Registration of Securities of a Small-Business Issuer — Form 10-SB
Filing Table of Contents
Document/Exhibit Description Pages Size
1: 10SB12G Registration of Securities of a Small-Business 84 323K
Issuer
2: EX-2.1 Plan of Acquisition, Reorganization, Arrangement, 21 66K
Liquidation or Succession
3: EX-3.1 Articles of Incorporation/Organization or By-Laws 5 21K
4: EX-3.2 Articles of Incorporation/Organization or By-Laws 3 16K
5: EX-3.3 Articles of Incorporation/Organization or By-Laws 12 39K
6: EX-4.1 Instrument Defining the Rights of Security Holders 2 14K
7: EX-10.1 Material Contract 10 52K
16: EX-10.10 Material Contract 6 28K
17: EX-10.11 Material Contract 23 78K
18: EX-10.12 Material Contract 53 150K
19: EX-10.13 Material Contract 19 58K
20: EX-10.14 Material Contract 2 17K
21: EX-10.15 Material Contract 20 55K
22: EX-10.16 Material Contract 1 12K
23: EX-10.17 Material Contract 7 48K
24: EX-10.18 Material Contract 2 15K
25: EX-10.19 Material Contract 15 62K
8: EX-10.2 Material Contract 17 53K
26: EX-10.20 Material Contract 8± 42K
27: EX-10.21 Material Contract 10 35K
28: EX-10.22 Material Contract 5 32K
29: EX-10.23 Material Contract 5 33K
30: EX-10.24 Material Contract 5 34K
31: EX-10.25 Material Contract 5 20K
32: EX-10.26 Material Contract 3 21K
33: EX-10.27 Material Contract 17± 78K
34: EX-10.28 Material Contract 3 23K
35: EX-10.29 Material Contract 8 41K
9: EX-10.3 Material Contract 8 30K
36: EX-10.30 Material Contract 4 27K
37: EX-10.31 Material Contract 16 76K
10: EX-10.4 Material Contract 4 23K
11: EX-10.5 Material Contract 6± 33K
12: EX-10.6 Material Contract 10 40K
13: EX-10.7 Material Contract 13 51K
14: EX-10.8 Material Contract 8 24K
15: EX-10.9 Material Contract 2 17K
38: EX-21.1 Subsidiaries of the Registrant 1 10K
39: EX-27.1 Financial Data Schedule (Pre-XBRL) 1 14K
EX-10.9 — Material Contract
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October 24, 1997
Mr. Jack Marshall
AltaVista Technologies, Inc.
1671 Dell Avenue, Suite 209
Campbell, CA 95008
Engagement Letter
Business Development Services
Situation and Objectives
AltaVista Technologies, Inc. (the "Client") would like Kremen, Father & Partners
(the "Firm") to help develop the Client and refer potential investors to the
Client.
Study Plan
The Firm will use Client materials such as the business plan, publications, and
other materials and Firm contacts to identify and introduce potential investors
tot he Client.
The firm will provide business plan and development advice to the Client. From
time-to-time, the firm will assist the Client's Officers with advice on business
structure, markets, and communications with potential investors. Upon
commencement, the Firm will suggest revisions in the business plan to facilitate
investor referrals.
The Firm is not obligated to cultivate any specific investors nor is the Client
obligate to communicate with or accept any specific investor introduced by the
Firm. The Firm does not warrant the qualifications or legal acceptability of
potential investors. The Client will be responsible for all accounting, legal,
and financing activities. The Client will be responsible for all requirements
and liabilities of relationships with parties that invest in the Client.
Structure and Fees
[Enlarge/Download Table]
Engagement Number: VC01
Engagement Director: Jack Marshall
Team Members: Kremen, Father & Partners and others as required by the Firm
Subject Matter: Business Development Services
Billing Rate: For the cash component of the following, retroactive to August 1, 1977: $3,000
in reduction of amount per month due for the past purchase of $50,000 of Alta
vista Series C stock. Additionally "bargain" options to purchase 1% of the
Company on a fully diluted for every three months of successful work (if not
fully successful on a vested on a pro-rata weighted average). A work list will be
provided (to be agreed upon mutually) for November 1997 and every month
beyond. With respect to find raising, We are to be compensated on a standard
Lehman compensation formula (attached in finders agreement). With respect to
partner finding, we are to be compensated as according to a standard
independent sales agreement (attached).
Expenses: Due in cash as described in the Firm's then current Expense Policy.
Additional Terms: The Firm will seek prior oral approval from the ED for single expense items
over $250.00 or monthly expenses over $500.00
The Firm may choose to bill the Client in order to time bills for collection at
financial closings, meet management needs, improve collection, and meet other
needs of the Firm. The Firm may designate individual owners of common stock
or options due the Firm as payment for fundraising and consulting services. The
Client agrees to issue such instruments in the names designated by the Firm
provided the designees accept and agree to the Client's standard subscription
agreement.
Acceptance
s. Gary Kremen Date: 10-31-97
----------------
Gary Kremen
Kremen, Father & Partners
843 Montgomery, Suite 300
San Francisco, CA 94133
Client warrants that it has read this entire engagement letter, fully
understands the engagement letter, agrees to all terms and conditions herein,
and authorizes the work described herein.
s. Jack Marshall Date: 10-30-97
------------------
Mr. Jack Marshall
AltaVista Technologies, Inc.
1671 Dell Avenue, Suite 209
Campbell, CA 95008
Dates Referenced Herein
| Referenced-On Page |
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| This ‘10SB12G’ Filing | | Date | | First | | Last | | | Other Filings |
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| |  |
| Filed on: | | 7/13/99 | | | | | | | None on these Dates |
| | 10/24/97 | | 1 |
| List all Filings |
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