| Latest Filing | | Type | | Category | Description | Documents |
|---|
| | | |
| 4/9/24 |  | | 6-K | | Update: | | Current, Quarterly and Annual Reports by Foreign Issuers — Form 6-K — Press Releases & Conference Calls — Financial Reports | 719 |
| 4/1/24 | | | 4 | | Ownership: | | Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4 | 224 |
| 3/18/24 | | | 40-F | | Update: | | Annual Reports by Canadian Issuers — Form 40-F — Financial Reports | 26 |
| 2/27/24 | | | SUPPL | | Registration: | | Supplemental Materials by Foreign Issuers | 42 |
| 2/26/24 | | | FWP | | Registration: | | Prospectuses – Free Writing | 20 |
| 2/14/24 | | | 13F-HR | | Ownership: | | Quarterly Holdings and Combination Reports by Money Managers — Form 13F — Assets Under Management | 155 |
| 2/13/24 | | | SC 13G | | Ownership: | | Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G | 30 |
| 1/30/24 | | | EFFECT | | SEC: | | SEC Notices of Effectiveness | 25 |
| 1/29/24 | | | 424B3 | | Registration: | | Prospectuses – New Facts or Events | 9 |
| 1/25/24 | | | CORRESP | | Comment: | | Comment-Response and Other Letters to the SEC [ a.k.a. COVER ] — All Correspondence with the SEC | 38 |
| 1/16/24 | | | F-3 | | Registration: | | Registration Statements by Certain Foreign Issuers – Securities for Transactions — Form F-3 | 7 |
| 11/20/23 | | | 3 | | Ownership: | | Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3 | 35 |
| 11/16/23 | | | SC 13D | | Ownership: | | Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D | 189 |
| 11/14/23 | | | SC TO-I | | Ownership: | | Tender-Offer Statements by Issuers — Schedule TO | 3 |
| 10/11/23 | | | F-4 | | Registration: | | Registration Statements by Certain Foreign Issuers – Securities for Mergers — Form F-4 | 8 |
| 9/20/23 | | | SC TO-C | | Ownership: | | Tender-Offer Communications by Issuers and Third Parties — Schedule TO | 2 |
| 12/1/22 | OLD | | 8-A12B | | Registration: | | Registration Statements for Certain Classes of Securities — Form 8-A OLD | 4 |
| 10/26/22 | OLD | | S-8 | | Registration: | | Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8 OLD | 7 |
| 9/16/22 | OLD | | F-10 | | Registration: | | Registration Statements by Certain Canadian Issuers — Form F-10 OLD | 25 |
| 9/2/22 | OLD | | F-X | | Registration: | | Appointments of U.S. Agents for Service of Process by Foreign Non-Financial Entities — Form F-X OLD | 47 |
| 7/26/21 | OLD | | SC 13E3 | | Ownership: | | Tender-Offer Statements by Certain Issuers – Going-Private Transactions — Schedule 13E-3 OLD | 13 |
| 7/26/21 | OLD | | CERT | | Trading: | | Certifications by Securities Exchanges Approving Listings — Form CERT OLD | 3 |
| 7/20/21 | OLD | | 425 | | Registration: | | Prospectuses and Communications – Mergers OLD | 14 |
| 6/9/21 | OLD | | F-1 | | Registration: | | Registration Statements by Certain Foreign Issuers — Form F-1 OLD | 3 |
| 2/12/21 | OLD | | 5 | | Ownership: | | Annual Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 5 OLD | 1 |
| 9/2/20 | OLD | | SC TO-T | | Ownership: | | Tender-Offer Statements by Third Parties — Schedule TO OLD | 5 |
| 7/31/18 | OLD | | DFAN14A | | Proxy: | | Definitive Additional Non-Management Proxy Soliciting Materials — Schedule 14A OLD | 2 |
| 7/13/12 | OLD | | F-3D | | Registration: | | Registration Statement by a Foreign Issuer – Securities for a Dividend or Interest Reinvestment Plan — Form F-3 OLD | 1 |
| 2/25/11 | OLD | | D | | Registration: | | Notice of an Exempt Offering of Securities — Form D OLD | 1 |
| 2/18/10 | OLD | | F-9 | | Registration: | | Registration Statements by Certain Canadian Issuers – Debt and Preferred Securities — Form F-9 OLD | 10 |
| 10/5/05 | OLD | | SC13E4F | | Ownership: | | Tender-Offer Statement by a Canadian Issuer — Schedule 13E-4F OLD | 1 |
