| Latest Filing | | Type | | Category | Description | Documents |
|---|
| | | |
| 4/10/24 |  | | ARS | | Update: | | Annual Reports to Security Holders | 19 |
| 4/10/24 | | | 8-K | | Update: | | Current Reports — Form 8-K — Press Releases & Conference Calls — Financial Reports | 247 |
| | |
| | 8-K Items: |
| 11/1/23 | | | Business & Operations: | • | Entry into a Material Definitive Agreement — Item 1.01 — ↓‘EX-10’ | 11 |
| 11/1/23 | | | " | | | • | Termination of a Material Definitive Agreement — Item 1.02 — ↓‘EX-10’ | 2 |
| 8/28/17 | OLD | | Financial Info: | • | Completion of Acquisition or Disposition of Assets — Item 2.01 OLD — ↓‘EX-2’ | 1 |
| 2/1/24 | | | " | | | • | Results of Operations and Financial Condition — Item 2.02 — Financial Reports | 78 |
| 11/1/23 | | | " | | | • | Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03 — ↓‘EX-10’ | 9 |
| 9/17/08 | OLD | | Securities & Trading: | • | Unregistered Sales of Equity Securities — Item 3.02 OLD — ↓‘EX-1’ | 2 |
| 9/13/23 | | | Governance & Management: | • | Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers | 27 |
| 1/6/23 | OLD | | " | | | • | Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 OLD — ↓‘EX-3’ | 7 |
| 11/19/19 | OLD | | " | | | • | Temporary Suspension of Trading Under Registrant’s Employee Benefit Plans — Item 5.04 OLD | 2 |
| 7/21/06 | OLD | | " | | | • | Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05 OLD — ↓‘EX-14’ | 1 |
| 5/26/23 | | | " | | | • | Submission of Matters to a Vote of Security Holders — Item 5.07 | 15 |
| 4/10/24 | | | Disclosures: | • | Regulation FD Disclosure — Item 7.01 — ↓‘EX-99’ | 35 |
| 12/1/22 | OLD | | Events: | • | Other Events — Item 8.01 OLD | 19 |
| 4/10/24 | | | Financials: | • | Financial Statements and Exhibits — Item 9.01 — Financial Reports | 136 |
| | |
|
| 4/10/24 | | | DEFA14A | | Proxy: | | Definitive Additional Proxy Soliciting Materials — Schedule 14A | 23 |
| 4/10/24 | | | DEF 14A | | Proxy: | | Definitive Proxy Statements — Schedule 14A — Financial Reports | 27 |
| 2/1/24 | | | 10-K | | Update: | | Annual Reports — Form 10-K — Financial Reports | 26 |
| 1/30/24 | | | SC 13G | | Ownership: | | Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G | 33 |
| 1/30/24 | | | 13F-HR | | Ownership: | | Quarterly Holdings and Combination Reports by Money Managers — Form 13F — Assets Under Management | 13 |
| 10/26/23 | | | 10-Q | | Update: | | Quarterly Reports — Form 10-Q — Financial Reports | 80 |
| 8/11/23 | | | 4 | | Ownership: | | Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4 | 12 |
| 5/31/23 | | | SD | | Update: | | Specialized Disclosure Reports re: Uses of Conflict Minerals — Form SD | 10 |
| 2/3/23 | OLD | | S-3ASR | | Registration: | | Automatic Shelf Registration Statements by Well-Known Issuers — Form S-3 OLD | 3 |
| 11/30/22 | OLD | | 424B5 | | Registration: | | Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events OLD | 10 |
| 11/29/22 | OLD | | FWP | | Registration: | | Prospectuses – Free Writing OLD | 6 |
| 3/31/22 | OLD | | PRE 14A | | Proxy: | | Preliminary Proxy Statements — Schedule 14A OLD | 5 |
| 2/18/22 | OLD | | CORRESP | | Comment: | | Comment-Response and Other Letters to the SEC [ a.k.a. COVER ] OLD — All Correspondence with the SEC | 38 |
| 11/9/21 | OLD | | 3 | | Ownership: | | Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3 OLD | 3 |
| 5/11/21 | OLD | | 424B2 | | Registration: | | Prospectuses – Primary Offerings and Shelf Securities OLD | 9 |
| 2/2/21 | OLD | | IRANNOTICE | | Update: | | Notices of Iran/Syria Disclosures in Quarterly and Annual Reports OLD | 19 |
| 11/4/20 | OLD | | S-8 | | Registration: | | Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8 OLD | 17 |
| 2/5/19 | OLD | | EFFECT | | SEC: | | SEC Notices of Effectiveness OLD | 5 |
| 1/10/19 | OLD | | POS AM | | Registration: | | Post-Effective Amendments of Registration Statements OLD | 6 |
| 5/7/18 | OLD | | 424B3 | | Registration: | | Prospectuses – New Facts or Events OLD | 71 |
| 4/26/18 | OLD | | S-4 | | Registration: | | Registration Statements – Securities for Mergers — Form S-4 OLD | 10 |
| 1/19/18 | OLD | | S-8 POS | | Registration: | | Post-Effective Amendments of Form S-8 Registrations OLD | 11 |
| 5/24/17 | OLD | | CT ORDER | | SEC: | | SEC Confidential Treatment Order OLD | 1 |
| 3/20/17 | OLD | | NO ACT | | SEC: | | SEC No-Action Letters re: Shareholder Proposals OLD | 22 |
