SEC Info  
    Home      Search      My Interests      Help      Sign In      Please Sign In

Cavanal Hill Funds – ‘NT N-MFP1’ for 9/30/16 – ‘N-MFP1’

On:  Tuesday, 10/11/16, at 12:09pm ET   ·   For:  9/30/16   ·   Accession #:  1004726-16-906   ·   File #:  811-06114

Find Words in Filings emoji
 
  in    Show  and   Hints

  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

10/11/16  Cavanal Hill Funds                NT N-MFP1   9/30/16    1:17K                                    Citi Fund Services/FATax-Free Money Market Fund Premier (ACPXX) — Select (AIFXX)

Monthly Schedule of Portfolio Holdings of a Money Market Fund (Late Filing)   —   Form N-MFP
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: N-MFP1      Monthly Schedule of Portfolio Holdings of a Money   HTML     16K 
                          Market Fund -- primary_doc.xml                         




        

This ‘N-MFP1’ Document is an XML Data File that may be rendered in various formats:

  Form N-MFP    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 

 
SEC Info rendering:  Monthly Portfolio Holdings Schedule by a Money-Market Fund
 
schemaVersion:

N-MFP: Filer Information

Submission Type radio button checked N-MFP1   radio button unchecked N-MFP1/A
CIK
0000864508 
CCC
********  
Test or Live radio button unchecked LIVE   radio button unchecked TEST
Contact Information - Name
Contact Information - Phone Number
Notification Email Address
Notification Email Address
Notification Email Address
Notification Email Address
Notification Email Address
Notification Email Address
Notification Email Address
Notification Email Address
Is this an electronic copy of an official filing submitted in paper format? radio button unchecked Yes   radio button unchecked No

N-MFP: Filing Information

General Information

Item 1. Report for [YYYY-MM-DD]:
9/30/16
Item 2. CIK Number of Registrant.
0000864508
Item 3. LEI of Registrant (if available) (See General Instructions E.)
RR0Y8H39IJHXG2G08E07
Item 4. EDGAR Series Identifier.
Item 5. Total number of share classes in the series.
2
Item 6. Do you anticipate that this will be the fund's final filing on Form N-MFP? If Yes, answer Items 6.a - 6.c. radio button checked Yes   radio button unchecked No
a. Is the fund liquidating? radio button checked Yes   radio button unchecked No
b. Is the fund merging with, or being acquired by, another fund? radio button unchecked Yes   radio button checked No
Item 7. Has the fund acquired or merged with another fund since the last filing?radio button unchecked Yes   radio button checked No
If Yes, answer Item 7.a.
Item 8. Provide the name, e-mail address, and telephone number of the person authorized to receive information and respond to questions about this Form N-MFP
Name
Phone Number
Email Address

Part A: Series-Level Information about the Fund

Item A.1 Securities Act File Number.
033-35190
Item A.2 Investment Adviser
Cavanal Hill Investment Management, Inc.
a. SEC file number of investment adviser
801-60138
Item A.4 Independent Public Accountant.
KPMG LLP
a. City and state of independent public accountant.
City of independent public accountant
Columbus
State/Province/Country of independent public accountant
OHIO
Item A.5 Administrator. If a fund has one or more administrators, disclose the name of each administrator.
Cavanal Hill Investment Management, Inc.
Item A.5 Administrator. If a fund has one or more administrators, disclose the name of each administrator.
Citi Fund Services Ohio, Inc.
Item A.6 Transfer Agent.
FIS Investor Services, LLC
a. CIK Number
0001630490
b. SEC file number of transfer agent.
084-06522
Item A.7 Master-Feeder Funds. Is this a Feeder Fund? If Yes, answer Items A.7.a - 7.c. radio button unchecked Yes   radio button checked No
a. Identify the Master Fund by CIK or, if the fund does not have a CIK, by name.
Item A.8 Master-Feeder Funds. Is this a Master Fund? If Yes, answer Items A.8.a - 8.c. radio button unchecked Yes   radio button checked No
Item A.9 Is this series primarily used to fund insurance company separate accounts?radio button unchecked Yes   radio button checked No
Item A.10 Category. Indicate the category that identifies the money market fund from among the following:radio button uncheckedTreasury
radio button uncheckedGovernment/Agency
radio button uncheckedExempt Government
radio button uncheckedPrime
radio button uncheckedSingle State
radio button checkedOther Tax Exempt
a. Is this fund an exempt retail fund as defined in 270.2a-7(a)(25)?radio button unchecked Yes   radio button checked No
Item A.11 Dollar-weighted average portfolio maturity ("WAM" as defined in rule 2a-7(d)(1)(ii)).
6
Item A.12 Dollar-weighted average life maturity ("WAL" as defined in rule 2a-7(d)(1)(iii)). Calculate WAL without reference to the exceptions in rule 2a-7(d) regarding interest rate readjustments.
6
Item A.13 Liquidity. Provide the following, as of the close of business on each Friday during the month reported (if the reporting date falls on a holiday or other day on which the fund does not calculate the daily or weekly liquidity, provide the value as of the close of business on the date in that week last calculated):

