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CFT Securities, LLC – ‘X-17A-5’ for 12/31/17 – ‘RECONCIL CAP RESERV’

On:  Thursday, 2/22/18, at 11:39am ET   ·   Effective:  2/22/18   ·   For:  12/31/17   ·   Accession #:  1072132-18-1   ·   File #:  8-51345

Previous ‘X-17A-5’:  ‘X-17A-5’ on 2/17/17 for 12/31/16   ·   Latest ‘X-17A-5’:  This Filing

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  As Of                Filer                Filing    For·On·As Docs:Size

 2/22/18  CFT Securities, LLC               X-17A-5    12/31/17   14:3.4M

Annual Financial Report by a Broker-Dealer   —   Form X-17A-5
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: X-17A-5     Annual Financial Report by a Broker-Dealer --       HTML      8K 
                          primary_doc.xml                                        
11: STMT FIN COND  Statement of Financial Condition --               PDF     66K 
                          stmtfindcond1                                          
13: STMT FIN COND NOTES  Notes to Statement of Financial Condition   PDF    583K 
                          -- stmtfindcondnotes1                                  
14: STMT INCOME  Statement of Income -- stmtincome1                  PDF     66K 
10: STMT CASH FLOW  Statement of Cash Flows -- stmtcashflow1         PDF    578K 
12: STMT CHG SH EQY  Statement of Changes in Stockholders',          PDF     44K 
                          Partners' or Sole Proprietors' Equity --               
                          stmtchg1                                               
 5: COMP NET CAP  Computation of Net Capital -- compnetcap           PDF     71K 
 9: RECONCIL CAP RESERV  Reconciliation (or Statement) re:           PDF     58K 
                          Material Differences (or None) Between                 
                          the FINRA FOCUS Report and Computation                 
                          of Net Capital or Computation for                      
                          Determination of Reserve Requirements --               
                          reconcilcapreserva                                     
 6: EXEMP RPT   Exemption Report -- exemprpta                        PDF     93K 
 2: ACCT RPT STMT FIN CO  Accountant's Report re: Examination of     PDF    234K 
                          Statement of Financial Condition --                    
                          accrrptstmtfinco                                       
 3: ACCT RPT FIN RPT  Accountant's Report re: Examination of         PDF    456K 
                          Financial Report or Financial Statements               
                          -- acctrptcomplrpt                                     
 4: ACCT RPT EXEMP RPT  Accountant's Report re: Review of            PDF    123K 
                          Exemption Report -- acctrptexemptrpt                   
 7: OTHER       Other Disclosure -- otherfuturesa                    PDF     49K 
 8: OTHER       Other Disclosure -- othersipcreporta                 PDF    332K 


RECONCIL CAP RESERV   —   Reconciliation (or Statement) re: Material Differences (or None) Between the FINRA FOCUS Report and Computation of Net Capital or Computation for Determination of Reserve Requirements — reconcilcapreserva


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Filing Submission 0001072132-18-000001   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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