N-MFP: Filer Information
Submission Type
| N-MFP1
N-MFP1/A
|
CIK
| 0000864508 |
CCC
|
********
|
Test or Live
| LIVE
TEST
| Contact Information - Name | | Contact Information - Phone Number | | Notification Email Address | | Notification Email Address | | Notification Email Address | | Notification Email Address | | Notification Email Address | | Notification Email Address | | Notification Email Address | | Notification Email Address | |
Is this an electronic copy of an official filing submitted in paper format?
| Yes
No
|
N-MFP: Filing InformationGeneral InformationItem 1. Report for [YYYY-MM-DD]: | 9/30/16 | Item 2. CIK Number of Registrant. | 0000864508 | Item 3. LEI of Registrant (if available) (See General Instructions E.) | RR0Y8H39IJHXG2G08E07 | Item 4. EDGAR Series Identifier. | | Item 5. Total number of share classes in the series. | 2 | Item 6. Do you anticipate that this will be the fund's final filing on Form N-MFP? If Yes, answer Items 6.a - 6.c.
| Yes
No
| a. Is the fund liquidating? | Yes
No
| b. Is the fund merging with, or being acquired by, another fund? | Yes
No
| Item 7. Has the fund acquired or merged with another fund since the last filing? | Yes
No
| If Yes, answer Item 7.a. | | Item 8. Provide the name, e-mail address, and telephone number of the person authorized to receive information and respond to questions about this Form N-MFP
| | Name | | Phone Number | | Email Address | |
Part A: Series-Level Information about the FundItem A.1 Securities Act File Number. | 033-35190 | Item A.2 Investment Adviser | Cavanal Hill Investment Management, Inc. | a. SEC file number of investment adviser | 801-60138 | Item A.4 Independent Public Accountant. | KPMG LLP | a. City and state of independent public accountant. | | City of independent public accountant | Columbus | State/Province/Country of independent public accountant |
OHIO
| Item A.5 Administrator. If a fund has one or more administrators, disclose the name of each administrator.
| Cavanal Hill Investment Management, Inc. | Item A.5 Administrator. If a fund has one or more administrators, disclose the name of each administrator.
| Citi Fund Services Ohio, Inc. | Item A.6 Transfer Agent. | FIS Investor Services, LLC | a. CIK Number | 0001630490 | b. SEC file number of transfer agent. | 084-06522 | Item A.7 Master-Feeder Funds. Is this a Feeder Fund? If Yes, answer Items A.7.a - 7.c.
| Yes
No
|
a. Identify the Master Fund by CIK or, if the fund does not have a CIK, by name.
| | Item A.8 Master-Feeder Funds. Is this a Master Fund? If Yes, answer Items A.8.a - 8.c.
| Yes
No
| Item A.9 Is this series primarily used to fund insurance company separate accounts? | Yes
No
| Item A.10 Category. Indicate the category that identifies the money market fund from among the following: | Treasury Government/Agency Exempt Government Prime Single State Other Tax Exempt
| a. Is this fund an exempt retail fund as defined in 270.2a-7(a)(25)? | Yes
No
| Item A.11 Dollar-weighted average portfolio maturity ("WAM" as defined in rule 2a-7(d)(1)(ii)). | 6 | Item A.12 Dollar-weighted average life maturity ("WAL" as defined in rule 2a-7(d)(1)(iii)).
