Polen Capital Management LLC 

FL

  SEC # 1034524

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116  SEC Filings   from  4/23/99  to  3/8/24  (6 Weeks Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘40-APP/A’ — Amendment to Application for an Exemption Order or Other Relief by an Investment Company — Filed as:  Filer / Offerer — Filed by:  Polen Credit Opportunities Fund
New-Filing E-Mail:			Send me notifications of all Filings involving  Polen Capital Management LLC

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Forms , Documents & Exhibits  in  116 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
3/8/24			40-APP		Registration:		Application for an Exemption Order or Other Relief by an Investment Company	1
2/20/24			13F-HR		Ownership:		Quarterly Holdings and Combination Reports by Money Managers — Form 13F — Assets Under Management	105
2/13/24			SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G	9
5/1/20	OLD		3		Ownership:		Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3  OLD	1
					Form-Specific Documents:
2/20/24			INFO-TABLE		Portfolio Securities Holdings – Info Tables — Form 13F — Assets Under Management			44

History as a Money Manager:  Assets Under Management  ·  Related Money Managers

As Of			Quarter (Ended)		Holdings Form 13F				Assets (Millions)		Reporting Manager Manager with whom Investment Discretion is Shared
2/13/24			12/31/23		34	of	511		$77,047		NJ	Personal Cfo Solutions, LLC
2/13/24			12/31/23		23	of	1,590		$288,178		MA	Integrated Wealth Concepts LLC
2/9/24			12/31/23		24	of	7,468		$2,801		GA	Advisory Services Network, LLC
2/7/24			12/31/23		10	of	65		$3,434		TX	Summa Corp.
1/30/24			12/31/23		22	of	657		$350,531		FL	Dakota Wealth Management
1/29/24			12/31/23		21	of	66		$15,442		MA	New World Advisors LLC
11/7/22			9/30/22		27	of	758		$1		FL	Castle Wealth Management LLC
11/16/21			9/30/21		NA	of	214		NA		IL	Keebeck Wealth Management, LLC
8/14/20			6/30/20		NA	of	175		NA		MA	Argent Wealth Management LLC
10/21/19			9/30/19		NA	of	1,003		NA		MA	Ballentine Partners, LLC
5/14/18			3/31/18		19	of	1,087		$6		FL	Premia Global Advisors, LLC

No Forms  nor  Documents  Filed re:  Issuer / Subject Company

        

        

Filings History

Year		# of Filings
2024		5
2023		6
2022		5
2021		5
2020		6
2019		4
2018		4
2017		4
2016		4
2015		4
2014		4
2013		4
2012		4
2011		4
2010		4
2009		4
2008		4
2007		4
2006		5
2005		5
2004		4
2003		4
2002		4
2001		4
2000		8
1999		3