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Biocept Inc. 
 CA
  SEC # 1044378

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616  SEC Filings
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  from  10/2/02  to  11/20/23  (4 Months Ago)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘25-NSE’ — Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25 — Filed re:  Issuer / Subject Company — Filed by:  Nasdaq Stock Market LLC [ formerly The Nasdaq Stock Market LLC ] 
 
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notifications of all
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Filings
involving  Biocept Inc. 

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Forms
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, Documents
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& Exhibits
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 in  378 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
10/20/238-KUpdate:  Current Reports — Form 8-K — Press Releases
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& Conference Calls
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 — Financial Reports
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123

8-K Items: 
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4/10/23
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01 — ‘EX-10’
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17
11/4/16 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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1
10/16/23"Bankruptcy or Receivership — Item 1.031
8/22/23
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  Financial Info: 
Results of Operations and Financial Condition — Item 2.02 — Financial Reports
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38
5/6/14 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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1
1/6/23 OLD"Cost Associated with Exit or Disposal Activities — Item 2.05  OLD 1
10/20/23
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.0110
4/10/23"Unregistered Sales of Equity Securities — Item 3.02 — ‘EX-1’
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10
5/16/23"Material Modifications to Rights of Security Holders — Item 3.03 — ‘EX-4’
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8
6/27/22 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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2
4/17/23"Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.022
10/16/23
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers
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24
4/10/23"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 — ‘EX-3’
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8
5/15/23"Submission of Matters to a Vote of Security Holders — Item 5.0715
4/6/18 OLD"Shareholder Nominations Pursuant to Exchange Act Rule 14a-11 — Item 5.08  OLD 3
7/14/22 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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2
1/6/23 OLD
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  Events: 
Other Events — Item 8.01  OLD 25
8/22/23
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  Financials: 
Financial Statements and Exhibits — Item 9.01 — Financial Reports
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79

8/14/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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31
5/25/23424B4Registration:  Prospectuses – Info Previously Omitted & New Facts or Events8
5/25/23EFFECTSEC:  SEC Notices of Effectiveness16
5/23/23CORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ] — All Correspondence with the SEC
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45
5/23/23S-1Registration:  Registration Statements (General Form) — Form S-1 — Financial Reports
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43
4/21/23DEFR14AProxy:  Definitive Revised Proxy Soliciting Material — Schedule 14A1
4/20/23DEF 14AProxy:  Definitive Proxy Statements — Schedule 14A11
4/17/2310-KUpdate:  Annual Reports — Form 10-K — Financial Reports
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12
4/10/23PRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A4
4/3/23NT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-252
11/14/22 OLDNT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD 3
6/27/22 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 8
4/8/22 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 11
4/8/22 OLD424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD 12
4/24/20 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 4
1/9/20 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 10
6/5/19 OLDDRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 10
7/10/18 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 3
1/26/18 OLDS-1MEFRegistration:  Registration Statements to Add Securities to Prior Form S-1 Registrations  OLD 3
10/14/16 OLDPOS EXRegistration:  Post-Effective Amendment of a Registration Statement – Additional Exhibits  OLD 1
5/4/16 OLDPOS AMRegistration:  Post-Effective Amendments of Registration Statements  OLD 2
2/5/14 OLDCT ORDERSEC:  SEC Confidential Treatment Order  OLD 1
2/4/14 OLDCERTNASTrading:  Certification by the Nasdaq Stock Market Approving a Listing — Form CERT  OLD 1
1/28/14 OLD8-A12BRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
8/16/13 OLDDRSRegistration:  Draft Registration Statement by an Emerging Growth Company or Foreign Issuer — Form DRS  OLD 1
3/3/09 OLDREGDEXRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 13

Letters: 
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9/23/13 OLDCOVERComment-Response or Cover Letter to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC1

General Exhibits: 
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5/23/23EX-23Consents of Experts and Counsel73
5/23/23EX-FILING FEESFiling Fees6
5/23/23EX-5Opinions of Counsel re: Legality44
5/23/23EX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)13
5/19/23EX-4Instruments, Including Indentures, Defining the Rights of Security Holders50
5/16/23EX-3Articles of Incorporation/Organization and Bylaws28
4/17/23EX-10Material Contracts160
7/10/18 OLDEX-8Opinion of Counsel re: Tax Matters  OLD 1
3/28/14 OLDEX-14Code of Ethics  OLD 1
9/23/13 OLDEX-21Subsidiaries Lists  OLD 2

Additional Exhibits: 
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8/22/23EX-99Miscellaneous Exhibits, such as Press Releases — Press Releases
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& Conference Calls
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81

Financials: 
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10/20/23XML  &  R#IDEA Financial Reports Info — Financial Reports
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2,633
10/20/23EXCELIDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports
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82
10/20/23EX-101.*XBRL Data  (XBRL Files)353
10/20/23JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)43
10/20/23ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)
76
8/14/23EX-31Certifications — §302 – SOA’0285
8/14/23EX-32Certifications — §906 – SOA’0281
4/12/22 OLDEX-16Letter re: a Change in Accountant  OLD 1

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5/25/23GRAPHICPhotos, Images and Graphs650


Forms
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, Documents
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& Exhibits
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 in  241 Filings
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 Filed re:  Issuer / Subject Company


        
List all Money Managers that own this Security Issuer:  CUSIP 09072V
 

        
Latest Filing  Type    Category    Description        Documents
     
11/20/2325-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 251
6/20/233Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 332
6/2/23SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G26
11/18/22 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 155
10/12/18 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 4
7/10/18 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 3

Letters: 
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5/1/23LETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ] — All Correspondence with the SEC20
5/1/23TEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]6

General Exhibits: 
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11/18/22 OLDEX-24Powers of Attorney  OLD 28

Additional Exhibits: 
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11/20/23EX-99Miscellaneous Exhibits, such as Press Releases6

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7/10/18 OLDGRAPHICPhotos, Images and Graphs  OLD 148


        

Filings History

Year    # of Filings
In descending order
2023 38
2022 45
2021 33
2020 57
2019 61
2018 76
2017 60
2016 94
2015 55
2014 64
2013 16
2011 1
2010 2
2009 2
2008 4
2007 3
2006 1
2004 2
2003 1
2002 1

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