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As Of Filer Filing For·On·As Docs:Size 3/31/21 DWS Distributors, Inc. X-17A-5 12/31/20 16:4.9M |
Document/Exhibit Description Pages Size 1: X-17A-5 Annual Financial Report [ a.k.a. FOCUS Report ] by HTML 6K a Broker or Dealer -- primary_doc.xml 11: FULL Ddi Financial Statement 2020 -- DDIFS12312020 PDF 946K 7: STMT FIN COND Ddi Financial Condition -- DDISOFC12312020 PDF 488K 16: STMT FIN COND NOTES Ddi Notes to Financial Condition -- PDF 422K DDISOFCNotes2020 8: STMT INCOME Ddi Statement of Income or Loss -- PDF 186K DDIStatementofIncome12312020 9: STMT CASH FLOW Ddi Statement of Cash Flow -- DDICashflow2020 PDF 13K 10: STMT CHG SH EQY Ddi Statement of Changes in Stockholders PDF 125K Equity -- DDIChangesinSHEquity2020 14: FINAN STMTS NOTES Ddi Notes to Financial Statement -- PDF 512K DDIAFSNotes12312020 13: COMP NET CAP Ddi Computation of Net Capital -- PDF 14K DDINetCapital12312020 12: COMP RESERV REQ Ddi Computation of Reserve Requirements -- PDF 122K DDICompReserveReq12312020 6: EXEMP RPT Ddi Exemption Report -- DDIExemptionReport123120 PDF 27K 4: ACCT RPT STMT FIN CO Kpmg Audit Report Sofc -- PDF 81K DDISOFCauditreport2020 5: ACCT RPT FIN RPT Kpmg Audit Report Financial Statements -- PDF 87K DDIAFSauditeport2020 2: ACCT RPT EXEMP RPT Kpmg Audit Report Exemption -- PDF 85K DDIExemptionAuditReport2020 15: OTHER Ddi Sipc Aup -- DDISIPC123120 PDF 433K 3: OTHER Kpmg Audit Report Sipc Auc -- PDF 72K DDISIPCAUPauditreport2020
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