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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 5/10/22 Lynrock Lake LP SC 13G/A 1:62K Radcom Ltd. Akin Gump Str… Office/FA Cynthia Paul Lynrock Lake Partners LLC |
Document/Exhibit Description Pages Size
1: SC 13G/A Amendment to Statement of Acquisition of HTML 40K
Beneficial Ownership by a "Passive" Investor
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1
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NAME OF REPORTING PERSON
Lynrock Lake LP
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [ ]
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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5
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SOLE VOTING POWER
1,475,318
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6
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SHARED VOTING POWER
0
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7
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SOLE DISPOSITIVE POWER
1,475,318
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8
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SHARED DISPOSITIVE POWER
0
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,475,318
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10
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ]
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
10.2% (1)
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12
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TYPE OF REPORTING PERSON
PN, IA
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1
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NAME OF REPORTING PERSON
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [ ]
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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5
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SOLE VOTING POWER
1,475,318
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6
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SHARED VOTING POWER
0
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7
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SOLE DISPOSITIVE POWER
1,475,318
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8
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SHARED DISPOSITIVE POWER
0
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,475,318
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10
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ]
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
10.2% (1)
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12
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TYPE OF REPORTING PERSON
OO, HC
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1
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NAME OF REPORTING PERSON
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [ ]
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
United States
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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5
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SOLE VOTING POWER
1,475,318
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6
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SHARED VOTING POWER
0
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7
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SOLE DISPOSITIVE POWER
1,475,318
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8
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SHARED DISPOSITIVE POWER
0
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,475,318
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10
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [ ]
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
10.2% (1)
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12
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TYPE OF REPORTING PERSON
IN, HC
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ITEM 1(a).
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NAME OF ISSUER:
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Radcom Ltd. (the "Issuer")
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ITEM 1(b).
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ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES:
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24 Raoul Wallenberg Street
Tel Aviv 69719, Israel
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ITEM 2(a).
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NAME OF PERSON FILING:
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Lynrock Lake LP
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ITEM 2(b).
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ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE:
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2 International Drive, Suite 130
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ITEM 2(c).
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CITIZENSHIP:
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Lynrock Lake LP - Delaware
Lynrock Lake Partners LLC - Delaware
Cynthia Paul - United States
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ITEM 2(d).
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TITLE OF CLASS OF SECURITIES:
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Ordinary Shares, NIS 0.20 par value per share ("Ordinary Shares")
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ITEM 2(e).
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CUSIP NUMBER:
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ITEM 3.
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IF THIS STATEMENT IS FILED PURSUANT TO SECTION 240.13d-1(b), or 13d-2(b) or (c) CHECK WHETHER THE PERSON FILING IS A:
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(a) [ ] Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78c);
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(b) [ ] Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c);
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(c) [ ] Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c);
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(d) [ ] Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8);
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(e) [X] An investment adviser in accordance with 240.13d-1(b)(1)(ii)(E);
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(f) [ ] An employee benefit plan or endowment fund in accordance with 240.13d-1(b)(1)(ii)(F);
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(g) [X] A parent holding company or control person in accordance with 240.13d-1(b)(1)(ii)(G);
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(h) [ ] A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
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(i) [ ] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15
U.S.C. 80a-3);
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(j) [ ] A non-U.S. institution in accordance with 240.13d-1(b)(1)(ii)(J);
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(k) [ ] Group, in accordance with 240.13d-1(b)(1)(ii)(K).
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ITEM 4.
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OWNERSHIP:
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Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
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(a)
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Amount beneficially owned as of April 30, 2022:
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Lynrock Lake LP - 1,475,318
Lynrock Lake Partners LLC - 1,475,318
Cynthia Paul - 1,475,318
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(b)
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Percent of class as of April 30, 2022:
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Lynrock Lake LP - 10.2%
Lynrock Lake Partners LLC - 10.2%
Cynthia Paul - 10.2%
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(c)
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Number of shares as to which the person has:
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(i) Sole power to vote or to direct the vote:
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Lynrock Lake LP - 1,475,318
Lynrock Lake Partners LLC - 1,475,318
Cynthia Paul - 1,475,318
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(ii) Shared power to vote or to direct the vote:
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Lynrock Lake LP - 0
Cynthia Paul - 0
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(iii) Sole power to dispose or to direct the disposition of:
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Lynrock Lake LP - 1,475,318
Lynrock Lake Partners LLC - 1,475,318
Cynthia Paul - 1,475,318
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(iv) Shared power to dispose or to direct the disposition of:
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Lynrock Lake LP - 0
Cynthia Paul – 0
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| As of April 30, 2022, Lynrock Lake Master Fund LP ("Lynrock Lake Master") directly held 1,475,318 Ordinary Shares of the Issuer. Lynrock Lake LP (the "Investment
Manager") is the investment manager of Lynrock Lake Master, and pursuant to an investment management agreement, the Investment Manager has been delegated full voting and investment power over securities of the Issuer held by Lynrock Lake
Master. Cynthia Paul, the Chief Investment Officer of the Investment Manager and Sole Member of Lynrock Lake Partners LLC, the general partner of the Investment Manager, may be deemed to exercise voting and investment power over securities of
the Issuer held by Lynrock Lake Master. |
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ITEM 5.
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OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS:
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If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than
five percent of the class of securities, check the following [ ].
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ITEM 6.
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OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON:
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As disclosed in Item 4 of this Schedule 13G, as of April 30, 2022, Lynrock Lake Master directly held 1,475,318 Ordinary Shares of the Issuer. Certain
feeder funds that invest in Lynrock Lake Master may have the right to receive dividends from, and proceeds from, the sale of the Ordinary Shares directly held by Lynrock Lake Master.
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ITEM 7.
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IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY:
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Not applicable.
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ITEM 8.
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IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP:
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Not applicable.
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ITEM 9.
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NOTICE OF DISSOLUTION OF GROUP:
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Not applicable.
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ITEM 10.
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CERTIFICATION:
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| By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. | |
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LYNROCK LAKE LP
its general partner
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By:
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/s/ Cynthia Paul
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Name:
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Title:
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Sole Member
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By:
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/s/ Cynthia Paul
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Name:
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Title:
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Sole Member
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/s/ Cynthia Paul
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| This ‘SC 13G/A’ Filing | Date | Other Filings | ||
|---|---|---|---|---|
 | ||||
| Filed on: | 5/10/22 | SC 13G/A | ||
| 4/30/22 | ||||
| 3/29/22 | 20-F | |||
| 3/25/22 | ||||
| List all Filings | ||||