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Alger Portfolios, et al. – ‘40-33’ on 2/9/24

On:  Friday, 2/9/24, at 5:02pm ET   ·   Effective:  2/9/24   ·   Accession #:  1193125-24-30250   ·   File #s:  811-01355, 811-01743, 811-05550, 811-07986

Previous ‘40-33’:  ‘40-33’ on 10/11/23   ·   Latest ‘40-33’:  This Filing

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 2/09/24  Alger Portfolios                  40-33       2/09/24    1:30K                                    Donnelley … Solutions/FA
          Alger Institutional Funds
          Alger Funds
          Alger Funds II

Stockholder Derivative Action Against an Investment Company or an Affiliate   —   § 33 – ICA’40

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 40-33       Stockholder Derivative Action Against an            HTML     21K 
                Investment Company or an Affiliate                               


This is an HTML Document rendered as filed.  [ Alternative Formats ]



  40-33  

LOGO

February 9, 2024

U.S. Securities and Exchange Commission

Division of Investment Management

100 F Street, N.E.

Washington, DC 20549

Re: Form 40-33 – Civil Action Documents Filed with regard to Alger Family of Funds

Ladies and Gentlemen:

On behalf of The Alger Portfolios (811-05550), The Alger Funds (811-1355), The Alger Funds II (811-1743) and The Alger Institutional Funds (811-7986) and certain affiliated persons thereof, and pursuant to Section 33 of the Investment Company Act of 1940, as amended, attached please find copies of the stipulation of discontinuance dismissing the matter Alger et al. vs. Impulse Dynamic et al. (Case No. 654908/2023).

If you have any questions regarding this submission, please contact me at 212.806.8838 or tpayne@alger.com.

Sincerely,

/s/ Tina Payne

Tina Payne

Chief Legal Officer and Secretary

Alger Family of Funds

Attachments

The Alger Family of Funds

100 Pearl Street, 27th Floor, New York, NY 10004www.alger.com


FILED: NEW YORK COUNTY CLERK 02/06/2024 04:52 PM    INDEX NO. 654908/2023
NYSCEF DOC. NO. 92    RECEIVED NYSCEF: 02/06/2024

 

SUPREME COURT OF THE STATE OF NEW YORK
COUNTY OF NEW YORK: COMMERCIAL DIVISION
    
    

FRED ALGER MANAGEMENT, LLC; ALGER 35 FUND; ALGER DYNAMIC RETURN FUND; ALGER HEALTH SCIENCES FUND; ALGER DYNAMIC OPPORTUNITIES FUND; ALGER LIFE SCIENCES INNOVATION FUND; ALGER SICAV – ALGER DYNAMIC OPPORTUNITIES FUND; ALGER SICAV – ALGER SMALL CAP FOCUS FUND; ALGER SICAV – ALGER WEATHERBIE SPECIALIZED GROWTH FUND; ALGER SMALL CAP FOCUS FUND; ALGER SMALL CAP GROWTH FUND; ALGER SMALL CAP GROWTH INSTITUTIONAL FUND; ALGER SMALL CAP GROWTH PORTFOLIO; ALGER WEATHERBIE SPECIALIZED GROWTH FUND; REDMILE GROUP, LLC; RAF, L.P.; REDMILE BIOPHARMA INVESTMENTS III, L.P.; and REDMILE STRATEGIC TRADING SUB, LTD.;

  

 

Index No. 654908/2023

 

Hon. Margaret A. Chan

Part 49

 

STIPULATION OF DISCONTINUANCE

    
Plaintiffs,   

v.

  
    

IMPULSE DYNAMICS PLC; SHLOMO BEN-HAIM; HERON HO; RAY YANG; JAMES TOBIN; JOSEPH CAPPER; DANIEL SCAVILLA; ANTONY OWERS; SHLOMI NACHMAN; JOHN LIDDICOAT; HOBART HEALTHCARE INVESTMENT LIMITED; IMPULSE DYNAMICS BV; TEODORO 29 CORP; CLIFORD INVESTMENT LIMITED; CSI CAPRICORNUS LIMITED; WARMLIGHT LIMITED; and RIGHT DIRECT INVESTMENTS LIMITED;

  
    
Defendants.   

IT IS HEREBY STIPULATED AND AGREED, by and through the undersigned attorneys for the respective parties hereto, that all claims asserted in the above-captioned action are hereby dismissed, and this action is hereby discontinued, with prejudice and with each party bearing its own costs and attorney’s fees.

 

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FILED: NEW YORK COUNTY CLERK 02/06/2024 04:52 PM    INDEX NO. 654908/2023
NYSCEF DOC. NO. 92    RECEIVED NYSCEF: 02/06/2024

 

Dated: February 6, 2024      
 

SKADDEN, ARPS, SLATE,

MEAGHER & FLOM LLP

      CLARICK GUERON REISBAUM LLP
  By:    /s/ Robert A. Fumerton         By:   /s/ Isaac B. Zaur    
    Robert A. Fumerton       Isaac B. Zaur
    One Manhattan West       David C. Kimball-Stanley
    New York, NY 10001       Nora Niedzielski-Eichner
    Phone: (212) 735-3000       220 Fifth Avenue, 14th Floor
    robert.fumerton@skadden.com       New York, NY 10001
          Phone: (212) 633-4310
  Attorneys for Defendant
Impulse Dynamics plc
      ROLNICK KRAMER SADIGHI LLP
        By:    /s/ Jeffrey Ritholtz    
          Marc B. Kramer
          Steven M. Hecht
          Jeffrey Ritholtz
          1251 Avenue of the Americas
          New York, NY 10020
          Phone: (212) 597-2800
          Attorneys for Plaintiffs

 

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Dates Referenced Herein

This ‘40-33’ Filing    Date    Other Filings
Filed on / Effective on:2/9/24None on these Dates
2/6/24
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Filing Submission 0001193125-24-030250   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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