a. Total Value of Daily Liquid Assets to the nearest cent:

i. Friday, week 1:
$30,080,502.41
ii. Friday, week 2:
$30,075,200.23
iii. Friday, week 3:
$30,075,000.00
iv. Friday, week 4:
$30,075,000.00
v. Friday, week 5 (if applicable):
$100,127.94

b. Total Value of Weekly Liquid Assets (including Daily Liquid Assets) to the nearest cent:

i. Friday, week 1:
$235,671,604.00
ii. Friday, week 2:
$241,066,850.05
iii. Friday, week 3:
$232,314,151.89
iv. Friday, week 4:
$223,635,923.18
v. Friday, week 5 (if applicable):
$432,397.05

c. Percentage of Total Assets invested in Daily Liquid Assets:

i. Friday, week 1:
12.76%
ii. Friday, week 2:
12.47%
iii. Friday, week 3:
12.94%
iv. Friday, week 4:
13.43%
v. Friday, week 5 (if applicable):
19.58%

d. Percentage of Total Assets invested in Weekly Liquid Assets (including Daily Liquid Assets):

i. Friday, week 1:
99.96%
ii. Friday, week 2:
99.95%
iii. Friday, week 3:
99.93%
iv. Friday, week 4:
99.86%
v. Friday, week 5 (if applicable):
84.56%
Item A.14 Provide the following, to the nearest cent:
a. Cash. (See General Instructions E.)
$127.94
b. Total Value of portfolio securities. (See General Instructions E.)
$432,269.11
i. If any portfolio securities are valued using amortized cost, the total value of the portfolio securities valued at amortized cost.
$432,269.11
c. Total Value of other assets (excluding amounts provided in A.14.a-c.)
$78,929.97
Item A.15 Total value of liabilities, to the nearest cent.
$199,440.29
Item A.16 Net assets of the series, to the nearest cent.
$311,886.73
Item A.17 Number of shares outstanding, to the nearest hundredth.
$310,617.80
Item A.18 If the fund seeks to maintain a stable price per share, state the price the fund seeks to maintain.
Item A.19 7-day gross yield. Based on the 7 days ended on the last day of the prior month, calculate the fund's yield by determining the net change, exclusive of capital changes and income other than investment income, in the value of a hypothetical pre-existing account having a balance of one share at the beginning of the period and dividing the difference by the value of the account at the beginning of the base period to obtain the base period return, and then multiplying the base period return by (365/7) with the resulting yield figure carried to the nearest hundredth of one percent. The 7-day gross yield should not reflect a deduction of shareholders fees and fund operating expenses. For master funds and feeder funds, report the 7-day gross yield at the master-fund level.
0.83%
Item A.20 Net asset value per share. Provide the net asset value per share, calculated using available market quotations (or an appropriate substitute that reflects current market conditions) rounded to the fourth decimal place in the case of a fund with a $1.0000 share price (or an equivalent level of accuracy for funds with a different share price), as of the close of business on each Friday during the month reported (if the reporting date falls on a holiday or other day on which the fund does not calculate the net asset value per share, provide the value as of the close of business on the date in that week last calculated):
i. Friday, week 1:
$1.0000
ii. Friday, week 2:
$1.0000
iii. Friday, week 3:
$1.0000
iv. Friday, week 4:
$1.0000
v. Friday, week 5 (if applicable):
$1.0041