Calculate WAL without reference to the exceptions in rule 2a-7(d) regarding interest rate readjustments. | 6 | Item A.13 Liquidity. Provide the following, as of the close of business on each Friday during the month reported (if the reporting date falls on a holiday or other day on which the fund does not calculate the daily or weekly liquidity, provide the value as of the close of business on the date in that week last calculated):
| |
a. Total Value of Daily Liquid Assets to the nearest cent:i. Friday, week 1: | $30,080,502.41 | ii. Friday, week 2: | $30,075,200.23 | iii. Friday, week 3: | $30,075,000.00 | iv. Friday, week 4: | $30,075,000.00 | v. Friday, week 5 (if applicable): | $100,127.94 |
b. Total Value of Weekly Liquid Assets (including Daily Liquid Assets) to the nearest cent:i. Friday, week 1: | $235,671,604.00 | ii. Friday, week 2: | $241,066,850.05 | iii. Friday, week 3: | $232,314,151.89 | iv. Friday, week 4: | $223,635,923.18 | v. Friday, week 5 (if applicable): | $432,397.05 |
c. Percentage of Total Assets invested in Daily Liquid Assets:i. Friday, week 1: | 12.76%
| ii. Friday, week 2: | 12.47%
| iii. Friday, week 3: | 12.94%
| iv. Friday, week 4: | 13.43%
| v. Friday, week 5 (if applicable): | 19.58%
|
d. Percentage of Total Assets invested in Weekly Liquid Assets (including Daily Liquid Assets):i. Friday, week 1: | 99.96%
| ii. Friday, week 2: | 99.95%
| iii. Friday, week 3: | 99.93%
| iv. Friday, week 4: | 99.86%
| v. Friday, week 5 (if applicable): | 84.56%
|
Item A.14 Provide the following, to the nearest cent:
| | a. Cash. (See General Instructions E.) | $127.94 |
b. Total Value of portfolio securities. (See General Instructions E.)
| $432,269.11 | i. If any portfolio securities are valued using amortized cost, the total value of the portfolio securities valued at amortized cost. | $432,269.11 | c. Total Value of other assets (excluding amounts provided in A.14.a-c.) | $78,929.97 | Item A.15 Total value of liabilities, to the nearest cent. | $199,440.29 | Item A.16 Net assets of the series, to the nearest cent. | $311,886.73 | Item A.17 Number of shares outstanding, to the nearest hundredth. |
$310,617.80 | Item A.18 If the fund seeks to maintain a stable price per share, state the price the fund seeks to maintain. | | Item A.19 7-day gross yield. Based on the 7 days ended on the last day of the prior month, calculate the fund's yield by determining the net change, exclusive of capital changes and income other than investment income, in the value of a hypothetical pre-existing account having a balance of one share at the beginning of the period and dividing the difference by the value of the account at the beginning of the base period to obtain the base period return, and then multiplying the base period return by (365/7) with the resulting yield figure carried to the nearest hundredth of one percent. The 7-day gross yield should not reflect a deduction of shareholders fees and fund operating expenses. For master funds and feeder funds, report the 7-day gross yield at the master-fund level. | 0.83%
| Item A.20 Net asset value per share. Provide the net asset value per share, calculated using available market quotations (or an appropriate substitute that reflects current market conditions) rounded to the fourth decimal place in the case of a fund with a $1.0000 share price (or an equivalent level of accuracy for funds with a different share price), as of the close of business on each Friday during the month reported (if the reporting date falls on a holiday or other day on which the fund does not calculate the net asset value per share, provide the value as of the close of business on the date in that week last calculated):
| | i. Friday, week 1: | $1.0000 | ii. Friday, week 2: | $1.0000 | iii. Friday, week 3: | $1.0000 | iv. Friday, week 4: | $1.0000 | v. Friday, week 5 (if applicable): | $1.0041 |
Part B: Class-Level Information about the FundFor each Class of the Series (regardless of the number of shares outstanding in the Class), disclose the following:Item B.1 EDGAR Class identifier. | | Item B.2 Minimum initial investment. | $1,000,000.00 | Item B.3 Net assets of the Class, to the nearest cent. | $299,999.98 | Item B.4 Number of shares outstanding, to the nearest hundredth.
