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Ssga Funds – ‘NTFNCEN’ for 8/31/21 – ‘NT-NCEN’

On:  Tuesday, 11/16/21, at 4:46pm ET   ·   Effective:  11/16/21   ·   For:  8/31/21   ·   Accession #:  1193125-21-331313   ·   File #:  811-05430

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

11/16/21  Ssga Funds                        NTFNCEN     8/31/21    1:30K                                    Donnelley … Solutions/FAState Street Defensive Emerging Markets Equity Fund Class A (SSELX) — Class I (SSEOX) — Class K (SSEQX) — Class N (SSEMX)State Street International Stock Selection Fund Class A (SSILX) — Class I (SSIPX) — Class K (SSIQX) — Class N (SSAIX)State Street S&P 500 Index Fund Class N (SVSPX)

Notice of a Late Filing of a Form N-CEN Annual Report (Late Notice)   —   Form 12b-25   —   Rule 12b-25

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: NT-NCEN     Ssga Funds                                          HTML     21K 


This is an HTML Document rendered as filed.  [ Alternative Formats ]



  SSGA FUNDS  

 

SEC FILE NUMBER

811-05430; 33-19229

CUSIP NUMBER

784924888, 784924789,

784924326, 784924292,

784924284, 784924870,

784924276, 784924250,

784924243

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 12b-25

 

 

NOTIFICATION OF LATE FILING

 

(Check One):      

☐  Form 10-K     ☐  Form 20-F     ☐  Form 11-K     ☐  Form 10-Q

☐  Form 10-D     ☒  Form N-CEN     ☐  Form N-CSR

  For Period Ended: August 31, 2021
  ☐  Transition Report on Form 10-K
  ☐  Transition Report on Form 20-F
  ☐  Transition Report on Form 11-K
  ☐  Transition Report on Form 10-Q
  For the Transition Period Ended:                                         

 

Read Instruction (on back page) Before Preparing Form. Please Print or Type.

Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.

If the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates:

 

 

 

PART I — REGISTRANT INFORMATION

Full Name of Registrant

SSGA Funds

Address of Principal Executive Office (Street and Number)

One Iron Street

City, State and Zip Code

Boston, Massachusetts 02210

 

 

PART II — RULES 12b-25(b) AND (c)

If the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b), the following should be completed. (Check box if appropriate)

 

☒   

  (a)   The reason described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense;
  (b)  

 

The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, Form 11-K, Form N-CEN or Form N-CSR, or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report or transition report on Form 10-Q or subject distribution report on Form 10-D, or portion thereof, will be filed on or before the fifth calendar day following the prescribed due date; and

  (c)  

 

The accountant’s statement or other exhibit required by Rule 12b-25(c) has been attached if applicable.

 

 

PART III — NARRATIVE

State below in reasonable detail why Forms 10-K, 20-F, 11-K, 10-Q,10-D, N-CEN, N-CSR, or the transition report or portion thereof, could not be filed within the prescribed time period.

The Registrant is unable to complete and file its Form N-CEN relating to the fiscal year ended August 31, 2021 in the prescribed period of time without unreasonable effort or expense because the Registrant needs to conclude its assessment of internal controls over financial reporting specific to the reconciliation between the Registrant’s custody and accounting books and records that assist in determining the reliability of the value of a security previously deemed worthless by the Registrant. The Registrant currently expects to file its Form N-CEN on or before the 15th calendar day following the prescribed due date.

 

 

PART IV— OTHER INFORMATION

 

(1)          Name and telephone number of person to contact in regard to this notification
    Adam M. Schlichtmann                          617                           951-7114
    (Name)     (Area Code)     (Telephone Number)
(2)    

Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s) been filed ? If answer is no, identify report(s).     ☒  Yes    ☐  No

 

(3)     Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof?    ☐  Yes    ☒ No
    If so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons why a reasonable estimate of the results cannot be made.

 

 

 

SSGA Funds

(Name of Registrant as Specified in Charter)

has caused this notification to be signed on its behalf by the undersigned hereunto duly authorized.

 

Date   11/16/21     By:  

/s/ Bruce S. Rosenberg

       

Name: Bruce S. Rosenberg

Title: Treasurer and Principal Financial Officer

INSTRUCTION: The form may be signed by an executive officer of the registrant or by any other duly authorized representative. The name and title of the person signing the form shall be typed or printed beneath the signature. If the statement is signed on behalf of the registrant by an authorized representative (other than an executive officer), evidence of the representative’s authority to sign on behalf of the registrant shall be filed with the form.

 

ATTENTION

Intentional misstatements or omissions of fact constitute Federal Criminal Violations (See 18 U.S.C. 1001).

 

 

GENERAL INSTRUCTIONS

 

1.

This form is required by Rule 12b-25 (17 CFR 240.12b-25) of the General Rules and Regulations under the Securities Exchange Act of 1934.

 

2.

One signed original and four conformed copies of this form and amendments thereto must be completed and filed with the Securities and Exchange Commission, Washington, D.C. 20549, in accordance with Rule 0-3 of the General Rules and Regulations under the Act. The information contained in or filed with the form will be made a matter of public record in the Commission files.

 

3.

A manually signed copy of the form and amendments thereto shall be filed with each national securities exchange on which any class of securities of the registrant is registered.

 

4.

Amendments to the notifications must also be filed on Form 12b-25 but need not restate information that has been correctly furnished. The form shall be clearly identified as an amended notification.

 

5.

Interactive data submissions. This form shall not be used by electronic filers with respect to the submission or posting of an Interactive Data File (§232.11 of this chapter). Electronic filers unable to submit or post an Interactive Data File within the time period prescribed should comply with either Rule 201 or Rule 202 of Regulation S-T (§232.201 or §232.202 of this chapter).

 

 

 


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘NTFNCEN’ Filing    Date    Other Filings
Filed on / Effective on:11/16/21
For Period end:8/31/2124F-2NT,  N-CSR,  NPORT-P,  NT N-CEN,  NT-NCSR,  NT-NCSR/A
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Filing Submission 0001193125-21-331313   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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