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DWS Distributors, Inc. – ‘X-17A-5’ for 12/31/20 – ‘COMP RESERV REQ’

On:  Wednesday, 3/31/21, at 7:32pm ET   ·   Effective:  3/31/21   ·   For:  12/31/20   ·   Accession #:  932690-21-4   ·   File #:  8-47765

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  As Of               Filer                 Filing    For·On·As Docs:Size

 3/31/21  DWS Distributors, Inc.            X-17A-5    12/31/20   16:4.9M

Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer   —   Form X-17A-5
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: X-17A-5     Annual Financial Report [ a.k.a. FOCUS Report ] by  HTML      6K 
                a Broker or Dealer -- primary_doc.xml                            
11: FULL        Ddi Financial Statement 2020 -- DDIFS12312020        PDF    946K 
 7: STMT FIN COND  Ddi Financial Condition -- DDISOFC12312020        PDF    488K 
16: STMT FIN COND NOTES  Ddi Notes to Financial Condition --         PDF    422K 
                DDISOFCNotes2020                                                 
 8: STMT INCOME  Ddi Statement of Income or Loss --                  PDF    186K 
                DDIStatementofIncome12312020                                     
 9: STMT CASH FLOW  Ddi Statement of Cash Flow -- DDICashflow2020    PDF     13K 
10: STMT CHG SH EQY  Ddi Statement of Changes in Stockholders        PDF    125K 
                Equity -- DDIChangesinSHEquity2020                               
14: FINAN STMTS NOTES  Ddi Notes to Financial Statement --           PDF    512K 
                DDIAFSNotes12312020                                              
13: COMP NET CAP  Ddi Computation of Net Capital --                  PDF     14K 
                DDINetCapital12312020                                            
12: COMP RESERV REQ  Ddi Computation of Reserve Requirements --      PDF    122K 
                DDICompReserveReq12312020                                        
 6: EXEMP RPT   Ddi Exemption Report -- DDIExemptionReport123120     PDF     27K 
 4: ACCT RPT STMT FIN CO  Kpmg Audit Report Sofc --                  PDF     81K 
                DDISOFCauditreport2020                                           
 5: ACCT RPT FIN RPT  Kpmg Audit Report Financial Statements --      PDF     87K 
                DDIAFSauditeport2020                                             
 2: ACCT RPT EXEMP RPT  Kpmg Audit Report Exemption --               PDF     85K 
                DDIExemptionAuditReport2020                                      
15: OTHER       Ddi Sipc Aup -- DDISIPC123120                        PDF    433K 
 3: OTHER       Kpmg Audit Report Sipc Auc --                        PDF     72K 
                DDISIPCAUPauditreport2020                                        


‘COMP RESERV REQ’   —   Ddi Computation of Reserve Requirements — DDICompReserveReq12312020


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Filing Submission 0000932690-21-000004   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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