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Wintrust Financial Corp. 
 IL
  SEC # 1015328

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2,522  SEC Filings
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  from  5/28/96  to  4/24/24  (Yesterday)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘4’ — Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — for 4/23/24 — Filed re:  Issuer / Subject Company — Filed by:  Hahnfeld Jeffrey D 
 
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notifications of all
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Filings
involving  Wintrust Financial Corp. 

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Forms
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, Documents
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& Exhibits
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 in  712 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
4/17/24 New Document this Past Month!8-KUpdate:  Current Reports — Form 8-K  New Document this Past Month!  — Press Releases
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& Conference Calls
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 — Financial Reports
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291

8-K Items: 
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4/15/24 New Document this Past Month!
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  New Document this Past Month!  — ‘EX-10’
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65
4/20/11 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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4
4/17/24 New Document this Past Month!"Results of Operations and Financial Condition — Item 2.02  New Document this Past Month!  — Financial Reports
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79
12/12/23"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03 — ‘EX-10’
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43
7/15/05 OLD"Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement — Item 2.04  OLD  — ‘EX-10’
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1
7/19/13 OLD
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  Securities & Trading: 
Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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4
5/8/20 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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10
3/30/06 OLD
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  Accountants & Accounting: 
Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD 1
1/30/23 OLD
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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23
8/1/23"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 — ‘EX-3’
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19
5/30/23"Submission of Matters to a Vote of Security Holders — Item 5.0716
1/30/23 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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24
4/15/24 New Document this Past Month!
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  Events: 
Other Events — Item 8.01  New Document this Past Month! 54
4/17/24 New Document this Past Month!
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  Financials: 
Financial Statements and Exhibits — Item 9.01  New Document this Past Month!  — Financial Reports
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200

4/15/24 New Document this Past Month!425Registration:  Prospectuses and Communications – Mergers  New Document this Past Month! 33
4/4/24 New Document this Past Month!ARSUpdate:  Annual Reports to Security Holders  New Document this Past Month! 8
4/4/24 New Document this Past Month!DEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  New Document this Past Month! 11
4/4/24 New Document this Past Month!DEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  New Document this Past Month!  — Financial Reports
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30
2/28/2410-KUpdate:  Annual Reports — Form 10-K — Financial Reports
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28
11/8/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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86
5/9/23S-3ASRRegistration:  Automatic Shelf Registration Statements by Well-Known Issuers — Form S-37
6/9/22 OLD424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD 17
5/27/22 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 24
5/28/20 OLDCERTTrading:  Certification by a Securities Exchange Approving a Listing — Form CERT  OLD 1
5/28/20 OLD8-A12BRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 3
5/6/20 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 7
11/1/19 OLD424B7Registration:  Prospectuses – Selling Security Holders – Info Previously Omitted  OLD 2
8/6/19 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 12
8/6/19 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 5
8/1/19 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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20
7/31/19 OLDS-4Registration:  Registration Statements – Securities for Mergers — Form S-4  OLD 23
6/10/16 OLD424B2Registration:  Prospectuses – Primary Offerings and Shelf Securities  OLD 5
7/7/15 OLDCERTNASTrading:  Certifications by the Nasdaq Stock Market Approving Listings — Form CERT  OLD 2
1/26/15 OLDS-8 POSRegistration:  Post-Effective Amendments of Form S-8 Registrations  OLD 3
10/11/13 OLD15-12BRegistration:  Certifications of Terminations of Registration of Classes of Securities — Form 15  OLD 2
5/9/13 OLDDRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 2
6/27/12 OLD11-KUpdate:  Annual Reports by Employee Stock Purchase, Savings and Similar Plans — Form 11-K  OLD 11
4/13/12 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 6
12/6/10 OLDPOSASRRegistration:  Post-Effective Amendments of Automatic Shelf Registration Statements — Form S-3/F-3ASR  OLD 2
5/15/09 OLD13F-HROwnership:  Quarterly Holdings and Combination Reports by Money Managers — Form 13F  OLD 29
4/14/09 OLDPRER14AProxy:  Preliminary Revised Proxy Soliciting Material — Schedule 14A  OLD 1
3/9/09 OLDPOS AMRegistration:  Post-Effective Amendments of Registration Statements  OLD 3
9/23/08 OLDREGDEXRegistration:  Notice of an Exempt Offering of Securities — Form D  OLD 1
9/11/06 OLD15-12GRegistration:  Certifications of Terminations of Registration of Classes of Securities — Form 15  OLD 2
3/16/06 OLDNT 10-KUpdate:  Notice of a Late Filing of a Form 10-K Annual Report — Form 12b-25  OLD 1
10/6/04 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 19
9/16/03 OLD424B4Registration:  Prospectuses – Info Previously Omitted & New Facts or Events  OLD 3
9/15/03 OLDS-3MEFRegistration:  Registration Statements to Add Securities to Prior Form S-3 Registrations  OLD 2
6/4/02 OLD424ARegistration:  Prospectuses – Info Substantively Changed or Added  OLD 2
6/9/00 OLD424B1Registration:  Prospectus – Info Previously Omitted  OLD 1
5/22/00 OLD8-A12GRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 4
4/30/97 OLDDEFR14AProxy:  Definitive Revised Proxy Soliciting Material — Schedule 14A  OLD 1
1/24/97 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD 2

