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Fap USA, L.P. – ‘X-17A-5’ for 3/31/21 – ‘ANC/OTC AGD PROC’

On:  Wednesday, 6/30/21, at 3:51pm ET   ·   Effective:  6/30/21   ·   For:  3/31/21   ·   Accession #:  1419237-21-2   ·   File #:  8-67758

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  As Of               Filer                 Filing    For·On·As Docs:Size

 6/30/21  Fap USA, L.P.                     X-17A-5     3/31/21    6:1.3M

Annual Financial Report [ a.k.a. FOCUS Report ] by a Broker or Dealer   —   Form X-17A-5

Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: X-17A-5     Annual Financial Report [ a.k.a. FOCUS Report ] by  HTML      4K 
                a Broker or Dealer -- primary_doc.xml                            
 6: FULL        Annual Financial Report (Full) -- FAPlong            PDF    600K 
 2: STMT FIN COND  Statement of Financial Condition -- FAPshort      PDF    566K 
 3: EXEMP RPT   Exemption Report -- FAPexemption                     PDF    123K 
 4: ACCT RPT EXEMP RPT  Accountant's Report re: a Review of an       PDF     54K 
                Exemption Report -- BDOex1                                       
 5: ANC/OTC AGD PROC  Supplemental Report re: Applying Agreed-Upon   PDF     74K 
                Procedures for Computing Certain Capital Charges                 
                for an OTC Derivatives Dealer -- SIPCAUP                         


‘ANC/OTC AGD PROC’   —   Supplemental Report re: Applying Agreed-Upon Procedures for Computing Certain Capital Charges for an OTC Derivatives Dealer — SIPCAUP


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