Part B: Class-Level Information about the Fund

For each Class of the Series (regardless of the number of shares outstanding in the Class), disclose the following:

Item B.1 EDGAR Class identifier.
Item B.2 Minimum initial investment.
$1,000,000.00
Item B.3 Net assets of the Class, to the nearest cent.
$299,999.98
Item B.4 Number of shares outstanding, to the nearest hundredth.
$299,999.98
Item B.5 Net asset value per share. Provide the net asset value per share, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), rounded to the fourth decimal place in the case of a fund with a $1.0000 share price (or an equivalent level of accuracy for funds with a different share price), as of the close of business on each Friday during the month reported (if the reporting date falls on a holiday or other day on which the fund does not calculate the net asset value per share, provide the value as of the close of business on the date in that week last calculated):
i. Friday, week 1:
$1.0000
ii. Friday, week 2:
$1.0000
iii. Friday, week 3:
$1.0000
iv. Friday, week 4:
$1.0000
v. Friday, week 5 (if applicable):
$1.0048
Item B.6 Net shareholder flow. Provide the aggregate weekly gross subscriptions (including dividend reinvestments) and gross redemptions, rounded to the nearest cent, as of the close of business on each Friday during the month reported (if the reporting date falls on a holiday or other day on which the fund does not calculate the gross subscriptions or gross redemptions, provide the value as of the close of business on the date in that week last calculated):

a. Friday, week 1:

i. Weekly gross subscriptions (including dividend reinvestments):
$6,496,373.82
ii. Weekly gross redemptions:
$2,950,663.41

b. Friday, week 2:

i. Weekly gross subscriptions (including dividend reinvestments):
$5,560,816.76
ii. Weekly gross redemptions:
$1,117,180.02

c. Friday, week 3:

i. Weekly gross subscriptions (including dividend reinvestments):
$369,657.50
ii. Weekly gross redemptions:
$6,033,641.73

d. Friday, week 4:

i. Weekly gross subscriptions (including dividend reinvestments):
$945,508.05
ii. Weekly gross redemptions:
$9,258,729.52

e. Friday, week 5:

i. Weekly gross subscriptions (including dividend reinvestments):
$3,435,048.63
ii. Weekly gross redemptions:
$196,438,004.04

f. Total for the month reported:

i. Monthly gross subscriptions (including dividend reinvestments):
$13,537,674.33
ii. Monthly gross redemptions:
$215,510,223.97
Item B.7 7-day net yield, as calculated under Item 26(a)(1) of Form N-1A (§ 274.11A of this chapter).
0.49%
Item B.8 During the reporting period, did any Person pay for, or waive all or part of the fund's operating expenses or management fees? If Yes, answer Item B.8.a. radio button checked Yes   radio button unchecked No
a. Provide the name of the Person and describe the nature and amount of the expense payment or fee waiver, or both (reported in dollars).
Cavanal Hill/FIS Investor Services, Shareholder Servicing, 39675.33;
Item B.1 EDGAR Class identifier.
Item B.2 Minimum initial investment.
$1,000.00
Item B.3 Net assets of the Class, to the nearest cent.
$10,617.85
Item B.4 Number of shares outstanding, to the nearest hundredth.
$10,617.82
Item B.5 Net asset value per share. Provide the net asset value per share, calculated using available market quotations (or an appropriate substitute that reflects current market conditions), rounded to the fourth decimal place in the case of a fund with a $1.0000 share price (or an equivalent level of accuracy for funds with a different share price), as of the close of business on each Friday during the month reported (if the reporting date falls on a holiday or other day on which the fund does not calculate the net asset value per share, provide the value as of the close of business on the date in that week last calculated):
i. Friday, week 1:
$0.9996
ii. Friday, week 2:
$0.9996
iii. Friday, week 3:
$0.9996
iv. Friday, week 4:
$0.9996
v. Friday, week 5 (if applicable):
$1.0000
Item B.6 Net shareholder flow. Provide the aggregate weekly gross subscriptions (including dividend reinvestments) and gross redemptions, rounded to the nearest cent, as of the close of business on each Friday during the month reported (if the reporting date falls on a holiday or other day on which the fund does not calculate the gross subscriptions or gross redemptions, provide the value as of the close of business on the date in that week last calculated):

