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RAIT Financial Trust 
 PA
  SEC # 1045425

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1,362  SEC Filings
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  from  9/8/97  to  3/27/20  (None in the Past Year)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘15-12B’ — Certification of a Termination of Registration of a Class of Securities — Form 15 — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  RAIT Financial Trust 

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Forms
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, Documents
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& Exhibits
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 in  687 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
3/27/20 OLD15-12BRegistration:  Certification of a Termination of Registration of a Class of Securities — Form 15  OLD 1
3/27/20 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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329

8-K Items: 
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10/9/19 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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83
6/28/18 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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4
1/31/20 OLD"Bankruptcy or Receivership — Item 1.03  OLD  — ‘EX-2’
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2
12/26/19 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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7
3/16/18 OLD"Results of Operations and Financial Condition — Item 2.02  OLD 62
1/24/18 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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34
9/3/19 OLD"Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement — Item 2.04  OLD  — ‘EX-10’
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2
12/6/18 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 5
6/28/18 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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16
3/27/20 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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5
3/25/14 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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1
3/27/20 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 1
3/27/20 OLD"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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47
3/27/20 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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16
11/30/07 OLD"Temporary Suspension of Trading Under Registrant’s Employee Benefit Plans — Item 5.04  OLD 1
7/20/18 OLD"Submission of Matters to a Vote of Security Holders — Item 5.07  OLD 9
12/13/19 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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76
3/27/20 OLD
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  Events: 
Other Events — Item 8.01  OLD 77
3/27/20 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD 261

12/20/19 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 12
12/13/19 OLDS-8 POSRegistration:  Post-Effective Amendments of Form S-8 Registrations  OLD 7
12/13/19 OLDPOS AMRegistration:  Post-Effective Amendments of Registration Statements  OLD 2
11/15/19 OLDNT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD 5
11/7/19 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD  — Financial Reports
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67
4/30/19 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD  — Financial Reports
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28
5/29/18 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 20
5/24/18 OLDPRER14AProxy:  Preliminary Revised Proxy Soliciting Materials — Schedule 14A  OLD 2
5/18/18 OLDPRE 14AProxy:  Preliminary Proxy Statement — Schedule 14A  OLD 1
4/24/18 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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22
6/26/17 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 7
6/12/17 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 13
6/2/17 OLDDEFR14AProxy:  Definitive Revised Proxy Soliciting Material — Schedule 14A  OLD 1
5/26/17 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 6
5/15/17 OLDDEFC14AProxy:  Definitive Proxy Statement – Contested Solicitation — Schedule 14A  OLD 1
5/8/17 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 19
4/28/17 OLDPREC14AProxy:  Preliminary Proxy Statement – Contested Solicitation — Schedule 14A  OLD 1
4/24/17 OLDNO ACTSEC:  SEC No-Action Letter re: a Shareholder Proposal  OLD 1
10/7/16 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 7
10/6/16 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 4
8/4/15 OLD424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD 31
3/16/15 OLDNT 10-KUpdate:  Notice of a Late Filing of a Form 10-K Annual Report — Form 12b-25  OLD 1
8/20/14 OLDCERTNYSTrading:  Certifications by the NYSE Approving Listings — Form CERT  OLD 6
8/14/14 OLD8-A12BRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 7
8/11/14 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 5
4/11/14 OLDCT ORDERSEC:  SEC Confidential Treatment Orders  OLD 2
12/6/13 OLD305B2Registration:  Statements of Eligibility to Act as a Trustee by Corporations — Form T-1  OLD 2
8/13/13 OLD3Ownership:  Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3  OLD 1
11/21/12 OLD424B2Registration:  Prospectuses – Primary Offerings and Shelf Securities  OLD 18
10/29/12 OLDDRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 2
12/30/09 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 4
12/30/09 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 15
11/30/09 OLDS-4Registration:  Registration Statements – Securities for Mergers — Form S-4  OLD 6
4/8/09 OLD424B7Registration:  Prospectuses – Selling Security Holders – Info Previously Omitted  OLD 8
7/16/07 OLDS-3ASRRegistration:  Automatic Shelf Registration Statements by Well-Known Issuers — Form S-3  OLD 3
6/29/07 OLD11-KUpdate:  Annual Reports by Employee Stock Purchase, Savings and Similar Plans — Form 11-K  OLD 5
9/29/04 OLD8-A12GRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 7
5/30/01 OLD424B1Registration:  Prospectuses – Info Previously Omitted  OLD 3
3/1/01 OLDS-2Registration:  Registration Statements — Form S-2  OLD 2
6/25/98 OLD424B4Registration:  Prospectus – Info Previously Omitted & New Facts or Events  OLD 1
6/8/98 OLDS-11Registration:  Registration Statements by Certain Real Estate Companies — Form S-11  OLD 7

