Cardima Inc. 

CA

  SEC # 1022570

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445  SEC Filings   from  3/13/97  to  8/1/13  (None in the Past Year)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘REVOKED’ — SEC Order Revoking a Registration — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Cardima Inc.

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Forms , Documents & Exhibits  in  267 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

Latest Filing			Type		Category	Description		Documents
8/1/13	OLD		REVOKED		SEC:		SEC Order Revoking a Registration  OLD	1
12/17/10	OLD		8-K		Reports:		Current Reports — Form 8-K  OLD  — Press Releases & Conference Calls	91
					8-K Items:
3/4/09	OLD		Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01  OLD  — ↓‘EX-10’	12
3/4/09	OLD		"			•	Termination of a Material Definitive Agreement — Item 1.02  OLD  — ↓‘EX-10’	2
6/1/05	OLD		Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01  OLD	1
5/11/05	OLD		"			•	Results of Operations and Financial Condition — Item 2.02  OLD	3
6/25/07	OLD		"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ↓‘EX-10’	6
6/17/05	OLD		"			•	Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement — Item 2.04  OLD  — ↓‘EX-10’	1
5/6/05	OLD		Securities & Trading:			•	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD	5
3/4/09	OLD		"			•	Unregistered Sales of Equity Securities — Item 3.02  OLD  — ↓‘EX-1’	8
10/23/07	OLD		Accountants & Accounting:			•	Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ↓‘EX-16’	2
3/26/08	OLD		"			•	Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD  — ↓‘EX-7’	3
12/2/10	OLD		Governance & Management:			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — ↓‘EX-17’  — List of Directors & Officers	15
4/8/10	OLD		"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ↓‘EX-3’	3
3/19/10	OLD		"			•	Submission of Matters to a Vote of Security Holders — Item 5.07  OLD	1
5/11/10	OLD		Disclosures:			•	Regulation FD Disclosure — Item 7.01  OLD  — ↓‘EX-99’	3
12/17/10	OLD		Events:			•	Other Events — Item 8.01  OLD	9
12/2/10	OLD		Financials:			•	Financial Statements and Exhibits — Item 9.01  OLD	40
8/11/10	OLD		10-Q		Reports:		Quarterly Reports — Form 10-Q  OLD	43
3/30/10	OLD		S-8		Registrations:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD	8
3/29/10	OLD		10-K		Reports:		Annual Reports — Form 10-K  OLD	7
3/3/10	OLD		DEF 14A		Proxies:		Definitive Proxy Statements — Schedule 14A  OLD	13
2/18/10	OLD		PRE 14A		Proxies:		Preliminary Proxy Statements — Schedule 14A  OLD	10
2/1/10	OLD		PRE 14C		Proxies:		Preliminary Proxy Info Statement — Schedule 14C  OLD	1
12/14/09	OLD		CORRESP		Letters:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	9
7/15/08	OLD		10KSB		Reports:		Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB  OLD	4
5/15/08	OLD		NT 10-Q		Reports:		Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD	6
4/1/08	OLD		NT 10-K		Reports:		Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD	5
11/19/07	OLD		10QSB		Reports:		Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD	6
10/26/06	OLD		RW		Registrations:		Registration Withdrawal Requests  OLD	2
5/31/06	OLD		SB-2		Registrations:		Registration Statement by a Small-Business Issuer — Form SB-2  OLD	1
4/29/05	OLD		PRER14A		Proxies:		Preliminary Revised Proxy Soliciting Materials — Schedule 14A  OLD	2
3/21/05	OLD		REGDEX		Registrations:		Notices of Exempt Offerings of Securities — Form D  OLD	9
1/12/05	OLD		424B3		Registrations:		Prospectuses – New Facts or Events  OLD	7
1/6/05	OLD		S-3		Registrations:		Registration Statements – Securities for Transactions — Form S-3  OLD	22
5/22/02	OLD		8-A12G		Registrations:		Registration Statements for Certain Classes of Securities — Form 8-A  OLD	2
5/16/02	OLD		424A		Registrations:		Prospectus – Info Substantively Changed or Added  OLD	1
4/1/02	OLD		10-K405		Reports:		Annual Reports — Reg. S-K – Item 405 — Form 10-K  OLD	8
6/12/00	OLD		424B4		Registrations:		Prospectuses – Info Previously Omitted & New Facts or Events  OLD	3
5/14/99	OLD		DEFR14A		Proxies:		Definitive Revised Proxy Soliciting Material — Schedule 14A  OLD	1
9/3/97	OLD		POS AM		Registrations:		Post-Effective Amendment of a Registration Statement  OLD	1
6/5/97	OLD		S-1		Registrations:		Registration Statements (General Form) — Form S-1  OLD	6
					General Exhibits:
12/2/10	OLD		EX-17		Correspondence re: Departures of Directors  OLD			2
4/8/10	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			16
3/30/10	OLD		EX-23		Consents of Experts and Counsel  OLD			51
3/30/10	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			10
3/30/10	OLD		EX-5		Opinions of Counsel re: Legality  OLD			22
3/29/10	OLD		EX-10		Material Contracts  OLD			108
3/19/99	OLD		EX-24		Powers of Attorney  OLD			2
4/29/97	OLD		EX-1		Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD			1
					Additional Exhibits:
5/11/10	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases & Conference Calls			57
					Financials:
8/11/10	OLD		EX-31		Certifications — §302 – SOA’02  OLD			48
8/11/10	OLD		EX-32		Certifications — §906 – SOA’02  OLD			46
3/26/08	OLD		EX-7		Correspondence from an Accountant re: Non-Reliance on a Previously Issued Audit Report or Completed Interim Review  OLD			1
10/23/07	OLD		EX-16		Letters re: Changes in Accountants  OLD			3
11/13/00	OLD		EX-27		Financial Data Schedules {Pre-XBRL}  OLD			15
11/14/97	OLD		EX-11		Statements re: Computations of Earnings Per Share  OLD			4
					Graphics:
5/11/10	OLD		GRAPHIC		Photos, Images and Graphs  OLD			55

Forms , Documents & Exhibits  in  178 Filings  Filed re:  Issuer / Subject Company

Latest Filing			Type		Category	Description		Documents
11/18/10	OLD		4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD	115
7/23/10	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	12
3/7/08	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	3
11/26/07	OLD		SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD	36
					Letters:
12/22/09	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			12
					General Exhibits:
6/14/04	OLD		EX-24		Powers of Attorney  OLD			4
					Additional Exhibits:
3/7/08	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			2

Filings History

Year		# of Filings
2013		1
⇑
2010		25
2009		38
2008		71
2007		28
2006		26
2005		32
2004		41
2003		67
2002		31
2001		24
2000		16
1999		16
1998		17
1997		12