| Latest Filing | | Type | | Category | Description | Documents |
|---|
| | | |
| 4/29/20 | OLD | | 10-K | | Update: | | Annual Reports — Form 10-K OLD — Financial Reports | 30 |
| 3/5/20 | OLD | | 15-12G | | Registration: | | Certifications of Terminations of Registration of Classes of Securities — Form 15 OLD | 2 |
| 2/24/20 | OLD | | 25 | | Trading: | | Notice by an Issuer of the Removal from Listing and Registration on a Securities Exchange of Matured, Redeemed or Retired Securities — Form 25 OLD | 1 |
| 2/24/20 | OLD | | EFFECT | | SEC: | | SEC Notices of Effectiveness OLD | 9 |
| 2/14/20 | OLD | | S-8 POS | | Registration: | | Post-Effective Amendments of Form S-8 Registrations OLD | 11 |
| 2/14/20 | OLD | | POS AM | | Registration: | | Post-Effective Amendments of Registration Statements OLD | 3 |
| 2/14/20 | OLD | | 8-K | | Update: | | Current Reports — Form 8-K OLD — Press Releases & Conference Calls | 198 |
| | |
| | 8-K Items: |
| 2/14/20 | OLD | | Business & Operations: | • | Entry into a Material Definitive Agreement — Item 1.01 OLD — ↓‘EX-10’ | 55 |
| 12/26/18 | OLD | | " | | | • | Termination of a Material Definitive Agreement — Item 1.02 OLD — ↓‘EX-10’ | 5 |
| 2/14/20 | OLD | | Financial Info: | • | Completion of Acquisition or Disposition of Assets — Item 2.01 OLD — ↓‘EX-2’ | 9 |
| 11/8/19 | OLD | | " | | | • | Results of Operations and Financial Condition — Item 2.02 OLD — Financial Reports | 51 |
| 2/14/20 | OLD | | " | | | • | Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03 OLD — ↓‘EX-10’ | 21 |
| 2/14/20 | OLD | | Securities & Trading: | • | Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01 OLD | 3 |
| 10/16/14 | OLD | | " | | | • | Unregistered Sales of Equity Securities — Item 3.02 OLD — ↓‘EX-1’ | 24 |
| 2/14/20 | OLD | | " | | | • | Material Modifications to Rights of Security Holders — Item 3.03 OLD — ↓‘EX-4’ | 1 |
| 2/14/20 | OLD | | Governance & Management: | • | Changes in Control of Registrant — Item 5.01 OLD | 1 |
| 2/14/20 | OLD | | " | | | • | Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 OLD — List of Directors & Officers | 24 |
| 5/22/17 | OLD | | " | | | • | Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 OLD — ↓‘EX-3’ | 9 |
| 3/6/18 | OLD | | " | | | • | Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05 OLD — ↓‘EX-14’ | 6 |
| 1/31/20 | OLD | | " | | | • | Submission of Matters to a Vote of Security Holders — Item 5.07 OLD | 12 |
| 3/20/15 | OLD | | " | | | • | Shareholder Nominations Pursuant to Exchange Act Rule 14a-11 — Item 5.08 OLD | 2 |
| 2/14/20 | OLD | | Disclosures: | • | Regulation FD Disclosure — Item 7.01 OLD — ↓‘EX-99’ | 22 |
| 1/31/20 | OLD | | Events: | • | Other Events — Item 8.01 OLD | 35 |
| 2/14/20 | OLD | | Financials: | • | Financial Statements and Exhibits — Item 9.01 OLD — Financial Reports | 154 |
| | |
|
| 2/14/20 | OLD | | 13F-HR | | Ownership: | | Quarterly Holdings and Combination Reports by Money Managers — Form 13F OLD — Assets Under Management | 34 |
| 1/6/20 | OLD | | DEFA14A | | Proxy: | | Definitive Additional Proxy Soliciting Materials — Schedule 14A OLD | 7 |
| 12/26/19 | OLD | | DEFM14A | | Proxy: | | Definitive Proxy Statements – Mergers & Acquisitions — Schedule 14A OLD | 2 |
| 12/6/19 | OLD | | PREM14A | | Proxy: | | Preliminary Proxy Statements – Mergers & Acquisitions — Schedule 14A OLD | 3 |
| 11/8/19 | OLD | | 10-Q | | Update: | | Quarterly Reports — Form 10-Q OLD — Financial Reports | 62 |
| 5/30/19 | OLD | | CERT | | Trading: | | Certifications by Securities Exchanges Approving Listings — Form CERT OLD | 3 |
| 5/29/19 | OLD | | 8-A12B | | Registration: | | Registration Statements for Certain Classes of Securities — Form 8-A OLD | 6 |
| 5/23/19 | OLD | | 424B5 | | Registration: | | Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events OLD | 18 |
| 5/22/19 | OLD | | FWP | | Registration: | | Prospectuses – Free Writing OLD | 5 |
| 4/30/19 | OLD | | DEF 14A | | Proxy: | | Definitive Proxy Statements — Schedule 14A OLD | 20 |
| 11/22/17 | OLD | | CERTNYS | | Trading: | | Certifications by the NYSE Approving Listings — Form CERT OLD | 2 |
