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Rockwell Automation, Inc. 
 WI
  SEC # 1024478

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2,859  SEC Filings
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  from  10/28/96  to  3/6/24  (3 Weeks Ago)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘4’ — Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — Filed re:  Issuer / Subject Company — Filed by:  Gangestad Nicholas C 
 
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notifications of all
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Filings
involving  Rockwell Automation, Inc. 

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Forms
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, Documents
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& Exhibits
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 in  581 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
2/9/248-KUpdate:  Current Reports — Form 8-K — Press Releases
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& Conference Calls
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 — Financial Reports
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224

8-K Items: 
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7/1/22 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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28
7/1/22 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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8
9/1/21 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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3
1/31/24"Results of Operations and Financial Condition — Item 2.02 — Financial Reports
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81
7/1/22 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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18
2/8/24
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers
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50
6/10/16 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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7
2/9/24"Submission of Matters to a Vote of Security Holders — Item 5.0716
11/10/20 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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3
2/28/23 OLD
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  Events: 
Other Events — Item 8.01  OLD 32
2/8/24
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  Financials: 
Financial Statements and Exhibits — Item 9.01 — Financial Reports
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130

1/31/2410-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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81
12/20/23ARSUpdate:  Annual Reports to Security Holders10
12/20/23DEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A20
12/20/23DEF 14AProxy:  Definitive Proxy Statements — Schedule 14A — Financial Reports
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35
11/8/2310-KUpdate:  Annual Reports — Form 10-K — Financial Reports
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23
8/1/23SC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D8
6/14/2311-KUpdate:  Annual Reports by Employee Stock Purchase, Savings and Similar Plans — Form 11-K100
5/26/23SDUpdate:  Specialized Disclosure Reports re: Uses of Conflict Minerals — Form SD10
8/4/21 OLD424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD 6
8/3/21 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 4
2/5/20 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 21
12/14/18 OLDS-3ASRRegistration:  Automatic Shelf Registration Statements by Well-Known Issuers — Form S-3  OLD 3
7/12/18 OLDEFFECTSEC:  SEC Notice of Effectiveness  OLD 1
6/29/18 OLDPOS AMRegistration:  Post-Effective Amendment of a Registration Statement  OLD 1
6/29/18 OLDS-8 POSRegistration:  Post-Effective Amendments of Form S-8 Registrations  OLD 11
12/4/15 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 2
2/11/15 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 5
2/28/13 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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6
10/6/11 OLD15-15DUpdate:  Notices of Suspensions of Duty to File Reports — Form 15  OLD 5
11/21/01 OLD10-K405Update:  Annual Reports — Reg. S-K – Item 405 — Form 10-K  OLD 5
1/22/98 OLD424B2Registration:  Prospectus – Primary Offering or Shelf Securities  OLD 1
12/23/97 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 3
10/30/96 OLD8-A12BRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
10/30/96 OLD8-A12GRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
10/28/96 OLDS-4Registration:  Registration Statement – Securities for a Merger — Form S-4  OLD 1

General Exhibits: 
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11/8/23EX-97Clawback Policy re: Recovery of Erroneously Awarded Compensation1
11/8/23EX-23Consents of Experts and Counsel75
11/8/23EX-24Powers of Attorney52
11/8/23EX-21Subsidiaries Lists28
5/26/23EX-1Underwriting Agreements and Conflict Minerals Reports  (and mislabeled “1st Exhibits”)16
11/9/21 OLDEX-10Material Contracts  OLD 154
8/17/21 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 52
8/17/21 OLDEX-5Opinions of Counsel re: Legality  OLD 37
12/14/18 OLDEX-25Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2  OLD 4
6/10/16 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 29
7/11/01 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 9
6/29/98 OLDEX-20Other Documents and Statements Furnished to Security Holders  OLD 2
10/28/96 OLDEX-8Opinions of Counsel re: Tax Matters  OLD 2

Additional Exhibits: 
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2/8/24EX-99Miscellaneous Exhibits, such as Press Releases — Press Releases
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& Conference Calls
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203

Financials: 
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2/9/24XML  &  R#IDEA Financial Reports Info — Financial Reports
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4,010
2/9/24EXCELIDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports
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113
2/9/24EX-101.*XBRL Data  (XBRL Files)510
2/9/24JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)71
2/9/24ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)
106
1/31/24EX-15Letters re: Unaudited Interim Financial Info79
1/31/24EX-31Certifications — §302 – SOA’02166
1/31/24EX-32Certifications — §906 – SOA’02166
11/15/17 OLDEX-12Statements re: Computations of Ratios  OLD 66
11/22/00 OLDEX-18Letters re: Changes in Accounting Principles and Practices  OLD 2
11/22/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
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17
8/27/98 OLDEX-11Statements re: Computations of Earnings Per Share  OLD 7

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2/8/24GRAPHICPhotos, Images and Graphs1,180


Forms
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, Documents
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& Exhibits
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 in  2,281 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 773903
 

        
Latest Filing  Type    Category    Description        Documents
     
3/6/24 New Document this Past Month!4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  New Document this Past Month! 2,088
3/6/24 New Document this Past Month!144Ownership:  Notices of Proposed Sales of Securities by Insiders — Form 144  New Document this Past Month! 62
2/13/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G60
2/8/243Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 353
8/3/21 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 4
11/16/17 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 2
10/22/07 OLD5Ownership:  Annual Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 5  OLD 1

Letters: 
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3/7/13 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC11

General Exhibits: 
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6/7/23EX-24Powers of Attorney92

Additional Exhibits: 
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11/16/17 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 2

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11/16/17 OLDGRAPHICPhotos, Images and Graphs  OLD 15


        

Filings History

Year    # of Filings
In descending order
2024 35
2023 167
2022 103
2021 140
2020 142
2019 121
2018 125
2017 149
2016 134
2015 138
2014 127
2013 171
2012 152
2011 159
2010 130
2009 99
2008 82
2007 122
2006 116
2005 130
2004 135
2003 70
2002 15
2001 14
2000 18
1999 21
1998 17
1997 18
1996 9

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