|
$299,999.98 | Item B.5 Net asset value per share. Provide the net asset value per share, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), rounded to the fourth decimal place in the case of a fund with a $1.0000 share price (or an equivalent level of accuracy for funds with a different share price), as of the close of business on each Friday during the month reported (if the reporting date falls on a holiday or other day on which the fund does not calculate the net asset value per share, provide the value as of the close of business on the date in that week last calculated):
| | i. Friday, week 1: | $1.0000 | ii. Friday, week 2: | $1.0000 | iii. Friday, week 3: | $1.0000 | iv. Friday, week 4: | $1.0000 | v. Friday, week 5 (if applicable): | $1.0048 | Item B.6 Net shareholder flow. Provide the aggregate weekly gross subscriptions
(including dividend reinvestments) and gross redemptions, rounded to the nearest cent,
as of the close of business on each Friday during the month reported (if the reporting
date falls on a holiday or other day on which the fund does not calculate the gross
subscriptions or gross redemptions, provide the value as of the close of business on
the date in that week last calculated):
| |
a. Friday, week 1:i. Weekly gross subscriptions (including dividend reinvestments): | $6,496,373.82 | ii. Weekly gross redemptions: | $2,950,663.41 |
b. Friday, week 2:i. Weekly gross subscriptions (including dividend reinvestments): | $5,560,816.76 | ii. Weekly gross redemptions: | $1,117,180.02 |
c. Friday, week 3:i. Weekly gross subscriptions (including dividend reinvestments): | $369,657.50 | ii. Weekly gross redemptions: | $6,033,641.73 |
d. Friday, week 4:i. Weekly gross subscriptions (including dividend reinvestments): | $945,508.05 | ii. Weekly gross redemptions: | $9,258,729.52 |
e. Friday, week 5:i. Weekly gross subscriptions (including dividend reinvestments): |
$3,435,048.63 | ii. Weekly gross redemptions: |
$196,438,004.04 |
f. Total for the month reported:i. Monthly gross subscriptions (including dividend reinvestments): | $13,537,674.33 | ii. Monthly gross redemptions: | $215,510,223.97 |
Item B.7 7-day net yield, as calculated under Item 26(a)(1) of Form N-1A (§ 274.11A of this chapter). | 0.49%
| Item B.8 During the reporting period, did any Person pay for, or waive all or part of the fund's operating expenses or management fees? If Yes, answer Item B.8.a.
| Yes
No
| a. Provide the name of the Person and describe the nature and amount of the expense payment or fee waiver, or both (reported in dollars). | Cavanal Hill/FIS Investor Services, Shareholder Servicing, 39675.33; |
Item B.1 EDGAR Class identifier. | | Item B.2 Minimum initial investment. | $1,000.00 | Item B.3 Net assets of the Class, to the nearest cent. | $10,617.85 | Item B.4 Number of shares outstanding, to the nearest hundredth.
|
$10,617.82 | Item B.5 Net asset value per share. Provide the net asset value per share, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), rounded to the fourth decimal place in the case of a fund with a $1.0000 share price (or an equivalent level of accuracy for funds with a different share price), as of the close of business on each Friday during the month reported (if the reporting date falls on a holiday or other day on which the fund does not calculate the net asset value per share, provide the value as of the close of business on the date in that week last calculated):
| | i. Friday, week 1: | $0.9996 | ii. Friday, week 2: | $0.9996 | iii. Friday, week 3: | $0.9996 | iv. Friday, week 4: | $0.9996 | v. Friday, week 5 (if applicable): | $1.0000 | Item B.6 Net shareholder flow. Provide the aggregate weekly gross subscriptions
(including dividend reinvestments) and gross redemptions, rounded to the nearest cent,
as of the close of business on each Friday during the month reported (if the reporting
date falls on a holiday or other day on which the fund does not calculate the gross
subscriptions or gross redemptions, provide the value as of the close of business on
the date in that week last calculated):
| |
a. Friday, week 1:i. Weekly gross subscriptions (including dividend reinvestments): | $4.20 | ii. Weekly gross redemptions: | $0.00 |
b. Friday, week 2:i. Weekly gross subscriptions (including dividend reinvestments): | $0.00 | ii. Weekly gross redemptions: | $17.39 |
c. Friday, week 3:i. Weekly gross subscriptions (including dividend reinvestments): | $0.00 | ii. Weekly gross redemptions: | $0.00 |
d. Friday, week 4:i. Weekly gross subscriptions (including dividend reinvestments): | $7.15 | ii. Weekly gross redemptions: | $0.00 |
e. Friday, week 5:i. Weekly gross subscriptions (including dividend reinvestments): |
$2.03 | ii. Weekly gross redemptions: |
$0.00 |
f. Total for the month reported:i. Monthly gross subscriptions (including dividend reinvestments): | $13.38 | ii. Monthly gross redemptions: | $17.39 |
Item B.7 7-day net yield, as calculated under Item 26(a)(1) of Form N-1A (§ 274.11A of this chapter). | 0.46%
| Item B.8 During the reporting period, did any Person pay for, or waive all or part of the fund's operating expenses or management fees? If Yes, answer Item B.8.a.