a. Friday, week 1:

i. Weekly gross subscriptions (including dividend reinvestments):
$4.20
ii. Weekly gross redemptions:
$0.00

b. Friday, week 2:

i. Weekly gross subscriptions (including dividend reinvestments):
$0.00
ii. Weekly gross redemptions:
$17.39

c. Friday, week 3:

i. Weekly gross subscriptions (including dividend reinvestments):
$0.00
ii. Weekly gross redemptions:
$0.00

d. Friday, week 4:

i. Weekly gross subscriptions (including dividend reinvestments):
$7.15
ii. Weekly gross redemptions:
$0.00

e. Friday, week 5:

i. Weekly gross subscriptions (including dividend reinvestments):
$2.03
ii. Weekly gross redemptions:
$0.00

f. Total for the month reported:

i. Monthly gross subscriptions (including dividend reinvestments):
$13.38
ii. Monthly gross redemptions:
$17.39
Item B.7 7-day net yield, as calculated under Item 26(a)(1) of Form N-1A (§ 274.11A of this chapter).
0.46%
Item B.8 During the reporting period, did any Person pay for, or waive all or part of the fund's operating expenses or management fees? If Yes, answer Item B.8.a. radio button checked Yes   radio button unchecked No
a. Provide the name of the Person and describe the nature and amount of the expense payment or fee waiver, or both (reported in dollars).
BOKFS, Distributor 12B-1, 8.29; Cavanal Hill/FIS Investor Services, Shareholder Servicing, 2.10;

Part C: Schedule of Portfolio Securities. For each security held by the money market fund, disclose the following:

