Headwaters Inc. 

UT

  SEC # 1003344

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1,013  SEC Filings   from  5/15/96  to  5/18/17  (None in the Past Year)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘15-12B’ — Certification of a Termination of Registration of a Class of Securities — Form 15 — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Headwaters Inc.

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Forms , Documents & Exhibits  in  498 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
5/18/17	OLD		15-12B		Registration:		Certification of a Termination of Registration of a Class of Securities — Form 15  OLD	1
5/16/17	OLD		EFFECT		SEC:		SEC Notices of Effectiveness  OLD	11
5/11/17	OLD		POS AM		Registration:		Post-Effective Amendments of Registration Statements  OLD	9
5/8/17	OLD		POSASR		Registration:		Post-Effective Amendment of an Automatic Shelf Registration Statement — Form S-3/F-3ASR  OLD	1
5/8/17	OLD		S-8 POS		Registration:		Post-Effective Amendments of Form S-8 Registrations  OLD	12
5/8/17	OLD		8-K		Update:		Current Reports — Form 8-K  OLD  — Press Releases & Conference Calls	198
					8-K Items:
11/21/16	OLD		Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01  OLD  — ↓‘EX-10’	41
5/8/17	OLD		"			•	Termination of a Material Definitive Agreement — Item 1.02  OLD  — ↓‘EX-10’	5
5/8/17	OLD		Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ↓‘EX-2’	3
4/28/17	OLD		"			•	Results of Operations and Financial Condition — Item 2.02  OLD	51
3/24/15	OLD		"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ↓‘EX-10’	11
5/2/11	OLD		"			•	Material Impairments — Item 2.06  OLD  — ↓‘EX-2’	5
5/8/17	OLD		Securities & Trading:			•	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD	2
6/11/12	OLD		"			•	Unregistered Sales of Equity Securities — Item 3.02  OLD  — ↓‘EX-1’	7
5/8/17	OLD		"			•	Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ↓‘EX-4’	3
4/20/09	OLD		Accountants & Accounting:			•	Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ↓‘EX-16’	2
5/8/17	OLD		Governance & Management:			•	Changes in Control of Registrant — Item 5.01  OLD	1
5/8/17	OLD		"			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers	17
5/8/17	OLD		"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ↓‘EX-3’	3
2/3/17	OLD		"			•	Submission of Matters to a Vote of Security Holders — Item 5.07  OLD	10
12/5/13	OLD		Disclosures:			•	Regulation FD Disclosure — Item 7.01  OLD  — ↓‘EX-99’	23
5/8/17	OLD		Events:			•	Other Events — Item 8.01  OLD	27
5/8/17	OLD		Financials:			•	Financial Statements and Exhibits — Item 9.01  OLD	134
4/28/17	OLD		10-Q		Update:		Quarterly Reports — Form 10-Q  OLD  — Financial Reports	75
1/30/17	OLD		10-K		Update:		Annual Reports — Form 10-K  OLD  — Financial Reports	26
12/29/16	OLD		DEFM14A		Proxy:		Definitive Proxy Statement – Merger or Acquisition — Schedule 14A  OLD	1
12/12/16	OLD		PREM14A		Proxy:		Preliminary Proxy Statement – Merger or Acquisition — Schedule 14A  OLD	1
11/22/16	OLD		DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD	15
1/6/16	OLD		DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A  OLD	21
8/4/15	OLD		S-3ASR		Registration:		Automatic Shelf Registration Statements by Well-Known Issuers — Form S-3  OLD	2
6/5/14	OLD		424B3		Registration:		Prospectuses – New Facts or Events  OLD	18
6/3/14	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	27
5/22/14	OLD		S-4		Registration:		Registration Statements – Securities for Mergers — Form S-4  OLD	12
12/19/12	OLD		424B5		Registration:		Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD	5
5/4/12	OLD		T-3		Registration:		Application for a Qualification of a Trust Indenture — Form T-3  OLD	1
5/1/12	OLD		S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD	12
2/17/12	OLD		S-3		Registration:		Registration Statements – Securities for Transactions — Form S-3  OLD	32
12/23/10	OLD		PRE 14A		Proxy:		Preliminary Proxy Statements — Schedule 14A  OLD	6
10/28/09	OLD		SC TO-I		Ownership:		Tender-Offer Statements by Issuers — Schedule TO  OLD	3
12/21/06	OLD		AW		Registration:		Amendment Withdrawal Request  OLD	1
3/28/05	OLD		CERTNYS		Trading:		Certification by the NYSE Approving a Listing — Form CERT  OLD	1
3/21/05	OLD		8-A12B		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
12/18/03	OLD		424B2		Registration:		Prospectuses – Primary Offerings and Shelf Securities  OLD	2
10/3/02	OLD		REGDEX		Registration:		Notice of an Exempt Offering of Securities — Form D  OLD	1
1/13/00	OLD		10-K405		Update:		Annual Report — Reg. S-K – Item 405 — Form 10-K  OLD	1
12/28/99	OLD		NT 10-K		Update:		Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD	4
5/15/97	OLD		NT 10-Q		Update:		Notice of a Late Filing of a Form 10-Q Quarterly Report — Form 12b-25  OLD	1
8/14/96	OLD		NTN 10Q		Update:		Notice of a Late Filing of a Form 10-Q Quarterly Report (Late Notice) — Form 12b-25  OLD	1
					General Exhibits:
5/8/17	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			20
4/28/17	OLD		EX-95		Mine-Safety Disclosures  OLD			14
11/21/16	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			5
11/15/16	OLD		EX-23		Consents of Experts and Counsel  OLD			121
11/15/16	OLD		EX-21		Subsidiaries Lists  OLD			21
8/25/16	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			45
8/3/16	OLD		EX-10		Material Contracts  OLD			246
8/4/15	OLD		EX-5		Opinions of Counsel re: Legality  OLD			81
8/4/15	OLD		EX-25		Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2  OLD			11
5/1/14	OLD		EX-8		Opinions of Counsel re: Tax Matters  OLD			14
12/26/12	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			5
5/9/05	OLD		EX-14		Codes of Ethics  OLD			2
7/23/03	OLD		EX-24		Power of Attorney  OLD			1
					ABS Exhibits:
8/4/11	OLD		EX-33		Report of Compliance with Servicing Criteria  OLD			1
					Additional Exhibits:
5/8/17	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases & Conference Calls			253
					Financials:
4/28/17	OLD		EX-12		Statements re: Computations of Ratios  OLD			60
4/28/17	OLD		EX-31		Certifications — §302 – SOA’02  OLD			116
4/28/17	OLD		EX-32		Certifications — §906 – SOA’02  OLD			57
4/28/17	OLD		XML  &  R#		IDEA Financial Reports Info  OLD  — Financial Reports			1,555
4/28/17	OLD		EXCEL		IDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports			35
4/28/17	OLD		EX-101.*		XBRL Data  (XBRL Files)  OLD			168
4/28/17	OLD		ZIP		XBRL Zipped Folders   (Folders of XBRL Files)  OLD			28
4/20/09	OLD		EX-16		Letters re: Changes in Accountants  OLD			4
12/21/00	OLD		EX-27		Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports			33
					Graphics:
5/8/17	OLD		GRAPHIC		Photos, Images and Graphs  OLD			400

