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TCW Direct Lending LLC – ‘10-K’ for 12/31/23 – ‘EX-31.1’

On:  Thursday, 3/28/24, at 1:17pm ET   ·   For:  12/31/23   ·   Accession #:  950170-24-37856   ·   File #:  814-01069

Previous ‘10-K’:  ‘10-K’ on 4/6/23 for 12/31/22   ·   Latest ‘10-K’:  This Filing   ·   9 References:   

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/28/24  TCW Direct Lending LLC            10-K       12/31/23   67:15M                                    Donnelley … Solutions/FA

Annual Report   —   Form 10-K   —   SEA’34

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10-K        Annual Report                                       HTML   4.13M 
 2: EX-21.1     Subsidiaries List                                   HTML     21K 
 7: EX-99.1     Miscellaneous Exhibit                               HTML   1.34M 
 3: EX-31.1     Certification -- §302 - SOA'02                      HTML     26K 
 4: EX-31.2     Certification -- §302 - SOA'02                      HTML     27K 
 5: EX-32.1     Certification -- §906 - SOA'02                      HTML     23K 
 6: EX-32.2     Certification -- §906 - SOA'02                      HTML     23K 
 9: R1          Document and Entity Information                     HTML     86K 
10: R2          Consolidated Schedule of Investments                HTML    911K 
11: R3          Consolidated Schedule of Investments                HTML    324K 
                (Parenthetical)                                                  
12: R4          Consolidated Schedule of Investments                HTML     28K 
                (Parenthetical 2)                                                
13: R5          Consolidated Statements of Assets and Liabilities   HTML    109K 
14: R6          Consolidated Statements of Assets and Liabilities   HTML     36K 
                (Parenthetical)                                                  
15: R7          Consolidated Statements of Operations               HTML    101K 
16: R8          Consolidated Statements of Changes in Members'      HTML     56K 
                Capital                                                          
17: R9          Consolidated Statements of Cash Flows               HTML     97K 
18: R10         N-2                                                 HTML    321K 
19: R11         Organization and Basis of Presentation              HTML     48K 
20: R12         Significant Accounting Policies                     HTML     38K 
21: R13         Investment Valuations and Fair Value Measurements   HTML    240K 
22: R14         Agreements and Related Party Transactions           HTML     49K 
23: R15         Commitments and Contingencies                       HTML     54K 
24: R16         Members Capital                                     HTML     40K 
25: R17         Credit Facility                                     HTML     76K 
26: R18         Repurchase Transactions                             HTML     26K 
27: R19         Income Taxes                                        HTML     91K 
28: R20         Unconsolidated Significant Subsidiaries             HTML     82K 
29: R21         Financial Highlights                                HTML    161K 
30: R22         Subsequent Events                                   HTML     24K 
31: R23         Significant Accounting Policies (Policies)          HTML     62K 
32: R24         Organization and Basis of Presentation (Tables)     HTML     31K 
33: R25         Investment Valuations and Fair Value Measurements   HTML    232K 
                (Tables)                                                         
34: R26         Commitments and Contingencies (Tables)              HTML     48K 
35: R27         Members Capital (Table)                             HTML     37K 
36: R28         Credit Facility (Tables)                            HTML     48K 
37: R29         Income Taxes (Tables)                               HTML     87K 
38: R30         Unconsolidated Significant Subsidiaries (Tables)    HTML     78K 
39: R31         Financial Highlights (Tables)                       HTML    160K 
40: R32         Organization and Basis of Presentation -            HTML     66K 
                Additional Information (Details)                                 
41: R33         Organization and Basis of Presentation - Schedule   HTML     28K 
                of Aggregate Commitments (Details)                               
42: R34         Significant Accounting Policies - Additional        HTML     79K 
                Information (Details)                                            
43: R35         Investment Valuations and Fair Value Measurements   HTML     65K 
                - Summary of Major Security Type of Fair                         
                Valuations (Details)                                             
44: R36         Investment Valuations and Fair Value Measurements   HTML     53K 
                - Summary of Reconciliation of Balances for Total                
                Investments (Details)                                            
45: R37         Investment Valuations and Fair Value Measurements   HTML     22K 
                - Additional Information (Details)                               
46: R38         Investment Valuations and Fair Value Measurements   HTML     73K 
                - Summary of Valuation Techniques and Quantitative               
                Information (Details)                                            
47: R39         Agreements and Related Party Transactions -         HTML     66K 
                Additional Information (Details)                                 
48: R40         Commitments and Contingencies - Schedule of         HTML     35K 
                Unfunded Commitments and Unrealized Depreciation                 
                by Investment (Details)                                          
49: R41         Commitments and Contingencies - Additional          HTML     28K 
                Information (Details)                                            
50: R42         Members Capital - Summary of Company Unit Activity  HTML     26K 
                (Details)                                                        
51: R43         Members Capital - Additional Information (Detail)   HTML     28K 
52: R44         Credit Facility - Additional Information (Details)  HTML    115K 
53: R45         Credit Facility - Summary Information Regarding     HTML     36K 
                Credit Facility (Details)                                        
54: R46         Repurchase Transactions - Additional Information    HTML     24K 
                (Details)                                                        
55: R47         Income Taxes - Schedule of Aggregate Investment     HTML     29K 
                Unrealized Appreciation and Depreciation for                     
                Federal Income Tax Purposes (Details)                            
56: R48         Income Taxes - Schedule of Reclassifications for    HTML     26K 
                Permanent Difference (Details)                                   
57: R49         Income Taxes - Schedule of Tax Character of         HTML     25K 
                Shareholder Distributions (Details)                              
58: R50         Income Taxes - Schedule of Tax Components of        HTML     27K 
                Distributable Earnings (Details)                                 
59: R51         Income Taxes - Additional Information (Details)     HTML     37K 
60: R52         Unconsolidated Significant Subsidiaries -           HTML     74K 
                Summarized Financial Information (Details)                       
61: R53         Financial Highlights - Schedule of Net Asset Value  HTML     79K 
                Per Unit and Reflects all Units Issued and                       
                Outstanding (Details)                                            
62: R54         Financial Highlights - Schedule of Net Asset Value  HTML     22K 
                Per Unit and Reflects all Units Issued and                       
                Outstanding (Parenthetical) (Details)                            
64: XML         IDEA XML File -- Filing Summary                      XML    123K 
67: XML         XBRL Instance -- ck0001603480-20231231_htm           XML   4.80M 
63: EXCEL       IDEA Workbook of Financial Report Info              XLSX    206K 
 8: EX-101.SCH  XBRL Taxonomy Extension Schema With Embedded         XSD   3.12M 
                Linkbases Document -- ck0001603480-20231231                      
65: JSON        XBRL Instance as JSON Data -- MetaLinks              531±   766K 
66: ZIP         XBRL Zipped Folder -- 0000950170-24-037856-xbrl      Zip    578K 