| 12/9/04 | OLD | | CB | | Ownership: | | Tender-Offer, Exchange-Offer, Rights-Offering or Response Notice — Form CB OLD | 1 |
| 2/19/03 | OLD | | F-9EF | | Registration: | | Registration Statement by a Canadian Issuer – Debt or Preferred Securities (Immediately Effective) — Form F-9 OLD | 1 |
| 5/23/02 | OLD | | 20-F | | Update: | | Annual and Annual-Transition Reports by Foreign Non-Canadian Issuers — Form 20-F OLD | 2 |
| 5/17/02 | OLD | | F-8 POS | | Registration: | | Post-Effective Amendment of a Form F-8 Registration OLD | 1 |
| 4/11/02 | OLD | | F-8 | | Registration: | | Registration Statement by a Canadian Issuer – Securities for a Merger or Exchange Offer — Form F-8 OLD | 1 |
| | |
| | Form-Specific Documents: |
| 2/14/24 | | | INFO-TABLE | | Portfolio Securities Holdings – Info Tables — Form 13F — Assets Under Management | 139 |
| | |
| | General Exhibits: |
| 3/18/24 | | | EX-97 | | Clawback Policy re: Recovery of Erroneously Awarded Compensation | 1 |
| 1/16/24 | | | EX-23 | | Consents of Experts and Counsel | 75 |
| 1/16/24 | | | EX-FILING FEES | | Filing Fees | 7 |
| 1/16/24 | | | EX-5 | | Opinions of Counsel re: Legality | 77 |
| 11/16/23 | | | EX-10 | | Material Contracts | 11 |
| 6/20/23 | | | EX-9 | | Voting Trust Agreements | 7 |
| 10/26/22 | OLD | | EX-4 | | Instruments, Including Indentures, Defining the Rights of Security Holders OLD | 22 |
| 11/22/21 | OLD | | EX-13 | | Annual and Quarterly Reports to Security Holders OLD | 2 |
| 6/7/21 | OLD | | EX-8 | | Opinions of Counsel re: Tax Matters OLD | 14 |
| 5/27/21 | OLD | | EX-3 | | Articles of Incorporation/Organization and Bylaws OLD | 57 |
| 5/18/21 | OLD | | EX-21 | | Subsidiaries Lists OLD | 3 |
| 4/26/21 | OLD | | EX-22 | | Published Reports re: Matters Submitted to Votes of Security Holders OLD | 2 |
| 1/26/21 | OLD | | EX-24 | | Powers of Attorney OLD | 2 |
| 1/4/21 | OLD | | EX-14 | | Code of Ethics OLD | 1 |
| 10/6/20 | OLD | | EX-25 | | Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2 OLD | 6 |
| 10/2/19 | OLD | | EX-2 | | Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions OLD | 56 |
| 10/2/19 | OLD | | EX-1 | | Underwriting Agreements (and mislabeled “1st Exhibits”) OLD | 87 |
| 8/27/12 | OLD | | EX-17 | | Correspondence re: Departures of Directors OLD | 2 |
| | |
| | ABS Exhibits: |
| 8/2/17 | OLD | | EX-35 | | Servicer Compliance Statement OLD | 1 |
| 11/5/13 | OLD | | EX-33 | | Report of Compliance with Servicing Criteria OLD | 1 |
| | |
| | Additional Exhibits: |
| 4/9/24 | | | EX-99 | | Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls | 1,330 |
| | |
| | Financials: |
| 3/18/24 | | | XML & R# | | IDEA Financial Reports Info — Financial Reports | 1,727 |
| 3/18/24 | | | EXCEL | | IDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports | 13 |
| 3/18/24 | | | EX-101.* | | XBRL Data (XBRL Files) | 71 |
| 3/18/24 | | | JSON | | XBRL Instances as JavaScript Object Notation Data (JSON Files) | 7 |
| 3/18/24 | | | ZIP | | XBRL Zipped Folders (Folders of XBRL Files) | 13 |
| 9/2/22 | OLD | | EX-7 | | Correspondence from Accountants re: Non-Reliance on Previously Issued Audit Reports and Completed Interim Reviews OLD | 17 |
| 11/22/21 | OLD | | EX-11 | | Statements re: Computations of Earnings Per Share OLD | 8 |
| 4/1/21 | OLD | | EX-16 | | Letter re: a Change in Accountant OLD | 1 |
| 4/1/21 | OLD | | EX-15 | | Letter re: Unaudited Interim Financial Info OLD | 1 |
| 7/6/20 | OLD | | EX-12 | | Statements re: Computations of Ratios OLD | 4 |
| 11/5/13 | OLD | | EX-31 | | Certification — §302 – SOA’02 OLD | 1 |
| 11/5/13 | OLD | | EX-32 | | Certification — §906 – SOA’02 OLD | 1 |
| 8/27/12 | OLD | | EX-18 | | Letters re: Changes in Accounting Principles and Practices OLD | 2 |
| | |
| | Graphics: |
| 4/9/24 | | | GRAPHIC | | Photos, Images and Graphs | 3,765 |
