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UMB Financial Corp. 
 MO
  SEC # 101382

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2,983  SEC Filings
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  from  2/14/94  to  4/3/24  (2 Weeks Ago)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘4’ — Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — for 4/1/24 — Filed re:  Issuer / Subject Company — Filed by:  Kemper J Mariner 
 
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notifications of all
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Filings
involving  UMB Financial Corp. 

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Forms
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, Documents
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& Exhibits
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 in  536 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
3/13/24DEF 14AProxy:  Definitive Proxy Statements — Schedule 14A — Financial Reports
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31
2/22/2410-KUpdate:  Annual Reports — Form 10-K — Financial Reports
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33
2/5/248-KUpdate:  Current Reports — Form 8-K — Press Releases
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& Conference Calls
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 — Financial Reports
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269

8-K Items: 
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9/28/22 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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18
11/20/17 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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2
1/30/24"Results of Operations and Financial Condition — Item 2.02 — Financial Reports
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84
9/28/22 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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2
6/1/15 OLD
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  Securities & Trading: 
Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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2
4/13/23 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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2
9/16/14 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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1
2/5/24
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — ‘EX-17’
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 — List of Directors & Officers
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47
4/13/23 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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10
8/25/22 OLD"Temporary Suspension of Trading Under Registrant’s Employee Benefit Plans — Item 5.04  OLD 2
1/24/12 OLD"Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05  OLD  — ‘EX-14’
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1
7/25/23"Submission of Matters to a Vote of Security Holders — Item 5.0718
1/30/24
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  Disclosures: 
Regulation FD Disclosure — Item 7.01 — ‘EX-99’
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116
9/28/22 OLD
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  Events: 
Other Events — Item 8.01  OLD 43
2/5/24
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  Financials: 
Financial Statements and Exhibits — Item 9.01 — Financial Reports
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198

10/26/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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95
6/28/2311-KUpdate:  Annual Reports by Employee Stock Purchase, Savings and Similar Plans — Form 11-K26
9/28/22 OLD305B2Registration:  Statement of Eligibility to Act as a Trustee by a Corporation — Form T-1  OLD 1
9/26/22 OLD424B2Registration:  Prospectuses – Primary Offerings and Shelf Securities  OLD 2
9/23/22 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 2
9/23/22 OLD424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD 4
8/17/22 OLDS-3ASRRegistration:  Automatic Shelf Registration Statements by Well-Known Issuers — Form S-3  OLD 6
4/10/20 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 4
1/17/20 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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3
5/1/18 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 7
5/1/18 OLD8-A12BRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
2/5/13 OLDNO ACTSEC:  SEC No-Action Letter re: a Shareholder Proposal  OLD 1
5/10/12 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 2
5/9/12 OLDRWRegistration:  Registration Withdrawal Request  OLD 1
5/2/12 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 2
2/13/07 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 36
2/28/06 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 4
5/28/02 OLDARSUpdate:  Annual Report to Security Holders  OLD 1
3/8/02 OLDDEFR14AProxy:  Definitive Revised Proxy Soliciting Materials — Schedule 14A  OLD 2
11/6/98 OLDS-8 POSRegistration:  Post-Effective Amendment of a Form S-8 Registration  OLD 1
8/11/95 OLD8-A12GRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
2/16/94 OLDPRER14AProxy:  Preliminary Revised Proxy Soliciting Material — Schedule 14A  OLD 1

General Exhibits: 
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2/22/24EX-97Clawback Policy re: Recovery of Erroneously Awarded Compensation1
2/22/24EX-23Consents of Experts and Counsel65
2/22/24EX-24Powers of Attorney34
2/22/24EX-21Subsidiaries Lists31
4/13/23 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 27
2/23/23 OLDEX-10Material Contracts  OLD 41
9/28/22 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 16
9/28/22 OLDEX-5Opinions of Counsel re: Legality  OLD 17
9/26/22 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 3
9/26/22 OLDEX-FILING FEESFiling Fees  OLD 2
9/22/20 OLDEX-25Statement of Eligibility to Act as a Trustee  OLD 1
4/20/17 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 2
1/24/12 OLDEX-14Code of Ethics  OLD 1
9/27/04 OLDEX-17Correspondence re: Departure of a Director  OLD 1
11/14/95 OLDEX-8Opinion of Counsel re: Tax Matters  OLD 1
11/14/95 OLDEX-9Voting Trust Agreements  OLD 2

Additional Exhibits: 
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2/5/24EX-99Miscellaneous Exhibits, such as Press Releases — Press Releases
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& Conference Calls
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268

Financials: 
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3/13/24XML  &  R#IDEA Financial Reports Info — Financial Reports
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4,313
3/13/24EX-101.*XBRL Data  (XBRL Files)452
3/13/24JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)66
3/13/24ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)
103
2/22/24EX-31Certifications — §302 – SOA’02168
2/22/24EX-32Certifications — §906 – SOA’02168
2/22/24EXCELIDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports
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109
9/28/22 OLDEX-7Correspondence from an Accountant re: Non-Reliance on a Previously Issued Audit Report or Completed Interim Review  OLD 1
4/5/16 OLDEX-12Statements re: Computations of Ratios  OLD 11
9/16/14 OLDEX-16Letter re: a Change in Accountant  OLD 1
2/25/13 OLDEX-18Letter re: a Change in Accounting Principles or Practices  OLD 1
3/29/02 OLDEX-11Statements re: Computations of Earnings Per Share  OLD 10
11/14/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
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25

Graphics: 
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3/13/24GRAPHICPhotos, Images and Graphs2,860


Forms
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, Documents
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& Exhibits
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 in  2,442 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 902788
 

        
Latest Filing  Type    Category    Description        Documents
     
4/3/24 New Document this Past Month!4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  New Document this Past Month! 2,227
4/1/24 New Document this Past Month!144Ownership:  Notices of Proposed Sales of Securities by Insiders — Form 144  New Document this Past Month! 43
2/13/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G81
11/17/233Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 361
9/23/22 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 2
12/22/16 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 12
2/14/14 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 14

Letters: 
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1/22/20 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC4
1/22/20 OLDTEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD 2

General Exhibits: 
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1/25/23 OLDEX-24Powers of Attorney  OLD 62

Additional Exhibits: 
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6/10/15 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 22


        

Filings History

Year    # of Filings
In descending order
2024 109
2023 180
2022 114
2021 175
2020 127
2019 125
2018 131
2017 133
2016 116
2015 104
2014 135
2013 164
2012 157
2011 145
2010 133
2009 136
2008 136
2007 118
2006 106
2005 120
2004 111
2003 79
2002 14
2001 23
2000 15
1999 16
1998 15
1997 8
1996 11
1995 17
1994 10

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