‘EX-31.1’   —   Certification — §302 – SOA’02


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  EX-31.1  

 

Exhibit 31.1

PRESIDENT CERTIFICATION

I, Richard T. Miller, President of TCW Direct Lending LLC, certify that:

(1)
I have reviewed this annual report on Form 10-K of TCW Direct Lending LLC;
(2)
Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report;
(3)
Based on my knowledge, the financial statements, and other financial information included in this report, fairly present in all material respects the financial condition, results of operations and cash flows of the registrant as of, and for, the periods presented in this report;
(4)
The registrant’s other certifying officers and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Exchange Act Rules 13a-15(e) and 15d-15(e)) and internal control over financial reporting (as defined in Exchange Act Rules 13a-15(f) and 15d-15(f)) for the registrant and have:
a.
Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared; and
b.
Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles; and
c.
Evaluated the effectiveness of the registrant’s disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of the end of the period covered by this report based on such evaluation; and
d.
Disclosed in this report any change in the registrant’s internal control over financial reporting that occurred during the registrant’s most recent fiscal quarter that has materially affected, or is reasonably likely to materially affect, the registrant’s internal control over financial reporting; and
(5)
The registrant’s other certifying officers and I have disclosed, based on our most recent evaluation of internal control over financial reporting, to the registrant’s auditors and the audit committee of the registrant’s board of directors (or persons performing the equivalent functions):
a.
All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant’s ability to record, process, summarize and report financial information; and
b.
Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant’s internal control over financial reporting.

 

 

 

 

 

Date: March 28, 2024

By:

/s/ Richard T. Miller

Richard T. Miller

President

(Principal Executive Officer)

 

 



Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘10-K’ Filing    Date    Other Filings
Filed on:3/28/24
For Period end:12/31/238-K
 List all Filings 


9 Previous Filings that this Filing References

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 5/11/23  TCW Direct Lending LLC            10-Q        3/31/23   65:19M                                    Donnelley … Solutions/FA
 4/12/21  TCW Direct Lending LLC            8-K:1,2,9   4/06/21    2:1.2M                                   Donnelley … Solutions/FA
 6/02/20  TCW Direct Lending LLC            8-K:1,2,9   5/27/20    2:57K                                    Donnelley … Solutions/FA
 3/20/20  TCW Direct Lending VII LLC        8-K:1,2,9   3/17/20    2:922K                                   Donnelley … Solutions/FA
 4/14/17  TCW Direct Lending LLC            8-K:1,2,9   4/10/17    2:974K                                   Donnelley … Solutions/FA
 6/10/15  TCW Direct Lending LLC            8-K:1,9     6/05/15    2:402K                                   Donnelley … Solutions/FA
11/07/14  TCW Direct Lending LLC            10-Q        9/30/14   12:1.4M                                   Donnelley … Solutions/FA
 9/25/14  TCW Direct Lending LLC            8-K:1,2,3,9 9/15/14    2:82K                                    Donnelley … Solutions/FA
 4/18/14  TCW Direct Lending LLC            10-12G                 2:352K                                   Donnelley … Solutions/FA
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