OLD 2
2/28/24
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  Financials: 
Financial Statements and Exhibits — Item 9.01 — Financial Reports
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146

2/28/2410-KUpdate:  Annual Reports — Form 10-K — Financial Reports
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29
11/1/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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80
5/19/23SDUpdate:  Specialized Disclosure Reports re: Uses of Conflict Minerals — Form SD10
4/9/18 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 2
5/2/16 OLDDEFR14AProxy:  Definitive Revised Proxy Soliciting Material — Schedule 14A  OLD 1
2/5/14 OLDSC 13DOwnership:  Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D  OLD 1
5/24/13 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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4
6/26/12 OLDS-8 POSRegistration:  Post-Effective Amendments of Form S-8 Registrations  OLD 3
5/31/12 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 4
3/23/11 OLD4Ownership:  Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4  OLD 1
1/24/11 OLD25Trading:  Notice by an Issuer of the Removal from Listing and Registration on a Securities Exchange of Matured, Redeemed or Retired Securities — Form 25  OLD 1
1/19/11 OLDCERTNYSTrading:  Certification by the NYSE Approving a Listing — Form CERT  OLD 1
1/13/11 OLD8-A12BRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 2
6/28/06 OLD11-KUpdate:  Annual Reports by Employee Stock Purchase, Savings and Similar Plans — Form 11-K  OLD 2
6/26/01 OLD10-K405Update:  Annual Reports — Reg. S-K – Item 405 — Form 10-K  OLD 4
3/6/98 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD 3
2/18/98 OLD424ARegistration:  Prospectus – Info Substantively Changed or Added  OLD 1

General Exhibits: 
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2/28/24EX-97Clawback Policy re: Recovery of Erroneously Awarded Compensation1
2/28/24EX-23Consents of Experts and Counsel34
2/28/24EX-10Material Contracts76
2/28/24EX-21Subsidiaries Lists27
11/1/23EX-3Articles of Incorporation/Organization and Bylaws10
3/6/23 OLDEX-14Codes of Ethics  OLD 2
2/26/20 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 3
5/31/12 OLDEX-5Opinions of Counsel re: Legality  OLD 4
1/29/99 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 2
3/12/98 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 3

Additional Exhibits: 
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2/28/24EX-99  &  EX-99.*Miscellaneous Exhibits, such as Press Releases — Press Releases
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& Conference Calls
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EX-99.*  Form-Specific Exhibits...  Form N-14:  30 Articles of Incorporation/Organization
224

Financials: 
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4/9/24 New Report this Past Month!XML  &  R#IDEA Financial Reports Info  New Report this Past Month!  — Financial Reports
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2,017
4/9/24 New Exhibit this Past Month!EX-101.*XBRL Data  (XBRL Files)  New Exhibit this Past Month! 366
4/9/24 New Exhibit this Past Month!JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  New Exhibit this Past Month! 40
4/9/24 New Folder this Past Month!ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  New Folder this Past Month! 
76
2/28/24EXCELIDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports
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82
2/28/24EX-31Certifications — §302 – SOA’02169
2/28/24EX-32Certifications — §906 – SOA’0299
4/4/06 OLDEX-16Letter re: a Change in Accountant  OLD 1
11/13/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
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15

Graphics: 
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4/9/24 New Graphic this Past Month!GRAPHICPhotos, Images and Graphs  New Graphic this Past Month! 277


Forms
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, Documents
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& Exhibits
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 in  529 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 20563P
 

        
Latest Filing  Type    Category    Description        Documents
     
11/1/233Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 341
8/9/234Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4349
2/9/22 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 2
4/28/20 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 32
2/12/19 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 100

Letters: 
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6/5/13 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC5

General Exhibits: 
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11/1/23EX-24Powers of Attorney42
4/28/20 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 2
7/20/04 OLDEX-9Voting Trust Agreement  OLD 1
3/23/04 OLDEX-6Opinion of Counsel re: Discount on Capital Shares  OLD 1
3/23/04 OLDEX-2Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD 1

Additional Exhibits: 
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6/2/22 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 152

Financials: 
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10/13/04 OLDEX-15Letter re: Unaudited Interim Financial Info  OLD 1
3/23/04 OLDEX-7Correspondence from an Accountant re: Non-Reliance on a Previously Issued Audit Report or Completed Interim Review  OLD 1


        

Filings History

Year    # of Filings
In descending order
2024 4
2023 29
2022 26
2021 23
2020 23
2019 26
2018 30
2017 25
2016 31
2015 28
2014 39
2013 34
2012 38
2011 68
2010 43
2009 46
2008 48
2007 33
2006 51
2005 61
2004 85
2003 32
2002 13
2001 18
2000 27
1999 35
1998 19
1997 1

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