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Does the NMS Stock ATS currently operate pursuant to a Form ATS? | Yes No | ||||||||||||||
Provide the EDGAR accession number for the Form ATS-N filing to be amended: | |||||||||||||||
Filer CIK | 0000310607 | ||||||||||||||
Filer CCC
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File No: | 013-00105 | ||||||||||||||
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Statement about the Form ATS-N Amendment pursuant to Instruction A.7 (g) of this form. | Part III Item 13(a) is amended to add that ILLC may assign a higher Taker Tier when an Indirect Subscriber has a low volume of trading or has exhibited inconsistent behavior for the prior period, or such other reasons as ILLC deems relevant. The changes herein apply to Indirect Subscribers and the broker-dealer operator. | ||||||||||||||
Is this a LIVE or TEST Filing? | LIVE TEST | ||||||||||||||
Is this an electronic copy of an official filing submitted in paper format in connection with a hardship exemption? | |||||||||||||||
Confirming Copy File Number |
Notification Information
Notify via Filing Website only? |