| Yes
No
| a. Provide the name of the Person and describe the nature and amount of the expense payment or fee waiver, or both (reported in dollars). | BOKFS, Distributor 12B-1, 8.29; Cavanal Hill/FIS Investor Services, Shareholder Servicing, 2.10; |
Part C: Schedule of Portfolio Securities. For each security held by the money market fund, disclose the following:Item C.1 The name of the issuer. | CLARKSVILLE TENN PUB BLDG AUTH | Item C.2 The title of the issue (including coupon, if applicable). | Clarksville Tennessee Public Building Authority Revenue, 0.9200% | Item C.3 The CUSIP. | 182564AY0 | Item C.4 The LEI (if available). (See General Instruction E.) | | Item C.5
Other identifier. In addition to CUSIP and LEI, provide at least one of the
following other identifiers, if available:
| | a. The ISIN; | US182564AY04 | b. The CIK; or | | c. Other unique identifier. | | Item C.6 The category of investment. Indicate the category that most closely identifies the instrument from among the following:
| U.S. Treasury Debt U.S. Government Agency Debt Non-U.S. Sovereign, Sub-Sovereign and Supra-National debt Certificate of Deposit Non-Negotiable Time Deposit Variable Rate Demand Note Other Municipal Security Asset Backed Commercial Paper Other Asset Backed Securities U.S. Treasury Repurchase Agreement, if collateralized only by U.S. Treasuries (including Strips) and cash U.S. Government Agency Repurchase Agreement, collateralized only by U.S. Government Agency securities, U.S. Treasuries, and cash Other Repurchase Agreement, if any collateral falls outside Treasury, Government Agency and cash Insurance Company Funding Agreement Investment Company Financial Company Commercial Paper Non-Financial Company Commercial Paper Tender Option Bond Other Instrument
| Item C.7 If the security is a repurchase agreement, is the fund treating the acquisition of the repurchase agreement as the acquisition of the underlying securities (i.e., collateral) for purposes of portfolio diversification under rule 2a-7?
| Yes
No
| Item C.8 For all repurchase agreements, specify whether the repurchase agreement is "open"
(i.e., the repurchase agreement has no specified end date and, by its terms, will be extended
or "rolled" each business day (or at another specified period) unless the investor chooses to terminate it),
and describe the securities subject to the repurchase agreement (i.e., collateral).
| | If multiple securities of an issuer are subject to the
repurchase agreement, the securities may be aggregated, in which case disclose: (a) the total principal amount and value and (b) the range of maturity dates and interest rates. | | Item C.9 Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security.
| First Tier Security Rated Second Tier Security Unrated Security No Longer an Eligible Security
| Item C.10 Name of each Designated NRSRO.
| N/A |
a. For each Designated NRSRO, disclose the credit rating given by the Designated NRSRO.
If the instrument and its issuer are not rated by the Designated NRSRO, indicate "NR."
| N/A | Item C.11 The maturity date determined by taking into account the maturity shortening provisions of rule 2a-7(i) (i.e., the maturity date used to calculate WAM under rule 2a-7(d)(1)(ii)).
| 10/1/16 | Item C.12 The maturity date determined without reference to the exceptions in rule 2a-7(i) regarding interest rate readjustments (i.e., the maturity date used to calculate WAL under rule 2a-7(d)(1)(iii)).
| 10/1/16 | Item C.13 The maturity date determined without reference to the maturity shortening provisions of rule 2a-7(i) (i.e., the
ultimate legal maturity date on which, in accordance with the terms of the security without regard to any interest rate readjustment
or demand feature, the principal amount must unconditionally be paid).
