GlassBridge Enterprises, Inc. 

NY

  SEC # 1014111

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1,358  SEC Filings   from  5/24/96  to  4/2/24  (2 Weeks Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘NT 10-K’ — Notice of a Late Filing of a Form 10-K Annual Report — Form 12b-25 — for 12/31/23 — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  GlassBridge Enterprises, Inc.

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Forms , Documents & Exhibits  in  514 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
4/2/24			NT 10-K		Update:		Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25	3
2/15/24			8-K		Update:		Current Reports — Form 8-K — Press Releases & Conference Calls  — Financial Reports	232
					8-K Items:
2/15/24			Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01 — ↓‘EX-10’	50
9/29/23			"			•	Termination of a Material Definitive Agreement — Item 1.02 — ↓‘EX-10’	9
3/27/20	OLD		Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ↓‘EX-2’	7
3/13/19	OLD		"			•	Results of Operations and Financial Condition — Item 2.02  OLD  — Financial Reports	62
9/29/23			"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03 — ↓‘EX-10’	7
9/28/15	OLD		"			•	Cost Associated with Exit or Disposal Activities — Item 2.05  OLD  — ↓‘EX-2’	6
9/28/15	OLD		"			•	Material Impairments — Item 2.06  OLD  — ↓‘EX-2’	2
7/20/17	OLD		Securities & Trading:			•	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD	5
9/29/23			"			•	Unregistered Sales of Equity Securities — Item 3.02 — ↓‘EX-1’	5
12/1/21	OLD		"			•	Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ↓‘EX-4’	6
10/26/18	OLD		Accountants & Accounting:			•	Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ↓‘EX-16’	3
5/27/15	OLD		Governance & Management:			•	Changes in Control of Registrant — Item 5.01  OLD  — ↓‘EX-9’	1
2/15/24			"			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers	65
9/29/23			"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 — ↓‘EX-3’	10
1/12/21	OLD		"			•	Submission of Matters to a Vote of Security Holders — Item 5.07  OLD	13
3/6/17	OLD		Disclosures:			•	Regulation FD Disclosure — Item 7.01  OLD  — ↓‘EX-99’	34
1/4/22	OLD		Events:			•	Other Events — Item 8.01  OLD	33
2/15/24			Financials:			•	Financial Statements and Exhibits — Item 9.01 — Financial Reports	151
11/14/23			10-Q		Update:		Quarterly Reports — Form 10-Q — Financial Reports	85
4/7/23	OLD		10-K		Update:		Annual Reports — Form 10-K  OLD  — Financial Reports	29
12/1/21	OLD		8-A12G		Registration:		Registration Statements for Certain Classes of Securities — Form 8-A  OLD	2
11/30/20	OLD		DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD	21
11/30/20	OLD		DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A  OLD	24
8/15/19	OLD		NT 10-Q		Update:		Notice of a Late Filing of a Form 10-Q Quarterly Report — Form 12b-25  OLD	1
7/2/19	OLD		DEFR14A		Proxy:		Definitive Revised Proxy Soliciting Materials — Schedule 14A  OLD	2
7/2/19	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	15
6/14/19	OLD		PRE 14A		Proxy:		Preliminary Proxy Statements — Schedule 14A  OLD	6
8/8/17	OLD		25		Trading:		Notices by Issuers of the Removals from Listing and Registration on Securities Exchanges of Matured, Redeemed and Retired Securities — Form 25  OLD	2
7/7/17	OLD		PRER14A		Proxy:		Preliminary Revised Proxy Soliciting Materials — Schedule 14A  OLD	4
6/21/17	OLD		15-15D		Update:		Notice of a Suspension of Duty to File Reports — Form 15  OLD	1
6/21/17	OLD		S-8 POS		Registration:		Post-Effective Amendment of a Form S-8 Registration  OLD	1
3/29/17	OLD		EFFECT		SEC:		SEC Notices of Effectiveness  OLD	2
3/28/17	OLD		POS AM		Registration:		Post-Effective Amendment of a Registration Statement  OLD	1
2/3/17	OLD		D		Registration:		Notices of Exempt Offerings of Securities — Form D  OLD	2
8/30/16	OLD		CT ORDER		SEC:		SEC Confidential Treatment Orders  OLD	8
6/28/16	OLD		11-K		Update:		Annual Reports by Employee Stock Purchase, Savings and Similar Plans — Form 11-K  OLD	16
6/6/16	OLD		DFAN14A		Proxy:		Definitive Additional Non-Management Proxy Soliciting Materials — Schedule 14A  OLD	7
6/3/16	OLD		SD		Update:		Specialized Disclosure Reports re: Uses of Conflict Minerals — Form SD  OLD	3
5/4/16	OLD		DEFC14A		Proxy:		Definitive Proxy Statements – Contested Solicitations — Schedule 14A  OLD	2
5/2/16	OLD		PRRN14A		Proxy:		Preliminary Revised Non-Management Proxy Soliciting Materials – Contested Solicitations and Other Situations — Schedule 14A  OLD	2
4/21/16	OLD		PREC14A		Proxy:		Preliminary Proxy Statements – Contested Solicitations — Schedule 14A  OLD	2
4/27/15	OLD		ARS		Update:		Annual Reports to Security Holders  OLD	11
5/8/13	OLD		S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD	10
4/29/13	OLD		424B7		Registration:		Prospectus – Selling Security Holders – Info Previously Omitted  OLD	1
3/21/13	OLD		S-3		Registration:		Registration Statements – Securities for Transactions — Form S-3  OLD	2
2/13/13	OLD		8-A12B		Registration:		Registration Statements for Certain Classes of Securities — Form 8-A  OLD	4
6/30/06	OLD		CERTNYS		Trading:		Certification by the NYSE Approving a Listing — Form CERT  OLD	1
12/20/05	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	2
12/16/05	OLD		4		Ownership:		Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4  OLD	1
11/10/05	OLD		3		Ownership:		Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3  OLD	1
3/15/02	OLD		10-K405		Update:		Annual Reports — Reg. S-K – Item 405 — Form 10-K  OLD	2
7/24/97	OLD		S-4		Registration:		Registration Statements – Securities for Mergers — Form S-4  OLD	3
6/20/96	OLD		10-12B		Registration:		Registration Statements — Form 10  OLD	4
					General Exhibits:
2/15/24			EX-10		Material Contracts			255
9/29/23			EX-3		Articles of Incorporation/Organization and Bylaws			28
9/29/23			EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders			26
4/7/23	OLD		EX-21		Subsidiaries Lists  OLD			27
4/1/19	OLD		EX-23		Consents of Experts and Counsel  OLD			64
6/3/16	OLD		EX-1		Underwriting Agreements and Conflict Minerals Reports  (and mislabeled “1st Exhibits”)  OLD			4
3/15/16	OLD		EX-24		Powers of Attorney  OLD			31
2/19/16	OLD		EX-9		Voting Trust Agreements  OLD			2
3/13/14	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			16
5/8/13	OLD		EX-5		Opinions of Counsel re: Legality  OLD			13
2/18/00	OLD		EX-20		Other Document or Statement Furnished to Security Holders  OLD			1
7/24/97	OLD		EX-8		Opinions of Counsel re: Tax Matters  OLD			2
3/31/97	OLD		EX-13		Annual or Quarterly Report to Security Holders  OLD			1
					Additional Exhibits:
4/30/19	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases & Conference Calls			161
					Financials:
2/15/24			XML  &  R#		IDEA Financial Reports Info — Financial Reports			2,955
2/15/24			EXCEL		IDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports			63
2/15/24			EX-101.*		XBRL Data  (XBRL Files)			311
2/15/24			JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)			15
2/15/24			ZIP		XBRL Zipped Folders   (Folders of XBRL Files)			56
11/14/23			EX-31		Certifications — §302 – SOA’02			174
11/14/23			EX-32		Certifications — §906 – SOA’02			166
10/26/18	OLD		EX-16		Letters re: Changes in Accountants  OLD			2
11/5/09	OLD		EX-15		Letters re: Unaudited Interim Financial Info  OLD			49
11/2/00	OLD		EX-27		Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports			18
3/31/98	OLD		EX-11		Statements re: Computations of Earnings Per Share  OLD			6
					Graphics:
1/5/24			GRAPHIC		Photos, Images and Graphs			1,264

