Bofa Securities, Inc. – ‘ATS-N/UA’ from 4/19/24 – ‘ATS-N EX-1 SCHD A BD’

On:  Friday, 4/19/24, at 12:15pm ET   ·   As of:  4/18/24   ·   Delayed-Release:  Filing ¶  –  Release Delayed to:  4/19/24   ·   Accession #:  1675365-24-11   ·   File #:  13-00150

in

this entire Filing. an “Entity” Search.

Show

Documents searched

and

each “hit”. the 1st “hit”.

↓↑Hints

Updating Amendment   —   Form ATS-N   —   Rule 304(a)(2)(i)(B)   —   Delayed-Release

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: ATS-N/UA    Updating Amendment -- primary_doc.xml               HTML    145K 
 2: ATS-N EX-1 SCHD A BD  Direct Owners and Executive Officers --    PDF    101K 
                Form BD - Sch. A -- BofASFormBDScheduleA04182024                 
 3: ATS-N EX-2 SCHD B BD  Indirect Owners -- Form BD - Sch. B --     PDF     30K 
                BofASFormBDScheduleB04182024                                     
 4: ATS-N EX-3 REDLINE  Redline Changes -- Form BD - Sch. A & B --   PDF    136K 
                Exhibit3Redline04182024                                          

‘ATS-N EX-1 SCHD A BD’   —   Direct Owners and Executive Officers — Form BD – Sch. A — BofASFormBDScheduleA04182024

This is a PDF Document.

	Download this Adobe® Acrobat® .pdf document
	Get Adobe® Acrobat® Reader™, if you haven’t         done so already, in order to read this document.

1 Previous Filing that this Filing References

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 3/08/24  Bofa Securities, Inc.             ATS-N/UA¶   3/08/24    4:696K