| 11/1/35 | Item C.14 Does the security have a Demand Feature on which the fund is
relying to determine the quality, maturity or liquidity of the security? If Yes, answer Items C.14.a - 14.f. Where applicable, provide the information
required in Items C.14b - 14.f in the order that each Demand Feature issuer was reported in Item C.14.a
| Yes
No
|
a. The identity of the Demand Feature issuer(s). | BANK OF AMERICA N.A. | b. Designated NRSRO(s) for the Demand Feature(s) or provider(s) of the Demand Feature(s). | N/A | c. For each Designated NRSRO, disclose the credit rating given by the
Designated NRSRO. If there is no rating given by the Designated NRSRO, indicate "NR." | N/A | d. The amount (i.e., percentage) of fractional support provided by each Demand Feature issuer. | 100.00%
| e. The period remaining until the principal amount of the security may be recovered through the Demand Feature. | 1 | f. Is the demand feature conditional? | Yes
No
|
Item C.15 Does the security have a Guarantee (other than an unconditional letter of credit disclosed in item C.14
above) on which the fund is relying to determine the quality, maturity or liquidity of the security? If Yes, answer Items C.15.a - 15.d. Where applicable, provide the information required in Item C.15.b - 15.d
in the order that each Guarantor was reported in Item C.15.a. | Yes
No
|
a. The identity of the Guarantor(s). | BANK OF AMERICA N.A | b. Designated NRSRO(s) for the Guarantee(s) or Guarantor(s). | N/A | c. For each Designated NRSRO, disclose the credit rating given by the
Designated NRSRO. If there is no rating given by the Designated NRSRO, indicate "NR." | N/A | d. The amount (i.e., percentage) of fractional support provided by each Guarantor. | 100.00%
|
Item C.16 Does the security have any enhancements, other than those identified in Items C.14 and C.15
above, on which the fund is relying to determine the quality, maturity or liquidity of the security? If Yes, answer Items C.16.a - 16.e. Where applicable, provide the information required in
Items C.16.b - 16.e in the order that each enhancement provider was reported in Item C.16.a.
| Yes
No
|
Item C.17 The yield of the security as of the reporting date. | 0.92%
|
Item C.18 The total Value of the fund's position in the
security, to the nearest cent: (See General Instruction E.) | | a. Including the value of any sponsor support: | $100,000.00 | b. Excluding the value of any sponsor support: | $100,000.00 |
Part C: Schedule of Portfolio Securities. For each security held by the money market fund, disclose the following:Item C.1 The name of the issuer. | GOLDMANS SACHS FINANCIAL SQUARE TAX-FREE | Item C.2 The title of the issue (including coupon, if applicable). | Goldman Sachs Financial Square Funds-Tax Free Money Market Fund, 0.6500% | Item C.3 The CUSIP. | 38141W182 | Item C.4 The LEI (if available). (See General Instruction E.) | 549300ZO088VTRHJXK79 | Item C.5
Other identifier. In addition to CUSIP and LEI, provide at least one of the
following other identifiers, if available:
| | a. The ISIN; | US38141W1826 | b. The CIK; or | | c. Other unique identifier. | | Item C.6 The category of investment. Indicate the category that most closely identifies the instrument from among the following:
| U.S. Treasury Debt U.S. Government Agency Debt Non-U.S. Sovereign, Sub-Sovereign and Supra-National debt Certificate of Deposit Non-Negotiable Time Deposit Variable Rate Demand Note Other Municipal Security Asset Backed Commercial Paper Other Asset Backed Securities U.S. Treasury Repurchase Agreement, if collateralized only by U.S. Treasuries (including Strips) and cash U.S. Government Agency Repurchase Agreement, collateralized only by U.S. Government Agency securities, U.S. Treasuries, and cash Other Repurchase Agreement, if any collateral falls outside Treasury, Government Agency and cash Insurance Company Funding Agreement Investment Company Financial Company Commercial Paper Non-Financial Company Commercial Paper Tender Option Bond Other Instrument
| Item C.7 If the security is a repurchase agreement, is the fund treating the acquisition of the repurchase agreement as the acquisition of the underlying securities (i.e., collateral) for purposes of portfolio diversification under rule 2a-7?
| Yes
No
| Item C.8 For all repurchase agreements, specify whether the repurchase agreement is "open"
(i.e., the repurchase agreement has no specified end date and, by its terms, will be extended
or "rolled" each business day (or at another specified period) unless the investor chooses to terminate it),
and describe the securities subject to the repurchase agreement (i.e., collateral).
| | If multiple securities of an issuer are subject to the
repurchase agreement, the securities may be aggregated, in which case disclose: (a) the total principal amount and value and (b) the range of maturity dates and interest rates. | | Item C.9 Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security.
| First Tier Security Rated Second Tier Security Unrated Security No Longer an Eligible Security
| Item C.10 Name of each Designated NRSRO.
| N/A |
a. For each Designated NRSRO, disclose the credit rating given by the Designated NRSRO.
