Liquidnet, Inc. – ‘ATS-N/CA’ from 4/23/24 – ‘ATS-N EX-2 SCHD B BD’

On:  Tuesday, 4/23/24, at 5:27pm ET   ·   Delayed-Release:  Filing ¶  –  Release Delayed to:  4/23/24   ·   Accession #:  1110644-24-10   ·   File #:  13-00107

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Correcting Amendment   —   Form ATS-N   —   Rule 304(a)(2)(i)(C)   —   Delayed-Release

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: ATS-N/CA    Correcting Amendment -- primary_doc.xml             HTML    191K 
 8: ATS-N PART2 ITM.7D  Part II Items -- Neg_ITM2_7d_23apr2024       PDF    171K 
 7: ATS-N PART3 ITM.11C  Part III Items -- Neg_Part3_ITM_11c         PDF    136K 
 6: ATS-N EX-1 SCHD A BD  Direct Owners and Executive Officers --    PDF     95K 
                Form BD - Sch. A -- Exh1_SchedA_10apr2024                        
 2: ATS-N EX-2 SCHD B BD  Indirect Owners -- Form BD - Sch. B --     PDF     90K 
                Exh2_SchedB_10apr2024                                            
 4: ATS-N EX-3 REDLINE  Redline Changes -- Form BD - Sch. A & B --   PDF    113K 
                Exhibit1_21july2022_redline                                      
 3: ATS-N EX-3 REDLINE  Redline Changes -- Form BD - Sch. A & B --   PDF     97K 
                Exhibit2_22july2021_redline                                      
 5: ATS-N EX-3 REDLINE  Redline Changes -- Form BD - Sch. A & B --   PDF    377K 
                Neg_Exh3_23apr2024_redline                                       
 9: ATS-N EX-3 REDLINE  Redline Changes -- Form BD - Sch. A & B --   PDF    173K 
                Redline_Neg_ITM2_7d_23apr24                                      

‘ATS-N EX-2 SCHD B BD’   —   Indirect Owners — Form BD – Sch. B — Exh2_SchedB_10apr2024

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1 Previous Filing that this Filing References

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

11/16/22  Liquidnet, Inc.                   ATS-N/UA¶  12/01/22    8:1.9M