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Charles & Colvard Ltd. 
 NC
  SEC # 1015155

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1,109  SEC Filings
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  from  9/30/97  to  3/7/24  (3 Weeks Ago)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘4’ — Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — for 3/5/24 — Filed re:  Issuer / Subject Company — Filed by:  O'Connell Don 
 
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Filings
involving  Charles & Colvard Ltd. 

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Forms
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, Documents
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& Exhibits
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 in  490 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
2/13/2410-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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78
2/13/248-KUpdate:  Current Reports — Form 8-K — Press Releases
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& Conference Calls
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 — Financial Reports
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274

8-K Items: 
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6/7/19 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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47
6/30/14 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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13
3/8/16 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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2
2/13/24"Results of Operations and Financial Condition — Item 2.02 — Financial Reports
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86
6/27/23"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03 — ‘EX-10’
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9
3/8/16 OLD"Cost Associated with Exit or Disposal Activities — Item 2.05  OLD  — ‘EX-2’
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1
12/14/23
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.018
8/17/11 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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2
12/10/10 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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5
11/28/23
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers
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55
2/1/18 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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2
12/14/23"Submission of Matters to a Vote of Security Holders — Item 5.0714
4/9/20 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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16
4/25/23
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  Events: 
Other Events — Item 8.0128
2/13/24
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  Financials: 
Financial Statements and Exhibits — Item 9.01 — Financial Reports
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175

12/8/23S-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-88
10/27/23ARSUpdate:  Annual Reports to Security Holders8
10/27/23DEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A6
10/27/23DEF 14AProxy:  Definitive Proxy Statements — Schedule 14A26
10/12/2310-KUpdate:  Annual Reports — Form 10-K — Financial Reports
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23
9/28/23NT 10-KUpdate:  Notice of a Late Filing of a Form 10-K Annual Report — Form 12b-251
5/30/23SDUpdate:  Specialized Disclosure Reports re: Uses of Conflict Minerals — Form SD10
6/3/21 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 2
6/1/21 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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9
5/26/21 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 4
6/7/19 OLD424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD 2
6/6/19 OLDFWPRegistration:  Prospectus – Free Writing  OLD 1
9/6/18 OLD10-KTUpdate:  Annual-Transition Report — Form 10-K  OLD  — Financial Reports
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1
7/19/18 OLDCT ORDERSEC:  SEC Confidential Treatment Orders  OLD 19
8/17/11 OLD15-12GRegistration:  Certification of a Termination of Registration of a Class of Securities — Form 15  OLD 1
8/17/11 OLD8-A12GRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 4
4/11/11 OLDPRE 14AProxy:  Preliminary Proxy Statement — Schedule 14A  OLD 1
11/12/08 OLDNT 10-QUpdate:  Notice of a Late Filing of a Form 10-Q Quarterly Report — Form 12b-25  OLD 1
3/25/02 OLD10-K405Update:  Annual Reports — Reg. S-K – Item 405 — Form 10-K  OLD 4
2/22/01 OLDPOS AMRegistration:  Post-Effective Amendment of a Registration Statement  OLD 1
1/17/01 OLD424B2Registration:  Prospectus – Primary Offering or Shelf Securities  OLD 1
11/17/97 OLD424B4Registration:  Prospectus – Info Previously Omitted & New Facts or Events  OLD 1
11/12/97 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD 4

General Exhibits: 
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12/8/23EX-23Consents of Experts and Counsel48
12/8/23EX-FILING FEESFiling Fees1
12/8/23EX-5Opinions of Counsel re: Legality15
11/28/23EX-10Material Contracts233
10/12/23EX-21Subsidiaries Lists16
5/30/23EX-1Underwriting Agreements and Conflict Minerals Reports  (and mislabeled “1st Exhibits”)5
9/2/21 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 7
3/8/16 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 3
5/24/11 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 7
3/17/04 OLDEX-14Codes of Ethics  OLD 2
10/31/02 OLDEX-24Power of Attorney  OLD 1

Additional Exhibits: 
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2/13/24EX-99Miscellaneous Exhibits, such as Press Releases — Press Releases
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& Conference Calls
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196

Financials: 
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2/13/24EX-31Certifications — §302 – SOA’02166
2/13/24EX-32Certifications — §906 – SOA’02166
2/13/24XML  &  R#IDEA Financial Reports Info — Financial Reports
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2,357
2/13/24EXCELIDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports
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80
2/13/24EX-101.*XBRL Data  (XBRL Files)359
2/13/24JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)32
2/13/24ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)
73
12/10/10 OLDEX-16Letters re: Changes in Accountants  OLD 3
5/14/10 OLDEX-18Letter re: a Change in Accounting Principles or Practices  OLD 1
11/13/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
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16

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2/13/24GRAPHICPhotos, Images and Graphs274


Forms
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, Documents
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& Exhibits
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 in  620 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 159765
 

        
Latest Filing  Type    Category    Description        Documents
     
3/7/24 New Document this Past Month!4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  New Document this Past Month! 505
2/26/24SC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D14
2/14/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G53
6/6/19 OLDFWPRegistration:  Prospectus – Free Writing  OLD 1
6/1/17 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 30
2/13/03 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 4

Letters: 
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6/1/21 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC13
6/1/21 OLDTEXT-EXTRACTComment or Other Letter from the SEC – PDF’s Text  [ a.k.a. LETTER ]  OLD 1

General Exhibits: 
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5/16/23EX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)7
11/19/21 OLDEX-24Powers of Attorney  OLD 65

Additional Exhibits: 
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2/26/24EX-99Miscellaneous Exhibits, such as Press Releases9

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9/22/20 OLDGRAPHICPhotos, Images and Graphs  OLD 4


        

Filings History

Year    # of Filings
In descending order
2024 11
2023 41
2022 42
2021 58
2020 51
2019 44
2018 46
2017 55
2016 45
2015 41
2014 43
2013 45
2012 38
2011 52
2010 61
2009 69
2008 64
2007 42
2006 39
2005 67
2004 33
2003 44
2002 21
2001 20
2000 10
1999 12
1998 7
1997 8

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