If the instrument and its issuer are not rated by the Designated NRSRO, indicate "NR."
| N/A | Item C.11 The maturity date determined by taking into account the maturity shortening provisions of rule 2a-7(i) (i.e., the maturity date used to calculate WAM under rule 2a-7(d)(1)(ii)).
| 10/7/16 | Item C.12 The maturity date determined without reference to the exceptions in rule 2a-7(i) regarding interest rate readjustments (i.e., the maturity date used to calculate WAL under rule 2a-7(d)(1)(iii)).
| 10/7/16 | Item C.13 The maturity date determined without reference to the maturity shortening provisions of rule 2a-7(i) (i.e., the
ultimate legal maturity date on which, in accordance with the terms of the security without regard to any interest rate readjustment
or demand feature, the principal amount must unconditionally be paid).
| 12/31/99 | Item C.14 Does the security have a Demand Feature on which the fund is
relying to determine the quality, maturity or liquidity of the security? If Yes, answer Items C.14.a - 14.f. Where applicable, provide the information
required in Items C.14b - 14.f in the order that each Demand Feature issuer was reported in Item C.14.a
| Yes
No
|
Item C.15 Does the security have a Guarantee (other than an unconditional letter of credit disclosed in item C.14
above) on which the fund is relying to determine the quality, maturity or liquidity of the security? If Yes, answer Items C.15.a - 15.d. Where applicable, provide the information required in Item C.15.b - 15.d
in the order that each Guarantor was reported in Item C.15.a. | Yes
No
|
Item C.16 Does the security have any enhancements, other than those identified in Items C.14 and C.15
above, on which the fund is relying to determine the quality, maturity or liquidity of the security? If Yes, answer Items C.16.a - 16.e. Where applicable, provide the information required in
Items C.16.b - 16.e in the order that each enhancement provider was reported in Item C.16.a.
| Yes
No
|
Item C.17 The yield of the security as of the reporting date. | 0.65%
|
Item C.18 The total Value of the fund's position in the
security, to the nearest cent: (See General Instruction E.) | | a. Including the value of any sponsor support: | $137,269.11 | b. Excluding the value of any sponsor support: | $137,269.11 |
Part C: Schedule of Portfolio Securities. For each security held by the money market fund, disclose the following:Item C.1 The name of the issuer. | MET WASHINGTON DC AIRPORTS SYS REV | Item C.2 The title of the issue (including coupon, if applicable). | Metropolitan Washington Dc Airports System Revenue, 0.8800% | Item C.3 The CUSIP. | 592646M91 | Item C.4 The LEI (if available). (See General Instruction E.) | 7HERAVJJLN8J1DZ6AZ19 | Item C.5
Other identifier. In addition to CUSIP and LEI, provide at least one of the
following other identifiers, if available:
| | a. The ISIN; | US592646M915 | b. The CIK; or | | c. Other unique identifier. | | Item C.6 The category of investment. Indicate the category that most closely identifies the instrument from among the following:
| U.S. Treasury Debt U.S. Government Agency Debt Non-U.S. Sovereign, Sub-Sovereign and Supra-National debt Certificate of Deposit Non-Negotiable Time Deposit Variable Rate Demand Note Other Municipal Security Asset Backed Commercial Paper Other Asset Backed Securities U.S. Treasury Repurchase Agreement, if collateralized only by U.S. Treasuries (including Strips) and cash U.S. Government Agency Repurchase Agreement, collateralized only by U.S. Government Agency securities, U.S. Treasuries, and cash Other Repurchase Agreement, if any collateral falls outside Treasury, Government Agency and cash Insurance Company Funding Agreement Investment Company Financial Company Commercial Paper Non-Financial Company Commercial Paper Tender Option Bond Other Instrument
| Item C.7 If the security is a repurchase agreement, is the fund treating the acquisition of the repurchase agreement as the acquisition of the underlying securities (i.e., collateral) for purposes of portfolio diversification under rule 2a-7?
