SEC Info  
    Home      Search      My Interests      Help      Sign In      Please Sign In

alpha-En Corp. 
 NY
  SEC # 1023298

    Click to view...      Registrant      About    
  Filings  
    Files      Relationships      Names      Topics      Web       

206  SEC Filings
Filing emoji
  from  4/10/97  to  3/31/22  (None in the Past Year)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘SC TO-T/A’ — Amendment to Tender-Offer Statement by a Third Party — Schedule TO — Filed re:  Issuer / Subject Company — Filed by:  Alternative Liquidity Index LP 
 
New-Filing E-Mail:    
 Send me
E-Mail emoji
notifications of all
New! emoji
Filings
involving  alpha-En Corp. 

Find Words in Filings emoji
 
  in    Show  and   Hints


Forms
Form emoji
, Documents
Document emoji
& Exhibits
Exhibit emoji
 in  175 Filings
Filing emoji
 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
3/25/22 OLDSC 14D9Ownership:  Tender-Offer Solicitation/Recommendation Statement — Schedule 14D-9  OLD 1
1/7/21 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
Press Release emoji
& Conference Calls
Conference Call emoji
42

8-K Items: 
Item emoji
4/15/19 OLD
Keycap - 1 emoji
  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
Exhibit emoji
7
9/7/05 OLD
Keycap - 2 emoji
  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
Exhibit emoji
1
4/15/19 OLD
Keycap - 3 emoji
  Securities & Trading: 
Unregistered Sales of Equity Securities — Item 3.02  OLD 7
6/12/20 OLD
Keycap - 4 emoji
  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
Exhibit emoji
10
1/7/21 OLD
Keycap - 5 emoji
  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
Directors & Officers emoji
16
4/15/19 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
Exhibit emoji
4
4/2/20 OLD
Keycap - 7 emoji
  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
Exhibit emoji
4
3/27/20 OLD
Keycap - 8 emoji
  Events: 
Other Events — Item 8.01  OLD 7
5/20/20 OLD
Keycap - 9 emoji
  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD 23

5/20/20 OLDNT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD 16
5/20/20 OLDNT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD 14
12/5/19 OLDDEF 14CProxy:  Definitive Proxy Info Statements — Schedule 14C  OLD 3
11/14/19 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD  — Financial Reports
Report emoji
39
11/12/19 OLDPRE 14CProxy:  Preliminary Proxy Info Statements — Schedule 14C  OLD 3
4/1/19 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD  — Financial Reports
Report emoji
10
4/14/08 OLD10KSBUpdate:  Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB  OLD 11
4/10/08 OLD10QSBUpdate:  Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD 23
6/8/05 OLDCORRESPComment:  Comment-Response or Other Letter to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
Correspondence emoji
1
2/13/01 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 3
11/13/98 OLDDEFR14AProxy:  Definitive Revised Proxy Soliciting Material — Schedule 14A  OLD 1
10/29/98 OLDDEF 14AProxy:  Definitive Proxy Statement — Schedule 14A  OLD 1
11/17/97 OLD424B3Registration:  Prospectus – New Facts or Events  OLD 1
11/12/97 OLD424B1Registration:  Prospectus – Info Previously Omitted  OLD 1
10/30/97 OLDSB-2Registration:  Registration Statements by Small-Business Issuers (Optional Form) — Form SB-2  OLD 2
7/15/97 OLD10SB12BRegistration:  Registration Statements by Small-Business Issuers — Form 10-SB  OLD 3

General Exhibits: 
Exhibit emoji
4/15/19 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 6
4/15/19 OLDEX-10Material Contracts  OLD 21
4/2/18 OLDEX-21Subsidiaries Lists  OLD 19
2/22/08 OLDEX-14Code of Ethics  OLD 1
9/7/05 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 3
4/15/05 OLDEX-23Consents of Experts and Counsel  OLD 11
2/13/01 OLDEX-5Opinions of Counsel re: Legality  OLD 4
2/1/01 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 3
7/15/97 OLDEX-6Opinions of Counsel re: Discounts on Capital Shares  OLD 17

Additional Exhibits: 
Exhibit emoji
4/2/20 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
Press Release emoji
& Conference Calls
Conference Call emoji
23

Financials: 
Financials emoji
Financials emoji
Financials emoji
5/20/20 OLDEX-16Letters re: Changes in Accountants  OLD 10
11/14/19 OLDEX-31Certifications — §302 – SOA’02  OLD 75
11/14/19 OLDEX-32Certifications — §906 – SOA’02  OLD 56
11/14/19 OLDXML  &  R#IDEA Financial Reports Info  OLD  — Financial Reports
Report emoji
943
11/14/19 OLDEXCELIDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports
Excel Workbook emoji
30
11/14/19 OLDEX-101.*XBRL Data  (XBRL Files)  OLD 168
11/14/19 OLDZIPXBRL Zipped Folders
Zipped Folder emoji
  (Folders of XBRL Files)  OLD 
28
11/14/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
Report emoji
17

Graphics: 
JPEG emoji
GIF emoji
PNG emoji
5/20/20 OLDGRAPHICPhotos, Images and Graphs  OLD 79


Forms
Form emoji
, Documents
Document emoji
& Exhibits
Exhibit emoji
 in  31 Filings
Filing emoji
 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
3/31/22 OLDSC TO-TOwnership:  Tender-Offer Statements by Third Parties — Schedule TO  OLD 3
3/25/22 OLDSC 14D9Ownership:  Tender-Offer Solicitation/Recommendation Statement — Schedule 14D-9  OLD 1
7/9/19 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 4
9/7/05 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 19
2/16/99 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 2

Letters: 
Correspondence emoji
6/21/05 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC2

General Exhibits: 
Exhibit emoji
7/9/19 OLDEX-24Powers of Attorney  OLD 2

Additional Exhibits: 
Exhibit emoji
1/28/22 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 4


        

Filings History

Year    # of Filings
In descending order
2022 4
2021 1
2020 11
2019 11
2018 8
2017 15
2016 7
2015 10
2012 2
2011 10
2010 6
2009 7
2008 12
2007 1
2006 2
2005 15
2004 8
2003 8
2002 16
2001 7
2000 5
1999 9
1998 18
1997 13

Top

Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
AboutPrivacyRedactionsHelp — Fri., Apr. 19, 2:41:36.3am ET