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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 3/12/24 Ellington Income Opportunities Fd NT-NCSR 12/31/23 1:23K US Bancorp Fund Svcs LLC |
Document/Exhibit Description Pages Size 1: NT-NCSR Notification of Late Filing HTML 22K
UNITED STATES
SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C. 20549
FORM 12b-25
NOTIFICATION OF LATE FILING
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OMB APPROVAL
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SEC FILE NUMBER
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CUSIP NUMBER
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Read Instruction (on back page) Before Preparing Form. Please Print or Type.
Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.
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Ellington Income Opportunities Fund
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Full Name of Registrant
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Former Name if Applicable
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8500 Normandale Lake Blvd, Ste 1900
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Address of Principal Executive Office (Street and Number)
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City, State and Zip Code
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[X]
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(a) |
The reason described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense
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(b) |
The subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, Form 11-K, Form N-CEN or Form N-CSR, or portion thereof, will be filed on or before the fifteenth calendar day following the prescribed due
date; or the subject quarterly report or transition report on Form 10-Q or subject distribution report on Form 10-D, or portion thereof, will be filed on or before the fifth calendar day following the prescribed due date; and
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(c) |
The accountant’s statement or other exhibit required by Rule 12b-25(c) has been attached if applicable.
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The annual report on Form N-CSR could be not be filed within the prescribed time due to staffing limitations at the sub-advisor which delayed the completion of the Registrant’s financial statements for the annual report.
Specifically, information related to the amortization and accretion of purchased premiums and discounts took longer than expected to compile. Additionally, because many of the Registrant’s holdings are thinly traded and not readily
priced, the advisor, sub-advisor and administrator engage in several reconciliation processes to ensure the accuracy of the Registrant’s financial statements. These processes could not be completed prior to the due date of the
report without unreasonable effort or expense.
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(1) |
Name and telephone number of person to contact in regard to this notification
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Philip Sineneng, Thompson Hine LLP
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614
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469-3217
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(Name)
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(Area Code)
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(Telephone Number)
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(2) |
Have all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act of 1940 during the preceding 12 months or for such shorter period that the
registrant was required to file such report(s) been filed? If answer is no, identify report(s). [X] Yes [ ] No
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(3) |
Is it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be reflected by the earnings statements to be included in the subject report or portion thereof? [
] Yes [X] No
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Ellington Income Opportunities Fund
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(Name of Registrant as Specified in Charter)
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ATTENTION
Intentional misstatements or omissions of fact constitute Federal Criminal Violations (See 18 U.S.C. 1001).
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This ‘NT-NCSR’ Filing | Date | Other Filings | ||
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4/30/25 | ||||
Filed on / Effective on: | 3/12/24 | |||
For Period end: | 12/31/23 | NPORT-P | ||
List all Filings |