Item C.1 The name of the issuer.
CLARKSVILLE TENN PUB BLDG AUTH
Item C.2 The title of the issue (including coupon, if applicable).
Clarksville Tennessee Public Building Authority Revenue, 0.9200%
Item C.3 The CUSIP.
182564AY0
Item C.4 The LEI (if available). (See General Instruction E.)
Item C.5 Other identifier. In addition to CUSIP and LEI, provide at least one of the following other identifiers, if available:
a. The ISIN;
US182564AY04
b. The CIK; or
c. Other unique identifier.
Item C.6 The category of investment. Indicate the category that most closely identifies the instrument from among the following: radio button unchecked  U.S. Treasury Debt
radio button unchecked  U.S. Government Agency Debt
radio button unchecked  Non-U.S. Sovereign, Sub-Sovereign and Supra-National debt
radio button unchecked  Certificate of Deposit
radio button unchecked  Non-Negotiable Time Deposit
radio button checked  Variable Rate Demand Note
radio button unchecked  Other Municipal Security
radio button unchecked  Asset Backed Commercial Paper
radio button unchecked  Other Asset Backed Securities
radio button unchecked  U.S. Treasury Repurchase Agreement, if collateralized only by U.S. Treasuries (including Strips) and cash
radio button unchecked  U.S. Government Agency Repurchase Agreement, collateralized only by U.S. Government Agency securities, U.S. Treasuries, and cash
radio button unchecked  Other Repurchase Agreement, if any collateral falls outside Treasury, Government Agency and cash
radio button unchecked  Insurance Company Funding Agreement
radio button unchecked  Investment Company
radio button unchecked  Financial Company Commercial Paper
radio button unchecked  Non-Financial Company Commercial Paper
radio button unchecked  Tender Option Bond
radio button unchecked  Other Instrument
Item C.7 If the security is a repurchase agreement, is the fund treating the acquisition of the repurchase agreement as the acquisition of the underlying securities (i.e., collateral) for purposes of portfolio diversification under rule 2a-7? radio button unchecked Yes radio button unchecked No
Item C.8 For all repurchase agreements, specify whether the repurchase agreement is "open" (i.e., the repurchase agreement has no specified end date and, by its terms, will be extended or "rolled" each business day (or at another specified period) unless the investor chooses to terminate it), and describe the securities subject to the repurchase agreement (i.e., collateral).
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose: (a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item C.9 Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security. radio button checked First Tier Security
radio button unchecked Rated Second Tier Security
radio button unchecked Unrated Security
radio button unchecked No Longer an Eligible Security
Item C.10 Name of each Designated NRSRO.
N/A
a. For each Designated NRSRO, disclose the credit rating given by the Designated NRSRO. If the instrument and its issuer are not rated by the Designated NRSRO, indicate "NR."
N/A
Item C.11 The maturity date determined by taking into account the maturity shortening provisions of rule 2a-7(i) (i.e., the maturity date used to calculate WAM under rule 2a-7(d)(1)(ii)).
10/1/16
Item C.12 The maturity date determined without reference to the exceptions in rule 2a-7(i) regarding interest rate readjustments (i.e., the maturity date used to calculate WAL under rule 2a-7(d)(1)(iii)).
10/1/16
Item C.13 The maturity date determined without reference to the maturity shortening provisions of rule 2a-7(i) (i.e., the ultimate legal maturity date on which, in accordance with the terms of the security without regard to any interest rate readjustment or demand feature, the principal amount must unconditionally be paid).
11/1/35
Item C.14 Does the security have a Demand Feature on which the fund is relying to determine the quality, maturity or liquidity of the security? If Yes, answer Items C.14.a - 14.f. Where applicable, provide the information required in Items C.14b - 14.f in the order that each Demand Feature issuer was reported in Item C.14.a radio button checked Yes   radio button unchecked No
a. The identity of the Demand Feature issuer(s).
BANK OF AMERICA N.A.
b. Designated NRSRO(s) for the Demand Feature(s) or provider(s) of the Demand Feature(s).
N/A
c. For each Designated NRSRO, disclose the credit rating given by the Designated NRSRO. If there is no rating given by the Designated NRSRO, indicate "NR."
N/A
d. The amount (i.e., percentage) of fractional support provided by each Demand Feature issuer.
100.00%
e. The period remaining until the principal amount of the security may be recovered through the Demand Feature.
1
f. Is the demand feature conditional? radio button unchecked Yes   radio button checked No
Item C.15 Does the security have a Guarantee (other than an unconditional letter of credit disclosed in item C.14 above) on which the fund is relying to determine the quality, maturity or liquidity of the security? If Yes, answer Items C.15.a - 15.d. Where applicable, provide the information required in Item C.15.b - 15.d in the order that each Guarantor was reported in Item C.15.a. radio button checked Yes   radio button unchecked No
a. The identity of the Guarantor(s).
BANK OF AMERICA N.A
b. Designated NRSRO(s) for the Guarantee(s) or Guarantor(s).
N/A
c. For each Designated NRSRO, disclose the credit rating given by the Designated NRSRO. If there is no rating given by the Designated NRSRO, indicate "NR."
N/A
d. The amount (i.e., percentage) of fractional support provided by each Guarantor.
100.00%
Item C.16 Does the security have any enhancements, other than those identified in Items C.14 and C.15 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? If Yes, answer Items C.16.a - 16.e. Where applicable, provide the information required in Items C.16.b - 16.e in the order that each enhancement provider was reported in Item C.16.a. radio button unchecked Yes   radio button checked No
Item C.17 The yield of the security as of the reporting date.
0.92%
Item C.18 The total Value of the fund's position in the security, to the nearest cent: (See General Instruction E.)
a. Including the value of any sponsor support:
$100,000.00
b. Excluding the value of any sponsor support:
$100,000.00
Item C.19 The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent.
32.06%
Item C.20 Is the security categorized at level 3 in the fair value hierarchy under U.S. Generally Accepted Accounting Principles (ASC 820, Fair Value Measurement)?radio button unchecked Yes   radio button checked No
Item C.21 Is the security a Daily Liquid Asset?radio button unchecked Yes   radio button checked No
Item C.22 Is the security a Weekly Liquid Asset? radio button checked Yes   radio button unchecked No
Item C.23 Is the security an Illiquid Security?radio button unchecked Yes   radio button checked No
Item C.24 Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security. If none, leave blank.