Letters: 
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8/26/11 OLDCOVERComment-Response and Cover Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC2

General Exhibits: 
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3/27/20 OLDEX-10Material Contracts  OLD 252
1/31/20 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 9
3/26/19 OLDEX-23Consents of Experts and Counsel  OLD 97
3/26/19 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 49
3/26/19 OLDEX-21Subsidiaries Lists  OLD 22
8/9/18 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 34
6/26/17 OLDEX-5Opinions of Counsel re: Legality  OLD 60
6/26/17 OLDEX-24Powers of Attorney  OLD 11
5/8/17 OLDEX-8Opinions of Counsel re: Tax Matters  OLD 51
8/6/15 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 29

Additional Exhibits: 
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3/27/20 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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299

Financials: 
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11/7/19 OLDEX-31Certifications — §302 – SOA’02  OLD 136
11/7/19 OLDEX-32Certifications — §906 – SOA’02  OLD 132
11/7/19 OLDXML  &  R#IDEA Financial Reports Info  OLD  — Financial Reports
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2,647
11/7/19 OLDEXCELIDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports
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40
11/7/19 OLDEX-101.*XBRL Data  (XBRL Files)  OLD 198
11/7/19 OLDZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  OLD 
33
8/9/18 OLDEX-12Statements re: Computations of Ratios  OLD 43
3/25/14 OLDEX-16Letter re: a Change in Accountant  OLD 1
11/4/11 OLDEX-15Letters re: Unaudited Interim Financial Info  OLD 49
11/14/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
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14

Graphics: 
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11/7/19 OLDGRAPHICPhotos, Images and Graphs  OLD 1,045


Forms
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, Documents
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& Exhibits
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 in  689 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
10/4/19 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 27
9/5/19 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 472
2/14/19 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 101
12/6/18 OLD25-NSETrading:  Notices by Securities Exchanges of the Removals from Listing and Registration of Matured, Redeemed and Retired Securities — Form 25  OLD 6
11/6/18 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 34
5/15/17 OLDDEFC14AProxy:  Definitive Proxy Statement – Contested Solicitation — Schedule 14A  OLD 1
5/5/17 OLDPREC14AProxy:  Preliminary Proxy Statements – Contested Solicitations — Schedule 14A  OLD 2
2/23/17 OLDDFAN14AProxy:  Definitive Additional Non-Management Proxy Soliciting Material — Schedule 14A  OLD 1
8/11/14 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 5
12/30/09 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 4
12/30/09 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 3
2/13/06 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 2

Letters: 
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6/8/18 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC31

General Exhibits: 
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7/10/17 OLDEX-24Powers of Attorney  OLD 33
2/16/00 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 4

Additional Exhibits: 
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12/6/18 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 23

Graphics: 
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5/15/17 OLDGRAPHICPhotos, Images and Graphs  OLD 48


        

Filings History

Year    # of Filings
In descending order
2020 6
2019 37
2018 114
2017 99
2016 67
2015 61
2014 89
2013 57
2012 78
2011 72
2010 58
2009 66
2008 77
2007 118
2006 87
2005 48
2004 51
2003 32
2002 66
2001 25
2000 17
1999 16
1998 16
1997 5

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