Forms , Documents & Exhibits  in  846 Filings  Filed re:  Issuer / Subject Company

        

        

Latest Filing			Type		Category	Description		Documents
3/7/24			4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4	625
3/7/24			3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3	43
10/5/23			SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D	13
1/18/22	OLD		SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD	135
4/30/15	OLD		DFAN14A		Proxy:		Definitive Additional Non-Management Proxy Soliciting Materials — Schedule 14A  OLD	8
4/23/15	OLD		DEFC14A		Proxy:		Definitive Proxy Statements – Contested Solicitations — Schedule 14A  OLD	2
4/17/15	OLD		PRRN14A		Proxy:		Preliminary Revised Non-Management Proxy Soliciting Materials – Contested Solicitations and Other Situations — Schedule 14A  OLD	2
3/26/15	OLD		PREC14A		Proxy:		Preliminary Proxy Statements – Contested Solicitations — Schedule 14A  OLD	2
6/2/11	OLD		144		Ownership:		Notice of a Proposed Sale of Securities by an Insider — Form 144  OLD	1
					Letters:
7/3/19	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			17
7/3/19	OLD		TEXT-EXTRACT		Comment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD			2
					General Exhibits:
3/8/17	OLD		EX-24		Powers of Attorney  OLD			52
9/30/15	OLD		EX-4		Instrument Defining the Rights of Security Holders  OLD			1
12/6/07	OLD		EX-3		Articles of Incorporation/Organization or Bylaws  OLD			1
					Additional Exhibits:
1/5/21	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			14
					Graphics:
4/24/15	OLD		GRAPHIC		Photos, Images and Graphs  OLD			92

        

Filings History

Year		# of Filings
2024		7
2023		12
2022		6
2021		18
2020		24
2019		26
2018		38
2017		84
2016		86
2015		119
2014		66
2013		67
2012		77
2011		69
2010		75
2009		65
2008		78
2007		98
2006		83
2005		79
2004		78
2003		21
2002		12
2001		12
2000		10
1999		11
1998		14
1997		12
1996		11