Forms , Documents & Exhibits  in  518 Filings  Filed re:  Issuer / Subject Company

        

        

Latest Filing			Type		Category	Description		Documents
5/8/17	OLD		4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD	377
5/8/17	OLD		25-NSE		Trading:		Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD	1
2/13/17	OLD		SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD	68
12/1/16	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	22
10/28/09	OLD		SC TO-I		Ownership:		Tender-Offer Statements by Issuers — Schedule TO  OLD	3
7/21/00	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	28
					Letters:
3/26/14	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			19
					General Exhibits:
12/15/16	OLD		EX-24		Powers of Attorney  OLD			260
2/9/07	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			3
2/9/07	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			3
2/9/07	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			3
5/5/97	OLD		EX-4		Instrument Defining the Rights of Security Holders  OLD			1
5/5/97	OLD		EX-6		Opinion of Counsel re: Discount on Capital Shares  OLD			1
5/5/97	OLD		EX-5		Opinion of Counsel re: Legality  OLD			1
					Additional Exhibits:
5/8/17	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			22
					Graphics:
10/28/09	OLD		GRAPHIC		Photos, Images and Graphs  OLD			4

        

Filings History

Year		# of Filings
2017		46
2016		58
2015		54
2014		71
2013		57
2012		62
2011		55
2010		62
2009		98
2008		36
2007		74
2006		30
2005		67
2004		70
2003		24
2002		18
2001		9
2000		49
1999		38
1998		13
1997		16
1996		6