| 6/3/11 | OLD | | SC 13D | | Ownership: | | Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D OLD | 11 |
| 7/23/09 | OLD | | 425 | | Registration: | | Prospectuses and Communications – Mergers OLD | 2 |
| 3/21/08 | OLD | | SC TO-T | | Ownership: | | Tender-Offer Statements by Third Parties — Schedule TO OLD | 3 |
| 1/31/08 | OLD | | SC TO-C | | Ownership: | | Tender-Offer Communication by an Issuer or Third Party — Schedule TO OLD | 1 |
| 4/22/04 | OLD | | 15-12G | | Registration: | | Certification of a Termination of Registration of a Class of Securities — Form 15 OLD | 1 |
| 4/25/03 | OLD | | 11-K | | Update: | | Annual Reports by Employee Stock Purchase, Savings and Similar Plans — Form 11-K OLD | 2 |
| 1/24/02 | OLD | | 10-K405 | | Update: | | Annual Reports — Reg. S-K – Item 405 — Form 10-K OLD | 3 |
| 3/9/01 | OLD | | SC TO-I | | Ownership: | | Tender-Offer Statements by Issuers — Schedule TO OLD | 4 |
| 2/14/00 | OLD | | 305B2 | | Registration: | | Statement of Eligibility to Act as a Trustee by a Corporation — Form T-1 OLD | 1 |
| 8/31/99 | OLD | | POS AMI | | Registration: | | Post-Effective Amendment of a Registration Statement by an Investment Company OLD | 1 |
| 6/8/99 | OLD | | S-3 | | Registration: | | Registration Statements – Securities for Transactions — Form S-3 OLD | 6 |
| 5/15/97 | OLD | | 424B1 | | Registration: | | Prospectus – Info Previously Omitted OLD | 1 |
| 5/14/97 | OLD | | S-1 | | Registration: | | Registration Statements (General Form) — Form S-1 OLD | 7 |
| 5/2/97 | OLD | | 8-A12G | | Registration: | | Registration Statement for a Class of Securities — Form 8-A OLD | 1 |
| | |
| | Form-Specific Documents: |
| 1/30/24 | | | INFO-TABLE | | Portfolio Securities Holdings – Info Tables — Form 13F — Assets Under Management | 13 |
| | |
| | General Exhibits: |
| 2/1/24 | | | EX-97 | | Clawback Policy re: Recovery of Erroneously Awarded Compensation | 1 |
| 2/1/24 | | | EX-23 | | Consents of Experts and Counsel | 131 |
| 2/1/24 | | | EX-10 | | Material Contracts | 106 |
| 2/1/24 | | | EX-21 | | Subsidiaries Lists | 27 |
| 5/31/23 | | | EX-1 | | Underwriting Agreements and Conflict Minerals Reports (and mislabeled “1st Exhibits”) | 19 |
| 2/3/23 | OLD | | EX-FILING FEES | | Filing Fees OLD | 3 |
| 2/3/23 | OLD | | EX-5 | | Opinions of Counsel re: Legality OLD | 41 |
| 2/3/23 | OLD | | EX-25 | | Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2 OLD | 10 |
| 1/6/23 | OLD | | EX-3 | | Articles of Incorporation/Organization and Bylaws OLD | 19 |
| 12/1/22 | OLD | | EX-4 | | Instruments, Including Indentures, Defining the Rights of Security Holders OLD | 31 |
| 6/16/17 | OLD | | EX-2 | | Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions OLD | 9 |
| 9/25/09 | OLD | | EX-8 | | Opinions of Counsel re: Tax Matters OLD | 5 |
| 7/21/06 | OLD | | EX-14 | | Code of Ethics OLD | 1 |
| 8/16/00 | OLD | | EX-6 | | Opinion of Counsel re: Discount on Capital Shares OLD | 1 |
| 8/6/99 | OLD | | EX-24 | | Power of Attorney OLD | 1 |
| | |
| | Additional Exhibits: |
| 4/10/24 | | | EX-99 | | Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls | 334 |
| | |
| | Financials: |
| 4/10/24 | | | XML & R# | | IDEA Financial Reports Info — Financial Reports | 3,294 |
| 4/10/24 | | | EXCEL | | IDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports | 114 |
| 4/10/24 | | | EX-101.* | | XBRL Data (XBRL Files) | 510 |
| 4/10/24 | | | JSON | | XBRL Instances as JavaScript Object Notation Data (JSON Files) | 68 |
| 4/10/24 | | | ZIP | | XBRL Zipped Folders (Folders of XBRL Files) | 105 |
| 2/1/24 | | | EX-31 | | Certifications — §302 – SOA’02 | 166 |
| 2/1/24 | | | EX-32 | | Certifications — §906 – SOA’02 | 164 |
| 4/26/18 | OLD | | EX-12 | | Statements re: Computations of Ratios OLD | 46 |
| 9/25/09 | OLD | | EX-15 | | Letters re: Unaudited Interim Financial Info OLD | 4 |
| 4/24/02 | OLD | | EX-18 | | Letters re: Changes in Accounting Principles and Practices OLD | 3 |
| 10/30/00 | OLD | | EX-27 | | Financial Data Schedules {Pre-XBRL} OLD — Financial Reports | 27 |
| 2/14/00 | OLD | | EX-7 | | Correspondence from an Accountant re: Non-Reliance on a Previously Issued Audit Report or Completed Interim Review OLD | 1 |
| 11/14/97 | OLD | | EX-11 | | Statements re: Computations of Earnings Per Share OLD | 6 |
| | |
| | Graphics: |
| 4/10/24 | | | GRAPHIC | | Photos, Images and Graphs | 764 |