| 11/13/17 | OLD | | 305B2 | | Registration: | | Statement of Eligibility to Act as a Trustee by a Corporation — Form T-1 OLD | 1 |
| 4/25/17 | OLD | | CORRESP | | Comment: | | Comment-Response and Other Letters to the SEC [ a.k.a. COVER ] OLD — All Correspondence with the SEC | 14 |
| 4/21/17 | OLD | | S-3 | | Registration: | | Registration Statements – Securities for Transactions — Form S-3 OLD | 26 |
| 4/8/16 | OLD | | PRE 14A | | Proxy: | | Preliminary Proxy Statements — Schedule 14A OLD | 9 |
| 5/7/15 | OLD | | ARS | | Update: | | Annual Reports to Security Holders OLD | 13 |
| 3/17/15 | OLD | | NT 10-K | | Update: | | Notice of a Late Filing of a Form 10-K Annual Report — Form 12b-25 OLD | 1 |
| 12/19/14 | OLD | | CT ORDER | | SEC: | | SEC Confidential Treatment Orders OLD | 3 |
| 8/21/14 | OLD | | D | | Registration: | | Notices of Exempt Offerings of Securities — Form D OLD | 4 |
| 8/11/14 | OLD | | S-8 | | Registration: | | Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8 OLD | 11 |
| 9/15/08 | OLD | | 424B3 | | Registration: | | Prospectuses – New Facts or Events OLD | 9 |
| 9/3/08 | OLD | | REGDEX | | Registration: | | Notices of Exempt Offerings of Securities — Form D OLD | 5 |
| 9/20/04 | OLD | | RW | | Registration: | | Registration Withdrawal Request OLD | 1 |
| 4/1/02 | OLD | | 10-K405 | | Update: | | Annual Report — Reg. S-K – Item 405 — Form 10-K OLD | 1 |
| 4/26/01 | OLD | | DEFR14A | | Proxy: | | Definitive Revised Proxy Soliciting Materials — Schedule 14A OLD | 3 |
| 8/16/99 | OLD | | 10QSB | | Update: | | Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB OLD | 6 |
| 3/31/99 | OLD | | 10KSB | | Update: | | Annual or Annual-Transition Report by a Small Business — Form 10-KSB OLD | 1 |
| 3/31/98 | OLD | | 10KSB40 | | Update: | | Annual or Annual-Transition Report by a Small Business — Reg. S-B – Item 405 — Form 10-KSB OLD | 1 |
| 9/18/97 | OLD | | 8-A12G | | Registration: | | Registration Statements for Certain Classes of Securities — Form 8-A OLD | 2 |
| 8/19/97 | OLD | | SB-2 | | Registration: | | Registration Statements by Small-Business Issuers (Optional Form) — Form SB-2 OLD | 5 |
| | |
| | Form-Specific Documents: |
| 2/14/20 | OLD | | INFO-TABLE | | Portfolio Securities Holdings – Info Tables — Form 13F OLD — Assets Under Management | 27 |
| | |
| | General Exhibits: |
| 3/13/20 | OLD | | EX-4 | | Instruments, Including Indentures, Defining the Rights of Security Holders OLD | 46 |
| 3/13/20 | OLD | | EX-21 | | Subsidiaries Lists OLD | 22 |
| 11/14/19 | OLD | | EX-2 | | Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions OLD | 9 |
| 5/29/19 | OLD | | EX-5 | | Opinions of Counsel re: Legality OLD | 42 |
| 5/23/19 | OLD | | EX-1 | | Underwriting Agreements (and mislabeled “1st Exhibits”) OLD | 16 |
| 3/15/19 | OLD | | EX-23 | | Consents of Experts and Counsel OLD | 86 |
| 12/26/18 | OLD | | EX-10 | | Material Contracts OLD | 153 |
| 5/22/17 | OLD | | EX-3 | | Articles of Incorporation/Organization and Bylaws OLD | 19 |
| 3/31/05 | OLD | | EX-14 | | Codes of Ethics OLD | 2 |
| | |
| | Additional Exhibits: |
| 2/14/20 | OLD | | EX-99 | | Miscellaneous Exhibits, such as Press Releases OLD — Press Releases & Conference Calls | 165 |
| | |
| | Financials: |
| 4/29/20 | OLD | | EX-31 | | Certifications — §302 – SOA’02 OLD | 148 |
| 3/13/20 | OLD | | EX-32 | | Certifications — §906 – SOA’02 OLD | 144 |
| 3/13/20 | OLD | | XML & R# | | IDEA Financial Reports Info OLD — Financial Reports | 2,079 |
| 3/13/20 | OLD | | EXCEL | | IDEA Workbooks of Financial Reports Info OLD — Workbooks of Financial Reports | 42 |
| 3/13/20 | OLD | | EX-101.* | | XBRL Data (XBRL Files) OLD | 210 |
| 3/13/20 | OLD | | ZIP | | XBRL Zipped Folders (Folders of XBRL Files) OLD | 35 |
| 11/7/18 | OLD | | EX-12 | | Statements re: Computations of Ratios OLD | 26 |
| 10/2/02 | OLD | | EX-16 | | Letters re: Changes in Accountants OLD | 3 |
| 4/19/01 | OLD | | EX-27 | | Financial Data Schedules {Pre-XBRL} OLD — Financial Reports | 15 |
| | |
| | Graphics: |
| 2/14/20 | OLD | | GRAPHIC | | Photos, Images and Graphs OLD | 973 |