Part C: Schedule of Portfolio Securities. For each security held by the money market fund, disclose the following:

Item C.1 The name of the issuer.
GOLDMANS SACHS FINANCIAL SQUARE TAX-FREE
Item C.2 The title of the issue (including coupon, if applicable).
Goldman Sachs Financial Square Funds-Tax Free Money Market Fund, 0.6500%
Item C.3 The CUSIP.
38141W182
Item C.4 The LEI (if available). (See General Instruction E.)
549300ZO088VTRHJXK79
Item C.5 Other identifier. In addition to CUSIP and LEI, provide at least one of the following other identifiers, if available:
a. The ISIN;
US38141W1826
b. The CIK; or
c. Other unique identifier.
Item C.6 The category of investment. Indicate the category that most closely identifies the instrument from among the following: radio button unchecked  U.S. Treasury Debt
radio button unchecked  U.S. Government Agency Debt
radio button unchecked  Non-U.S. Sovereign, Sub-Sovereign and Supra-National debt
radio button unchecked  Certificate of Deposit
radio button unchecked  Non-Negotiable Time Deposit
radio button unchecked  Variable Rate Demand Note
radio button unchecked  Other Municipal Security
radio button unchecked  Asset Backed Commercial Paper
radio button unchecked  Other Asset Backed Securities
radio button unchecked  U.S. Treasury Repurchase Agreement, if collateralized only by U.S. Treasuries (including Strips) and cash
radio button unchecked  U.S. Government Agency Repurchase Agreement, collateralized only by U.S. Government Agency securities, U.S. Treasuries, and cash
radio button unchecked  Other Repurchase Agreement, if any collateral falls outside Treasury, Government Agency and cash
radio button unchecked  Insurance Company Funding Agreement
radio button checked  Investment Company
radio button unchecked  Financial Company Commercial Paper
radio button unchecked  Non-Financial Company Commercial Paper
radio button unchecked  Tender Option Bond
radio button unchecked  Other Instrument
Item C.7 If the security is a repurchase agreement, is the fund treating the acquisition of the repurchase agreement as the acquisition of the underlying securities (i.e., collateral) for purposes of portfolio diversification under rule 2a-7? radio button unchecked Yes radio button unchecked No
Item C.8 For all repurchase agreements, specify whether the repurchase agreement is "open" (i.e., the repurchase agreement has no specified end date and, by its terms, will be extended or "rolled" each business day (or at another specified period) unless the investor chooses to terminate it), and describe the securities subject to the repurchase agreement (i.e., collateral).
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose: (a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item C.9 Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security. radio button checked First Tier Security
radio button unchecked Rated Second Tier Security
radio button unchecked Unrated Security
radio button unchecked No Longer an Eligible Security
Item C.10 Name of each Designated NRSRO.
N/A
a. For each Designated NRSRO, disclose the credit rating given by the Designated NRSRO. If the instrument and its issuer are not rated by the Designated NRSRO, indicate "NR."
N/A
Item C.11 The maturity date determined by taking into account the maturity shortening provisions of rule 2a-7(i) (i.e., the maturity date used to calculate WAM under rule 2a-7(d)(1)(ii)).
10/7/16
Item C.12 The maturity date determined without reference to the exceptions in rule 2a-7(i) regarding interest rate readjustments (i.e., the maturity date used to calculate WAL under rule 2a-7(d)(1)(iii)).
10/7/16
Item C.13 The maturity date determined without reference to the maturity shortening provisions of rule 2a-7(i) (i.e., the ultimate legal maturity date on which, in accordance with the terms of the security without regard to any interest rate readjustment or demand feature, the principal amount must unconditionally be paid).
12/31/99
Item C.14 Does the security have a Demand Feature on which the fund is relying to determine the quality, maturity or liquidity of the security? If Yes, answer Items C.14.a - 14.f. Where applicable, provide the information required in Items C.14b - 14.f in the order that each Demand Feature issuer was reported in Item C.14.a radio button unchecked Yes   radio button checked No
Item C.15 Does the security have a Guarantee (other than an unconditional letter of credit disclosed in item C.14 above) on which the fund is relying to determine the quality, maturity or liquidity of the security? If Yes, answer Items C.15.a - 15.d. Where applicable, provide the information required in Item C.15.b - 15.d in the order that each Guarantor was reported in Item C.15.a. radio button unchecked Yes   radio button checked No
Item C.16 Does the security have any enhancements, other than those identified in Items C.14 and C.15 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? If Yes, answer Items C.16.a - 16.e. Where applicable, provide the information required in Items C.16.b - 16.e in the order that each enhancement provider was reported in Item C.16.a. radio button unchecked Yes   radio button checked No
Item C.17 The yield of the security as of the reporting date.
0.65%
Item C.18 The total Value of the fund's position in the security, to the nearest cent: (See General Instruction E.)
a. Including the value of any sponsor support:
$137,269.11
b. Excluding the value of any sponsor support:
$137,269.11
Item C.19 The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent.
44.01%
Item C.20 Is the security categorized at level 3 in the fair value hierarchy under U.S. Generally Accepted Accounting Principles (ASC 820, Fair Value Measurement)?radio button unchecked Yes   radio button checked No
Item C.21 Is the security a Daily Liquid Asset?radio button unchecked Yes   radio button checked No
Item C.22 Is the security a Weekly Liquid Asset? radio button checked Yes   radio button unchecked No
Item C.23 Is the security an Illiquid Security?radio button unchecked Yes   radio button checked No
Item C.24 Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security. If none, leave blank.

