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| 3/27/24 |
| Rosenwald Lindsay A MD |
|---|
| • | List all Filings as Group Member |
| • | Search Recent Filings (as Group Member) for “Lindsay A. Rosenwald” |
| As Of | Filer | Filings # Latest | Issuer (Primary) | ||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|
| |||||||||||
| 5/16/06 |
| Lindsay A. Rosenwald 2000 (Delaware) Indenture of Trust | 1 | SC 13G |
| Novadel Pharma Inc. | |||||
| 5/11/04 |
| Aries Financial Services Inc. | 5 | SC 13D/A |
| Genta Inc. De | |||||
| As Of | Issuer | Filings # Latest | With Filer (Primary) | ||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|
| |||||||||||
| 5/16/06 |
| Novadel Pharma Inc. | 1 | SC 13G |
| Lindsay A. Rosenwald 2000 (Delaware) Indenture of Trust | |||||
| 5/11/04 |
| Genta Inc. De | 3 | SC 13D/A |
| Aries Financial Services Inc. | |||||
| 2/18/03 |
| Cypress Bioscience Inc. | 1 | SC 13G/A |
| Aries Financial Services Inc. | |||||
| 6/25/96 |
| Soligenix, Inc. | 1 | SC 13D |
| Aries Financial Services Inc. | |||||
| As Of | Group Member | Filings # Latest | With Filer (Primary) | Issuer (Primary) | |||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| |||||||||||||||
| 5/11/04 |
| Aries Domestic Fund II, L.P. | 3 | SC 13D/A |
| Aries Financial Services Inc. |
| Genta Inc. De | |||||||
| Aries Domestic Fund, L.P. | 4 | |||||||||||||
| • | Paramount Biocapital Asset Management, Inc. | 1 | |||||||||||||
| • | The Aries Master Fund II, Ltd. | 2 | |||||||||||||
| 5/6/04 | • | Paramoung Biocapital Asset Management, Inc. | 1 | SC 13D/A |
| Aries Financial Services Inc. |
| Genta Inc. De | |||||||
| 2/17/04 |
| Aries Select I, LLC | 1 | SC 13D/A |
| Aries Financial Services Inc. |
| Genta Inc. De | |||||||
| Aries Select II, LLC | 1 | |||||||||||||
| Aries Select, Ltd. | 2 | |||||||||||||
| • | The Aries Master Fund II | 1 | |||||||||||||
| 6/25/96 |
| Aries Financial Services, Inc. | 1 | SC 13D |
| Aries Financial Services Inc. |
| Soligenix, Inc. | |||||||
| • | The Aries Trust | 1 | |||||||||||||
| • | List all Filings as Signatory |
| • | Search Recent Filings (as Signatory) for “Lindsay A. Rosenwald” |
| As Of | Filer | Filings # Latest | Issuer (Primary) | ||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|
| |||||||||||
| 4/17/24 |
| Fortress Biotech, Inc. | 11 | SC 13D/A  |
| Avenue Therapeutics, Inc. | |||||
| 3/22/24 |
| Checkpoint Therapeutics, Inc. | 4 | 10-K | — | ||||||
| 3/15/24 |
| Mustang Bio, Inc. | 5 | S-1 | — | ||||||
| 1/24/24 |
| Avenue Therapeutics, Inc. | 5 | S-3 | — | ||||||
| 4/3/23 |
| Rosenwald Lindsay A MD | 37 | 4 |
| Mustang Bio, Inc. | |||||
| 12/30/22 |
| Journey Medical Corp. | 1 | S-3 | — | ||||||
| 1/27/21 |
| National Holdings Corp. | 1 | SC 14D9 |
| National Holdings Corp. | |||||
| 2/18/03 |
| Aries Select Ltd. | 3 | 13F-NT | — | ||||||
| 2/18/03 |
| Aries Domestic Fund LP | 12 | 13F-NT | — | ||||||
| 2/18/03 |
| Aries Trust | 14 | 13F-NT | — | ||||||
| 2/18/03 |
| Aries Select I LLC | 3 | 13F-NT | — | ||||||
| 2/18/03 |
| Aries Financial Services Inc. | 16 | 13F-HR | — | ||||||