| Yes
No
| Item C.8 For all repurchase agreements, specify whether the repurchase agreement is "open"
(i.e., the repurchase agreement has no specified end date and, by its terms, will be extended
or "rolled" each business day (or at another specified period) unless the investor chooses to terminate it),
and describe the securities subject to the repurchase agreement (i.e., collateral).
| | If multiple securities of an issuer are subject to the
repurchase agreement, the securities may be aggregated, in which case disclose: (a) the total principal amount and value and (b) the range of maturity dates and interest rates. | | Item C.9 Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security.
| First Tier Security Rated Second Tier Security Unrated Security No Longer an Eligible Security
| Item C.10 Name of each Designated NRSRO.
| N/A |
a. For each Designated NRSRO, disclose the credit rating given by the Designated NRSRO.
If the instrument and its issuer are not rated by the Designated NRSRO, indicate "NR."
| N/A | Item C.11 The maturity date determined by taking into account the maturity shortening provisions of rule 2a-7(i) (i.e., the maturity date used to calculate WAM under rule 2a-7(d)(1)(ii)).
| 10/7/16 | Item C.12 The maturity date determined without reference to the exceptions in rule 2a-7(i) regarding interest rate readjustments (i.e., the maturity date used to calculate WAL under rule 2a-7(d)(1)(iii)).
| 10/7/16 | Item C.13 The maturity date determined without reference to the maturity shortening provisions of rule 2a-7(i) (i.e., the
ultimate legal maturity date on which, in accordance with the terms of the security without regard to any interest rate readjustment
or demand feature, the principal amount must unconditionally be paid).
| 10/1/39 | Item C.14 Does the security have a Demand Feature on which the fund is
relying to determine the quality, maturity or liquidity of the security? If Yes, answer Items C.14.a - 14.f. Where applicable, provide the information
required in Items C.14b - 14.f in the order that each Demand Feature issuer was reported in Item C.14.a
| Yes
No
|
a. The identity of the Demand Feature issuer(s). | TD BANK N.A. | b. Designated NRSRO(s) for the Demand Feature(s) or provider(s) of the Demand Feature(s). | N/A | c. For each Designated NRSRO, disclose the credit rating given by the
Designated NRSRO. If there is no rating given by the Designated NRSRO, indicate "NR." | N/A | d. The amount (i.e., percentage) of fractional support provided by each Demand Feature issuer. | 100.00%
| e. The period remaining until the principal amount of the security may be recovered through the Demand Feature. | 7 | f. Is the demand feature conditional? | Yes
No
|
Item C.15 Does the security have a Guarantee (other than an unconditional letter of credit disclosed in item C.14
above) on which the fund is relying to determine the quality, maturity or liquidity of the security? If Yes, answer Items C.15.a - 15.d. Where applicable, provide the information required in Item C.15.b - 15.d
in the order that each Guarantor was reported in Item C.15.a. | Yes
No
|
a. The identity of the Guarantor(s). | TD BANK N.A. | b. Designated NRSRO(s) for the Guarantee(s) or Guarantor(s). | N/A | c. For each Designated NRSRO, disclose the credit rating given by the
Designated NRSRO. If there is no rating given by the Designated NRSRO, indicate "NR." | N/A | d. The amount (i.e., percentage) of fractional support provided by each Guarantor. | 100.00%
|
Item C.16 Does the security have any enhancements, other than those identified in Items C.14 and C.15
above, on which the fund is relying to determine the quality, maturity or liquidity of the security? If Yes, answer Items C.16.a - 16.e. Where applicable, provide the information required in
Items C.16.b - 16.e in the order that each enhancement provider was reported in Item C.16.a.
| Yes
No
|
Item C.17 The yield of the security as of the reporting date. | 0.88%
|
Item C.18 The total Value of the fund's position in the
security, to the nearest cent: (See General Instruction E.) | | a. Including the value of any sponsor support: | $195,000.00 | b. Excluding the value of any sponsor support: | $195,000.00 |
N-MFP: Signatures
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has
duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
(Registrant) | Cavanal Hill Funds | Date | 10/4/16 | (Signature)* | /s/ Scott Rhodes | Name of Signing Officer | Scott Rhodes | Title of Signing Officer | Treasurer |
|