Tompkins Financial Corp. 

NY

  SEC # 1005817

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2,298  SEC Filings   from  5/15/96  to  4/8/24  (2 Weeks Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘13F-HR’ — Quarterly Holdings and Combination Report by a Money Manager — Form 13F — for 3/31/24 — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Tompkins Financial Corp.

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Forms , Documents & Exhibits  in  584 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
4/8/24			13F-HR		Ownership:		Quarterly Holdings and Combination Reports by Money Managers — Form 13F    — Assets Under Management	107
4/2/24			ARS		Update:		Annual Reports to Security Holders	14
4/2/24			DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A	6
4/2/24			DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A    — Financial Reports	27
2/29/24			10-K		Update:		Annual Reports — Form 10-K — Financial Reports	34
2/2/24			SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G	15
1/26/24			8-K		Update:		Current Reports — Form 8-K — Press Releases & Conference Calls  — Financial Reports	176
					8-K Items:
6/2/16	OLD		Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01  OLD  — ↓‘EX-10’	13
2/15/11	OLD		"			•	Termination of a Material Definitive Agreement — Item 1.02  OLD  — ↓‘EX-10’	1
8/9/12	OLD		Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01  OLD	3
1/26/24			"			•	Results of Operations and Financial Condition — Item 2.02 — Financial Reports	77
12/17/09	OLD		"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ↓‘EX-10’	5
9/18/23			Governance & Management:			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers	26
1/31/11	OLD		"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ↓‘EX-3’	3
5/11/23			"			•	Submission of Matters to a Vote of Security Holders — Item 5.07	15
7/12/23			Disclosures:			•	Regulation FD Disclosure — Item 7.01 — ↓‘EX-99’	14
1/26/24			Events:			•	Other Events — Item 8.01	99
1/26/24			Financials:			•	Financial Statements and Exhibits — Item 9.01 — Financial Reports	117
11/8/23			10-Q		Update:		Quarterly Reports — Form 10-Q — Financial Reports	87
10/31/23			S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8	12
8/7/23			S-3ASR		Registration:		Automatic Shelf Registration Statement by a Well-Known Issuer — Form S-3	1
6/28/23			11-K		Update:		Annual Reports by Employee Stock Purchase, Savings and Similar Plans — Form 11-K	48
8/5/21	OLD		EFFECT		SEC:		SEC Notices of Effectiveness  OLD	11
8/2/21	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	14
7/27/21	OLD		S-3		Registration:		Registration Statements – Securities for Transactions — Form S-3  OLD	14
8/1/12	OLD		15-12G		Registration:		Certification of a Termination of Registration of a Class of Securities — Form 15  OLD	1
8/1/12	OLD		15F-12G		Registration:		Certification of a Termination of Registration of a Class of Securities by a Foreign Issuer — Form 15F  OLD	1
5/22/12	OLD		424B3		Registration:		Prospectus – New Facts or Events  OLD	1
5/16/12	OLD		S-4		Registration:		Registration Statements – Securities for Mergers — Form S-4  OLD	3
3/29/12	OLD		424B2		Registration:		Prospectus – Primary Offering or Shelf Securities  OLD	1
3/27/12	OLD		424B5		Registration:		Prospectus – Primary Offering or Shelf Securities – New Facts or Events  OLD	1
3/17/11	OLD		NT 10-K		Update:		Notice of a Late Filing of a Form 10-K Annual Report — Form 12b-25  OLD	1
8/31/09	OLD		POS AM		Registration:		Post-Effective Amendment of a Registration Statement  OLD	1
3/11/08	OLD		PRE 14A		Proxy:		Preliminary Proxy Statements — Schedule 14A  OLD	4
11/23/04	OLD		S-3D		Registration:		Registration Statements – Securities for Dividend and Interest Reinvestment Plans (Immediately Effective) — Form S-3  OLD	3
7/7/03	OLD		NT 11-K		Update:		Notice of a Late Filing of a Form 11-K Annual Report — Form 12b-25  OLD	1
12/21/01	OLD		S-8 POS		Registration:		Post-Effective Amendment of a Form S-8 Registration  OLD	1
1/30/97	OLD		8-A12B		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
					Form-Specific Documents:
4/8/24			INFO-TABLE		Portfolio Securities Holdings – Info Tables — Form 13F    — Assets Under Management			49
					General Exhibits:
2/29/24			EX-97		Clawback Policy re: Recovery of Erroneously Awarded Compensation			1
2/29/24			EX-23		Consents of Experts and Counsel			124
2/29/24			EX-10		Material Contracts			78
2/29/24			EX-21		Subsidiaries Lists			6
10/31/23			EX-FILING FEES		Filing Fees			2
10/31/23			EX-5		Opinions of Counsel re: Legality			31
3/2/20	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			6
5/16/12	OLD		EX-8		Opinions of Counsel re: Tax Matters  OLD			3
3/29/12	OLD		EX-1		Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD			1
1/31/11	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			9
3/29/99	OLD		EX-13		Annual and Quarterly Reports to Security Holders  OLD			3
					Additional Exhibits:
1/26/24			EX-99  &  EX-99.*		Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls — EX-99.*  Form-Specific Exhibits...  Form N-14:  1 Articles of Incorporation/Organization;  1 Bylaws  (2 total)			230
					Financials:
4/2/24			XML  &  R#		IDEA Financial Reports Info    — Financial Reports			4,360
4/2/24			EX-101.*		XBRL Data  (XBRL Files)			396
4/2/24			JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)			52
4/2/24			ZIP		XBRL Zipped Folders   (Folders of XBRL Files)			85
2/29/24			EX-31		Certifications — §302 – SOA’02			180
2/29/24			EX-32		Certifications — §906 – SOA’02			170
2/29/24			EXCEL		IDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports			92
7/24/17	OLD		EX-12		Statements re: Computations of Ratios  OLD			3
11/14/00	OLD		EX-27		Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports			19
3/27/98	OLD		EX-11		Statements re: Computations of Earnings Per Share  OLD			2
3/27/97	OLD		EX-16		Letters re: Changes in Accountants  OLD			2
					Graphics:
4/2/24			GRAPHIC		Photos, Images and Graphs			834

History as a Money Manager:  Assets Under Management

Forms , Documents & Exhibits  in  1,729 Filings  Filed re:  Issuer / Subject Company

        

List all Money Managers that own this Security Issuer:  CUSIP 890110

        

Latest Filing			Type		Category	Description		Documents
4/8/24			4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4	1,242
2/13/24			SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G	85
1/30/24			5		Ownership:		Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5	331
10/10/23			3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3	54
10/23/96	OLD		SC 13D		Ownership:		Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D  OLD	1
					Letters:
7/30/21	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			16
7/30/21	OLD		TEXT-EXTRACT		Comment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD			2
					General Exhibits:
11/10/15	OLD		EX-24		Powers of Attorney  OLD			14
					Graphics:
2/6/23	OLD		GRAPHIC		Photos, Images and Graphs  OLD			8

        

Filings History

Year		# of Filings
2024		35
2023		109
2022		98
2021		120
2020		113
2019		112
2018		107
2017		122
2016		119
2015		100
2014		113
2013		109
2012		122
2011		81
2010		76
2009		83
2008		84
2007		86
2006		94
2005		66
2004		80
2003		66
2002		59
2001		49
2000		32
1999		30
1998		12
1997		10
1996		11