General Exhibits: 
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4/15/24 New Exhibit this Past Month!EX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  New Exhibit this Past Month! 5
2/28/24EX-97Clawback Policy re: Recovery of Erroneously Awarded Compensation1
2/28/24EX-23Consents of Experts and Counsel146
2/28/24EX-4Instruments, Including Indentures, Defining the Rights of Security Holders53
2/28/24EX-21Subsidiaries Lists28
12/12/23EX-10Material Contracts186
8/1/23EX-3Articles of Incorporation/Organization and Bylaws36
5/9/23EX-FILING FEESFiling Fees3
5/9/23EX-5Opinions of Counsel re: Legality76
5/9/23EX-25Statements of Eligibility to Act as a Trustee — Forms T-1 & T-223
6/10/22 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 21
7/8/19 OLDEX-8Opinions of Counsel re: Tax Matters  OLD 15
2/28/14 OLDEX-13Annual and Quarterly Reports to Security Holders  OLD 17
2/28/14 OLDEX-14Codes of Ethics  OLD 6

Additional Exhibits: 
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4/17/24 New Exhibit this Past Month!EX-99Miscellaneous Exhibits, such as Press Releases  New Exhibit this Past Month!  — Press Releases
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& Conference Calls
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319

Financials: 
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4/17/24 New Report this Past Month!XML  &  R#IDEA Financial Reports Info  New Report this Past Month!  — Financial Reports
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5,891
4/17/24 New Workbook this Past Month!EXCELIDEA Workbooks of Financial Reports Info  New Workbook this Past Month!  — Workbooks of Financial Reports
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114
4/17/24 New Exhibit this Past Month!EX-101.*XBRL Data  (XBRL Files)  New Exhibit this Past Month! 542
4/17/24 New Exhibit this Past Month!JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  New Exhibit this Past Month! 72
4/17/24 New Folder this Past Month!ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  New Folder this Past Month! 
108
2/28/24EX-31Certifications — §302 – SOA’02172
2/28/24EX-32Certifications — §906 – SOA’0286
2/28/18 OLDEX-12Statements re: Computations of Ratios  OLD 36
11/14/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
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19
5/6/99 OLDEX-16Letter re: a Change in Accountant  OLD 1
5/15/98 OLDEX-11Statements re: Computations of Earnings Per Share  OLD 5

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4/17/24 New Graphic this Past Month!GRAPHICPhotos, Images and Graphs  New Graphic this Past Month! 2,486


Forms
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, Documents
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& Exhibits
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 in  1,849 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 97650W
 

        
Latest Filing  Type    Category    Description        Documents
     
4/24/24 New Document this Past Month!4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  New Document this Past Month! 1,615
3/6/24144Ownership:  Notices of Proposed Sales of Securities by Insiders — Form 14410
2/13/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G100
8/3/233Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 338
5/6/20 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 7
12/17/18 OLD25-NSETrading:  Notices by Securities Exchanges of the Removals from Listing and Registration of Matured, Redeemed and Retired Securities — Form 25  OLD 2
1/4/17 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 24
10/14/14 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 32

Letters: 
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7/17/19 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC21
7/17/19 OLDTEXT-EXTRACTComment or Other Letter from the SEC – PDF’s Text  [ a.k.a. LETTER ]  OLD 1

General Exhibits: 
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8/3/23EX-24Powers of Attorney70
2/15/06 OLDEX-1Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD 1
1/5/06 OLDEX-3Articles of Incorporation/Organization or Bylaws  OLD 1

Additional Exhibits: 
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12/17/18 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 16

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8/3/23GRAPHICPhotos, Images and Graphs53


        

Filings History

Year    # of Filings
In descending order
2024 75
2023 101
2022 85
2021 92
2020 113
2019 108
2018 104
2017 120
2016 113
2015 124
2014 125
2013 105
2012 113
2011 117
2010 161
2009 100
2008 110
2007 95
2006 135
2005 138
2004 129
2003 52
2002 24
2001 18
2000 18
1999 18
1998 14
1997 9
1996 6

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