Part C: Schedule of Portfolio Securities. For each security held by the money market fund, disclose the following:

Item C.1 The name of the issuer.
MET WASHINGTON DC AIRPORTS SYS REV
Item C.2 The title of the issue (including coupon, if applicable).
Metropolitan Washington Dc Airports System Revenue, 0.8800%
Item C.3 The CUSIP.
592646M91
Item C.4 The LEI (if available). (See General Instruction E.)
7HERAVJJLN8J1DZ6AZ19
Item C.5 Other identifier. In addition to CUSIP and LEI, provide at least one of the following other identifiers, if available:
a. The ISIN;
US592646M915
b. The CIK; or
c. Other unique identifier.
Item C.6 The category of investment. Indicate the category that most closely identifies the instrument from among the following: radio button unchecked  U.S. Treasury Debt
radio button unchecked  U.S. Government Agency Debt
radio button unchecked  Non-U.S. Sovereign, Sub-Sovereign and Supra-National debt
radio button unchecked  Certificate of Deposit
radio button unchecked  Non-Negotiable Time Deposit
radio button checked  Variable Rate Demand Note
radio button unchecked  Other Municipal Security
radio button unchecked  Asset Backed Commercial Paper
radio button unchecked  Other Asset Backed Securities
radio button unchecked  U.S. Treasury Repurchase Agreement, if collateralized only by U.S. Treasuries (including Strips) and cash
radio button unchecked  U.S. Government Agency Repurchase Agreement, collateralized only by U.S. Government Agency securities, U.S. Treasuries, and cash
radio button unchecked  Other Repurchase Agreement, if any collateral falls outside Treasury, Government Agency and cash
radio button unchecked  Insurance Company Funding Agreement
radio button unchecked  Investment Company
radio button unchecked  Financial Company Commercial Paper
radio button unchecked  Non-Financial Company Commercial Paper
radio button unchecked  Tender Option Bond
radio button unchecked  Other Instrument
Item C.7 If the security is a repurchase agreement, is the fund treating the acquisition of the repurchase agreement as the acquisition of the underlying securities (i.e., collateral) for purposes of portfolio diversification under rule 2a-7? radio button unchecked Yes radio button unchecked No
Item C.8 For all repurchase agreements, specify whether the repurchase agreement is "open" (i.e., the repurchase agreement has no specified end date and, by its terms, will be extended or "rolled" each business day (or at another specified period) unless the investor chooses to terminate it), and describe the securities subject to the repurchase agreement (i.e., collateral).
If multiple securities of an issuer are subject to the repurchase agreement, the securities may be aggregated, in which case disclose: (a) the total principal amount and value and (b) the range of maturity dates and interest rates.
Item C.9 Rating. Indicate whether the security is a rated First Tier Security, rated Second Tier Security, an Unrated Security, or no longer an Eligible Security. radio button checked First Tier Security
radio button unchecked Rated Second Tier Security
radio button unchecked Unrated Security
radio button unchecked No Longer an Eligible Security
Item C.10 Name of each Designated NRSRO.
N/A
a. For each Designated NRSRO, disclose the credit rating given by the Designated NRSRO. If the instrument and its issuer are not rated by the Designated NRSRO, indicate "NR."
N/A
Item C.11 The maturity date determined by taking into account the maturity shortening provisions of rule 2a-7(i) (i.e., the maturity date used to calculate WAM under rule 2a-7(d)(1)(ii)).
10/7/16
Item C.12 The maturity date determined without reference to the exceptions in rule 2a-7(i) regarding interest rate readjustments (i.e., the maturity date used to calculate WAL under rule 2a-7(d)(1)(iii)).
10/7/16
