Summers, Carroll, Whisler LLC – ‘CANCEL-MA’ on 10/4/23

On:  Wednesday, 10/4/23, at 8:26am ET   ·   As of:  10/3/23   ·   Received:  10/4/23   ·   Granted/Issued:  10/3/23   ·   Accession #:  9999999997-23-4382   ·   File #:  867-01938

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Cancellation of a Municipal Advisor Registration by an SEC Order   —   § 15B(c)(3) – SEA’34

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: CANCEL-MA   Cancellation of a Municipal Advisor Registration     PDF    135K 
                by an SEC Order                                                  

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