Item C.13 The maturity date determined without reference to the maturity shortening provisions of rule 2a-7(i) (i.e., the ultimate legal maturity date on which, in accordance with the terms of the security without regard to any interest rate readjustment or demand feature, the principal amount must unconditionally be paid).
10/1/39
Item C.14 Does the security have a Demand Feature on which the fund is relying to determine the quality, maturity or liquidity of the security? If Yes, answer Items C.14.a - 14.f. Where applicable, provide the information required in Items C.14b - 14.f in the order that each Demand Feature issuer was reported in Item C.14.a radio button checked Yes   radio button unchecked No
a. The identity of the Demand Feature issuer(s).
TD BANK N.A.
b. Designated NRSRO(s) for the Demand Feature(s) or provider(s) of the Demand Feature(s).
N/A
c. For each Designated NRSRO, disclose the credit rating given by the Designated NRSRO. If there is no rating given by the Designated NRSRO, indicate "NR."
N/A
d. The amount (i.e., percentage) of fractional support provided by each Demand Feature issuer.
100.00%
e. The period remaining until the principal amount of the security may be recovered through the Demand Feature.
7
f. Is the demand feature conditional? radio button unchecked Yes   radio button checked No
Item C.15 Does the security have a Guarantee (other than an unconditional letter of credit disclosed in item C.14 above) on which the fund is relying to determine the quality, maturity or liquidity of the security? If Yes, answer Items C.15.a - 15.d. Where applicable, provide the information required in Item C.15.b - 15.d in the order that each Guarantor was reported in Item C.15.a. radio button checked Yes   radio button unchecked No
a. The identity of the Guarantor(s).
TD BANK N.A.
b. Designated NRSRO(s) for the Guarantee(s) or Guarantor(s).
N/A
c. For each Designated NRSRO, disclose the credit rating given by the Designated NRSRO. If there is no rating given by the Designated NRSRO, indicate "NR."
N/A
d. The amount (i.e., percentage) of fractional support provided by each Guarantor.
100.00%
Item C.16 Does the security have any enhancements, other than those identified in Items C.14 and C.15 above, on which the fund is relying to determine the quality, maturity or liquidity of the security? If Yes, answer Items C.16.a - 16.e. Where applicable, provide the information required in Items C.16.b - 16.e in the order that each enhancement provider was reported in Item C.16.a. radio button unchecked Yes   radio button checked No
Item C.17 The yield of the security as of the reporting date.
0.88%
Item C.18 The total Value of the fund's position in the security, to the nearest cent: (See General Instruction E.)
a. Including the value of any sponsor support:
$195,000.00
b. Excluding the value of any sponsor support:
$195,000.00
Item C.19 The percentage of the money market fund's net assets invested in the security, to the nearest hundredth of a percent.
62.52%
Item C.20 Is the security categorized at level 3 in the fair value hierarchy under U.S. Generally Accepted Accounting Principles (ASC 820, Fair Value Measurement)?radio button unchecked Yes   radio button checked No
Item C.21 Is the security a Daily Liquid Asset?radio button unchecked Yes   radio button checked No
Item C.22 Is the security a Weekly Liquid Asset? radio button checked Yes   radio button unchecked No
Item C.23 Is the security an Illiquid Security?radio button unchecked Yes   radio button checked No
Item C.24 Explanatory notes. Disclose any other information that may be material to other disclosures related to the portfolio security. If none, leave blank.

N-MFP: Signatures

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

(Registrant)
Cavanal Hill Funds
Date
10/4/16
(Signature)*
/s/ Scott Rhodes
Name of Signing Officer
Scott Rhodes
Title of Signing Officer
Treasurer

Top
Filing Submission 0001004726-16-000906   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
AboutPrivacyRedactionsHelp — Fri., Apr. 19, 8:02:22.2am ET